{"id":9135,"date":"2018-05-18T15:56:48","date_gmt":"2018-05-18T08:56:48","guid":{"rendered":"http:\/\/cmctile.com.vn\/?p=3518"},"modified":"2018-05-18T15:56:48","modified_gmt":"2018-05-18T08:56:48","slug":"dieu-le-cong-ty-2-2","status":"publish","type":"post","link":"https:\/\/cmctiles.vn\/en\/quan-he-co-dong\/dieu-le-cong-ty\/dieu-le-cong-ty-2-2.html","title":{"rendered":"Company charter"},"content":{"rendered":"

[:vi]
\nM\u1ee4C L\u1ee4C
\nPH\u1ea6N M\u1ede \u0110\u1ea6U\t4
\nCH\u01af\u01a0NG I\t4\u0110\u1ecaNH NGH\u0128A C\u00c1C THU\u1eacT NG\u1eee TRONG \u0110I\u1ec0U L\u1ec6\t4
\n\u0110i\u1ec1u 1. \u0110\u1ecbnh ngh\u0129a\t4
\nCH\u01af\u01a0NG II\t5
\nT\u00caN, H\u00ccNH TH\u1ee8C, TR\u1ee4 S\u1ede, CHI NH\u00c1NH, V\u0102N PH\u00d2NG \u0110\u1ea0I DI\u1ec6N V\u00c0 TH\u1edcI H\u1ea0N HO\u1ea0T \u0110\u1ed8NG C\u1ee6A C\u00d4NG TY\t5
\n\u0110i\u1ec1u 2. T\u00ean, h\u00ecnh th\u1ee9c, tr\u1ee5 s\u1edf, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty\t5
\nCH\u01af\u01a0NG III\t6
\nM\u1ee4C TI\u00caU, PH\u1ea0M VI KINH DOANH V\u00c0\t6
\nHO\u1ea0T \u0110\u1ed8NG C\u1ee6A C\u00d4NG TY\t\u1ec1u 3. L\u0129nh v\u1ef1c kinh doanh c\u1ee7a C\u00f4ng ty\t6
\n\u0110i\u1ec1u 4. M\u1ee5c ti\u00eau ho\u1ea1t \u0111\u1ed9ng:\t7
\n\u0110i\u1ec1u 5. Ph\u1ea1m vi kinh doanh v\u00e0 ho\u1ea1t \u0111\u1ed9ng\t7
\nCH\u01af\u01a0NG IV\t7
\n\u0110i\u1ec1u 6. V\u1ed1n \u0111i\u1ec1u l\u1ec7, c\u1ed5 ph\u1ea7n\t7
\n\u0110i\u1ec1u 7. Ch\u1ee9ng nh\u1eadn C\u1ed5 phi\u1ebfu\t9
\n\u0110i\u1ec1u 8. Ch\u1ee9ng ch\u1ec9 ch\u1ee9ng kho\u00e1n kh\u00e1c\t9
\n\u0110i\u1ec1u 9. Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n\t9
\n\u0110i\u1ec1u 10. Thu h\u1ed3i c\u1ed5 ph\u1ea7n\t10
\nCH\u01af\u01a0NG V\t11
\nC\u01a0 C\u1ea4U T\u1ed4 CH\u1ee8C, QU\u1ea2N L\u00dd V\u00c0 KI\u1ec2M SO\u00c1T\t11
\n\u0110i\u1ec1u 11. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd\t11
\nCH\u01af\u01a0NG VI\t11
\nC\u1ed4 \u0110\u00d4NG V\u00c0 \u0110\u1ea0I H\u1ed8I \u0110\u1ed2NG C\u1ed4 \u0110\u00d4NG\t11
\n\u0110i\u1ec1u 12. Quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng\t11
\n\u0110i\u1ec1u 13. Ngh\u0129a v\u1ee5 c\u1ee7a c\u1ed5 \u0111\u00f4ng\t13
\n\u0110i\u1ec1u 14. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t13
\n\u0110i\u1ec1u 15. Quy\u1ec1n v\u00e0 nhi\u1ec7m v\u1ee5 c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t15
\n\u0110i\u1ec1u 16. C\u00e1c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n\t17
\n\u0110i\u1ec1u 17. Thay \u0111\u1ed5i c\u00e1c quy\u1ec1n\t18
\n\u0110i\u1ec1u 18. Tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp, v\u00e0 th\u00f4ng b\u00e1o h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t19
\n\u0110i\u1ec1u 19. C\u00e1c \u0111i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t21
\n\u0110i\u1ec1u 20. Th\u1ec3 th\u1ee9c ti\u1ebfn h\u00e0nh h\u1ecdp v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t21
\n\u0110i\u1ec1u 21. Th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t24
\n\u0110i\u1ec1u 22. Th\u1ea9m quy\u1ec1n v\u00e0 th\u1ec3 th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t25
\n\u0110i\u1ec1u 23. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t27
\n\u0110i\u1ec1u 24. Y\u00eau c\u1ea7u h\u1ee7y b\u1ecf quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng\t28
\nCH\u01af\u01a0NG VII\t29
\nH\u1ed8I \u0110\u1ed2NG QU\u1ea2N TR\u1eca\t29
\n\u0110i\u1ec1u 25. Th\u00e0nh ph\u1ea7n v\u00e0 nhi\u1ec7m k\u1ef3 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb\t29
\n\u0110i\u1ec1u 26. Quy\u1ec1n h\u1ea1n v\u00e0 nhi\u1ec7m v\u1ee5 c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb\t31
\n\u0110i\u1ec1u 27. Ch\u1ee7 t\u1ecbch, Ph\u00f3 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb\t35
\n\u0110i\u1ec1u 28. C\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb\t35
\nCH\u01af\u01a0NG VIII\t40
\nT\u1ed4NG GI\u00c1M \u0110\u1ed0C \u0110I\u1ec0U H\u00c0NH, C\u00c1N B\u1ed8 QU\u1ea2N L\u00dd KH\u00c1C V\u00c0 NG\u01af\u1edcI PH\u1ee4 TR\u00c1CH QU\u1ea2N TR\u1eca C\u00d4NG TY\t40
\n\u0110i\u1ec1u 29. T\u1ed5 ch\u1ee9c b\u1ed9 m\u00e1y qu\u1ea3n l\u00fd\t40
\n\u0110i\u1ec1u 30. Ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p v\u00e0 C\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c\t40
\n\u0110i\u1ec1u 31. B\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, nhi\u1ec7m v\u1ee5 v\u00e0 quy\u1ec1n h\u1ea1n c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh\t41
\n\u0110i\u1ec1u 32. Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb C\u00f4ng ty, Th\u01b0 k\u00fd C\u00f4ng ty\t43
\nCH\u01af\u01a0NG IX\t44
\nNHI\u1ec6M V\u1ee4 C\u1ee6A TH\u00c0NH VI\u00caN H\u1ed8I \u0110\u1ed2NG QU\u1ea2N TR\u1eca, KI\u1ec2M SO\u00c1T VI\u00caN, T\u1ed4NG GI\u00c1M \u0110\u1ed0C \u0110I\u1ec0U H\u00c0NH V\u00c0 C\u00c1N B\u1ed8 QU\u1ea2N L\u00dd\t44
\n\u0110i\u1ec1u 33. Tr\u00e1ch nhi\u1ec7m c\u1ea9n tr\u1ecdng c\u1ee7a Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd\t44
\n\u0110i\u1ec1u 34. Tr\u00e1ch nhi\u1ec7m trung th\u1ef1c v\u00e0 tr\u00e1nh c\u00e1c xung \u0111\u1ed9t v\u1ec1 quy\u1ec1n l\u1ee3i\t45
\n\u0110i\u1ec1u 35. Tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i v\u00e0 b\u1ed3i th\u01b0\u1eddng\t46
\nCH\u01af\u01a0NG X\t47
\nBAN KI\u1ec2M SO\u00c1T\t47
\n\u0110i\u1ec1u 36. Ki\u1ec3m so\u00e1t vi\u00ean\t47
\n\u0110i\u1ec1u 37. Ban ki\u1ec3m so\u00e1t\t49
\nCH\u01af\u01a0NG XI\t50
\nQUY\u1ec0N \u0110I\u1ec0U TRA S\u1ed4 S\u00c1CH V\u00c0 H\u1ed2 S\u01a0 C\u00d4NG TY\t50
\n\u0110i\u1ec1u 38. Quy\u1ec1n \u0111i\u1ec1u tra s\u1ed5 s\u00e1ch v\u00e0 h\u1ed3 s\u01a1\t50
\nCH\u01af\u01a0NG XII\t51
\nC\u00d4NG NH\u00c2N VI\u00caN V\u00c0 C\u00d4NG \u0110O\u00c0N\t51
\n\u0110i\u1ec1u 39. C\u00f4ng nh\u00e2n vi\u00ean v\u00e0 c\u00f4ng \u0111o\u00e0n\t51
\nCH\u01af\u01a0NG XIII\t51
\nPH\u00c2N PH\u1ed0I L\u1ee2I NHU\u1eacN\t51
\n\u0110i\u1ec1u 40. Ph\u00e2n ph\u1ed1i l\u1ee3i nhu\u1eadn\t51
\n\u0110i\u1ec1u 41. C\u00e1c v\u1ea5n \u0111\u1ec1 kh\u00e1c li\u00ean quan \u0111\u1ebfn ph\u00e2n ph\u1ed1i l\u1ee3i nhu\u1eadn\t53
\nT\u00c0I KHO\u1ea2N NG\u00c2N H\u00c0NG, QU\u1ef8 D\u1ef0 TR\u1eee,\t53
\nN\u0102M T\u00c0I CH\u00cdNH V\u00c0 H\u1ec6 TH\u1ed0NG K\u1ebe TO\u00c1N\t53
\n\u0110i\u1ec1u 42. T\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng\t53
\n\u0110i\u1ec1u 43. N\u0103m t\u00e0i ch\u00ednh\t53
\n\u0110i\u1ec1u 44. Ch\u1ebf \u0111\u1ed9 k\u1ebf to\u00e1n\t54
\nCH\u01af\u01a0NG XV\t54
\nB\u00c1O C\u00c1O TH\u01af\u1edcNG NI\u00caN, TR\u00c1CH NHI\u1ec6M C\u00d4NG B\u1ed0 TH\u00d4NG TIN, TH\u00d4NG B\u00c1O RA C\u00d4NG CH\u00daNG\t54
\n\u0110i\u1ec1u 45. B\u00e1o c\u00e1o h\u00e0ng n\u0103m, s\u00e1u th\u00e1ng v\u00e0 h\u00e0ng qu\u00fd\t54
\n\u0110i\u1ec1u 46. B\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean\t55
\nCH\u01af\u01a0NG XVI\t55
\nKI\u1ec2M TO\u00c1N C\u00d4NG TY\t55
\n\u0110i\u1ec1u 47. Ki\u1ec3m to\u00e1n\t55
\nCH\u01af\u01a0NG XVII\t56
\nCON D\u1ea4U\t56
\n\u0110i\u1ec1u 48. Con d\u1ea5u\t56
\nCH\u01af\u01a0NG XVIII\t56
\nCH\u1ea4M D\u1ee8T HO\u1ea0T \u0110\u1ed8NG V\u00c0 THANH L\u00dd\t56
\n\u0110i\u1ec1u 49. Ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng\t56
\n\u0110i\u1ec1u 50. Tr\u01b0\u1eddng h\u1ee3p b\u1ebf t\u1eafc gi\u1eefa c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u1ed5 \u0111\u00f4ng\t56
\n\u0110i\u1ec1u 51. Gia h\u1ea1n ho\u1ea1t \u0111\u1ed9ng\t57
\n\u0110i\u1ec1u 52. Thanh l\u00fd\t57
\nGI\u1ea2I QUY\u1ebeT TRANH CH\u1ea4P N\u1ed8I B\u1ed8\t58
\n\u0110i\u1ec1u 53. Gi\u1ea3i quy\u1ebft tranh ch\u1ea5p n\u1ed9i b\u1ed9\t58
\nB\u1ed4 SUNG V\u00c0 S\u1eecA \u0110\u1ed4I \u0110I\u1ec0U L\u1ec6\t59
\n\u0110i\u1ec1u 54. B\u1ed5 sung v\u00e0 s\u1eeda \u0111\u1ed5i \u0110i\u1ec1u l\u1ec7\t59
\nNG\u00c0Y HI\u1ec6U L\u1ef0C\t59
\n\u0110i\u1ec1u 55. Ng\u00e0y hi\u1ec7u l\u1ef1c\t59<\/p>\n

PH\u1ea6N M\u1ede \u0110\u1ea6U
\n\u0110i\u1ec1u l\u1ec7 n\u00e0y \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng C\u00f4ng ty C\u1ed5 ph\u1ea7n CMC th\u00f4ng qua ng\u00e0y 14 th\u00e1ng 04 n\u0103m 2018 v\u00e0 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i b\u1ed5 sung th\u00f4ng qua ng\u00e0y 27\/06\/2018 sau khi C\u00f4ng ty \u0111\u00e3 ho\u00e0n t\u1ea5t th\u1ee7 t\u1ee5c v\u1ec1 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu \u0111\u1ec3 tr\u1ea3 c\u1ed5 t\u1ee9c n\u0103m 2017. \u0110i\u1ec1u l\u1ec7 n\u00e0y g\u1ed3m 21 ch\u01b0\u01a1ng, 55 \u0111i\u1ec1u nh\u01b0 sau:<\/p>\n

CH\u01af\u01a0NG I
\n\u0110\u1ecaNH NGH\u0128A C\u00c1C THU\u1eacT NG\u1eee TRONG \u0110I\u1ec0U L\u1ec6
\n\u0110i\u1ec1u 1. \u0110\u1ecbnh ngh\u0129a
\n1.\tTrong \u0110i\u1ec1u l\u1ec7 n\u00e0y, nh\u1eefng thu\u1eadt ng\u1eef d\u01b0\u1edbi \u0111\u00e2y s\u1ebd \u0111\u01b0\u1ee3c hi\u1ec3u nh\u01b0 sau:
\na.\t\u201cC\u00f4ng ty\u201d l\u00e0 C\u00f4ng ty C\u1ed5 ph\u1ea7n CMC.
\nb.\t\u201cC\u1ed5 \u0111\u00f4ng l\u1edbn\u201d l\u00e0 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp t\u1eeb 5% tr\u1edf l\u00ean s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a C\u00f4ng ty.
\nc.\t“V\u1ed1n \u0111i\u1ec1u l\u1ec7” l\u00e0 t\u1ed5ng gi\u00e1 tr\u1ecb m\u1ec7nh gi\u00e1 c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n c\u00e1c lo\u1ea1i v\u00e0 quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 6 c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y.
\nd.\t“Lu\u1eadt Doanh nghi\u1ec7p” c\u00f3 ngh\u0129a l\u00e0 Lu\u1eadt Doanh nghi\u1ec7p s\u1ed1 68\/2014\/QH13 \u0111\u01b0\u1ee3c Qu\u1ed1c h\u1ed9i th\u00f4ng qua ng\u00e0y 26 th\u00e1ng 11 n\u0103m 2014.
\ne.\t\u201cLu\u1eadt Ch\u1ee9ng kho\u00e1n\u201d c\u00f3 ngh\u0129a l\u00e0 Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1ed1 70\/2006\/QH11 \u0111\u01b0\u1ee3c Qu\u1ed1c h\u1ed9i th\u00f4ng qua ng\u00e0y 29 th\u00e1ng 06 n\u0103m 2006 v\u00e0 Lu\u1eadt s\u1ed1 62\/2010\/QH12 s\u1eeda \u0111\u1ed5i b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1ed1 70\/2006\/QH11 \u0111\u01b0\u1ee3c Qu\u1ed1c h\u1ed9i th\u00f4ng qua ng\u00e0y 24 th\u00e1ng 11 n\u0103m 2010.
\nf.\t“Ng\u00e0y th\u00e0nh l\u1eadp” l\u00e0 ng\u00e0y C\u00f4ng ty \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p l\u1ea7n \u0111\u1ea7u (ng\u00e0y 20\/4\/2006).
\ng.\t“C\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c” l\u00e0 Tr\u01b0\u1edfng ph\u00f3 ph\u00f2ng trong C\u00f4ng ty v\u00e0 Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c c\u00e1c \u0111\u01a1n v\u1ecb tr\u1ef1c thu\u1ed9c, Chi nh\u00e1nh, Tr\u01b0\u1edfng v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u00ea chu\u1ea9n.
\nh.\t“Ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p” l\u00e0 Gi\u00e1m \u0111\u1ed1c (T\u1ed5ng gi\u00e1m \u0111\u1ed1c), Ph\u00f3 gi\u00e1m \u0111\u1ed1c (Ph\u00f3 t\u1ed5ng gi\u00e1m \u0111\u1ed1c), K\u1ebf to\u00e1n tr\u01b0\u1edfng, v\u00e0 ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;
\ni.\t“Ng\u01b0\u1eddi c\u00f3 li\u00ean quan” l\u00e0 c\u00e1 nh\u00e2n ho\u1eb7c t\u1ed5 ch\u1ee9c n\u00e0o \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 17 \u0110i\u1ec1u 4 c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 kho\u1ea3n 34 \u0110i\u1ec1u 6 Lu\u1eadt Ch\u1ee9ng kho\u00e1n.
\nj.\t“Th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng” l\u00e0 th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 2 c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 th\u1eddi gian gia h\u1ea1n (n\u1ebfu c\u00f3) \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u1ee7a C\u00f4ng ty th\u00f4ng qua b\u1eb1ng ngh\u1ecb quy\u1ebft.
\nk.\t“Vi\u1ec7t Nam” l\u00e0 n\u01b0\u1edbc C\u1ed9ng ho\u00e0 X\u00e3 h\u1ed9i Ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam.
\n2.\tTrong \u0110i\u1ec1u l\u1ec7 n\u00e0y, c\u00e1c tham chi\u1ebfu t\u1edbi m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 quy \u0111\u1ecbnh ho\u1eb7c v\u0103n b\u1ea3n kh\u00e1c s\u1ebd bao g\u1ed3m c\u1ea3 nh\u1eefng s\u1eeda \u0111\u1ed5i ho\u1eb7c v\u0103n b\u1ea3n thay th\u1ebf ch\u00fang.
\n3.\tC\u00e1c ti\u00eau \u0111\u1ec1 (ch\u01b0\u01a1ng, \u0111i\u1ec1u c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y) \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng nh\u1eb1m thu\u1eadn ti\u1ec7n cho vi\u1ec7c hi\u1ec3u n\u1ed9i dung v\u00e0 kh\u00f4ng \u1ea3nh h\u01b0\u1edfng t\u1edbi n\u1ed9i dung c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y;
\n4.\tC\u00e1c t\u1eeb ho\u1eb7c thu\u1eadt ng\u1eef \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u1ecbnh ngh\u0129a trong Lu\u1eadt Doanh nghi\u1ec7p (n\u1ebfu kh\u00f4ng m\u00e2u thu\u1eabn v\u1edbi ch\u1ee7 th\u1ec3 ho\u1eb7c ng\u1eef c\u1ea3nh) s\u1ebd c\u00f3 ngh\u0129a t\u01b0\u01a1ng t\u1ef1 trong \u0110i\u1ec1u l\u1ec7 n\u00e0y.<\/p>\n

CH\u01af\u01a0NG II
\nT\u00caN, H\u00ccNH TH\u1ee8C, TR\u1ee4 S\u1ede, CHI NH\u00c1NH, V\u0102N PH\u00d2NG \u0110\u1ea0I DI\u1ec6N V\u00c0 TH\u1edcI H\u1ea0N HO\u1ea0T \u0110\u1ed8NG C\u1ee6A C\u00d4NG TY
\n\u0110i\u1ec1u 2. T\u00ean, h\u00ecnh th\u1ee9c, tr\u1ee5 s\u1edf, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty
\n1.\tT\u00ean C\u00f4ng ty
\nC\u00d4NG TY C\u1ed4 PH\u1ea6N CMC
\nT\u00ean h\u1ee3p ph\u00e1p c\u1ee7a C\u00f4ng ty vi\u1ebft b\u1eb1ng ti\u1ebfng Anh : CMC JOINT STOCK COMPANY.
\nT\u00ean giao d\u1ecbch C\u00f4ng ty vi\u1ebft t\u1eaft: CMC JSC
\n2.\tC\u00f4ng ty l\u00e0 C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n ph\u00f9 h\u1ee3p v\u1edbi ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh c\u1ee7a Vi\u1ec7t Nam.
\n3.\tBi\u1ec3u t\u01b0\u1ee3ng (Logo):
\n4.\tTr\u1ee5 s\u1edf \u0111\u0103ng k\u00fd c\u1ee7a C\u00f4ng ty l\u00e0: L\u00f4 B10 – B11 Khu c\u00f4ng nghi\u1ec7p Th\u1ee5y V\u00e2n – X\u00e3 Th\u1ee5y V\u00e2n – Th\u00e0nh Ph\u1ed1 Vi\u1ec7t Tr\u00ec – T\u1ec9nh Ph\u00fa Th\u1ecd.
\nS\u1ed1 \u0111i\u1ec7n tho\u1ea1i: 02103. 991.706; Fax: 02103. 991.800
\n5.\tT\u1ed5ng Gi\u00e1m \u0111\u1ed1c l\u00e0 \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a C\u00f4ng ty.
\n6.\tC\u00f4ng ty c\u00f3 th\u1ec3 th\u00e0nh l\u1eadp chi nh\u00e1nh v\u00e0 v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n t\u1ea1i \u0111\u1ecba b\u00e0n kinh doanh \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c m\u1ee5c ti\u00eau ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty ph\u00f9 h\u1ee3p v\u1edbi ngh\u1ecb quy\u1ebft c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 trong ph\u1ea1m vi lu\u1eadt ph\u00e1p cho ph\u00e9p.
\n7.\tTr\u1eeb khi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng tr\u01b0\u1edbc th\u1eddi h\u1ea1n theo kho\u1ea3n 2 \u0110i\u1ec1u 49 v\u00e0 \u0110i\u1ec1u 50 ho\u1eb7c gia h\u1ea1n ho\u1ea1t \u0111\u1ed9ng theo \u0110i\u1ec1u 51 \u0110i\u1ec1u l\u1ec7 n\u00e0y, th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty s\u1ebd b\u1eaft \u0111\u1ea7u t\u1eeb ng\u00e0y th\u00e0nh l\u1eadp v\u00e0 c\u00f3 th\u1eddi h\u1ea1n l\u00e0 50 n\u0103m. <\/p>\n

CH\u01af\u01a0NG III
\nM\u1ee4C TI\u00caU, PH\u1ea0M VI KINH DOANH V\u00c0
\nHO\u1ea0T \u0110\u1ed8NG C\u1ee6A C\u00d4NG TY
\n\u0110i\u1ec1u 3. L\u0129nh v\u1ef1c kinh doanh c\u1ee7a C\u00f4ng ty
\nL\u0129nh v\u1ef1c kinh doanh c\u1ee7a C\u00f4ng ty:
\nSTT\tT\u00ean ng\u00e0nh\tM\u00e3 ng\u00e0nh
\n1\tS\u1ea3n xu\u1ea5t v\u1eadt li\u1ec7u x\u00e2y d\u1ef1ng t\u1eeb \u0111\u1ea5t s\u00e9t\t2392 (Ch\u00ednh)
\n2\tS\u1ea3n xu\u1ea5t c\u00e1c s\u1ea3n ph\u1ea9m g\u1ed1m s\u1ee9 kh\u00e1c\t2393
\n3\tS\u1ea3n xu\u1ea5t b\u00ea t\u00f4ng v\u00e0 c\u00e1c s\u1ea3n ph\u1ea9m t\u1eeb xi m\u0103ng v\u00e0 th\u1ea1ch cao\t2395
\n4\tB\u00e1n bu\u00f4n v\u1eadt li\u1ec7u, thi\u1ebft b\u1ecb l\u1eafp \u0111\u1eb7t kh\u00e1c trong x\u00e2y d\u1ef1ng\t4663
\n5\tL\u1eafp \u0111\u1eb7t h\u1ec7 th\u1ed1ng c\u1ea5p, tho\u00e1t n\u01b0\u1edbc, l\u00f2 s\u01b0\u1edfi v\u00e0 \u0111i\u1ec1u h\u00f2a kh\u00f4ng kh\u00ed\t4322
\n6\tL\u1eafp \u0111\u1eb7t h\u1ec7 th\u1ed1ng x\u00e2y d\u1ef1ng kh\u00e1c\t4329
\n7\tHo\u00e0n thi\u1ec7n c\u00f4ng tr\u00ecnh x\u00e2y d\u1ef1ng\t4330
\n8\tB\u1ed1c x\u1ebfp h\u00e0ng h\u00f3a
\nChi ti\u1ebft: B\u1ed1c x\u1ebfp h\u00e0ng h\u00f3a \u0111\u01b0\u1eddng b\u1ed9\t5224
\n9\tB\u00e1n bu\u00f4n kim lo\u1ea1i v\u00e0 qu\u1eb7ng kim lo\u1ea1i
\nChi ti\u1ebft: B\u00e1n bu\u00f4n s\u1eaft th\u00e9p\t4662
\n10\tB\u00e1n bu\u00f4n m\u00e1y m\u00f3c, thi\u1ebft b\u1ecb v\u00e0 ph\u1ee5 t\u00f9ng m\u00e1y kh\u00e1c
\nChi ti\u1ebft: B\u00e1n bu\u00f4n m\u00e1y m\u00f3c, thi\u1ebft v\u1ecb, v\u1eadt li\u1ec7u \u0111i\u1ec7n, m\u00e1y m\u00f3c, thi\u1ebft b\u1ecb ph\u1ee5 t\u00f9ng m\u00e1y c\u00f4ng nghi\u1ec7p, x\u00e2y d\u1ef1ng; m\u00e1y m\u00f3c, thi\u1ebft b\u1ecb v\u00e0 ph\u1ee5 t\u00f9ng m\u00e1y kh\u00e1c\t4659
\n11\tB\u00e1n bu\u00f4n t\u1ed5ng h\u1ee3p
\n(\u0111\u1ed1i v\u1edbi ng\u00e0nh ngh\u1ec1 c\u00f3 \u0111i\u1ec1u ki\u1ec7n ph\u1ea3i \u0111\u1ea3m b\u1ea3o c\u00e1c \u0111i\u1ec1u ki\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt tr\u01b0\u1edbc khi kinh doanh)\t4690<\/p>\n

\u0110i\u1ec1u 4. M\u1ee5c ti\u00eau ho\u1ea1t \u0111\u1ed9ng:
\n1.\tKinh doanh c\u00f3 l\u00e3i, b\u1ea3o to\u00e0n v\u00e0 ph\u00e1t tri\u1ec3n v\u1ed1n c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng \u0111\u00e3 \u0111\u1ea7u t\u01b0 v\u00e0o C\u00f4ng ty, ho\u00e0n th\u00e0nh c\u00e1c nhi\u1ec7m v\u1ee5 \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua.
\n2.\tT\u1ed1i \u0111a h\u00f3a hi\u1ec7u qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng chung c\u1ee7a to\u00e0n C\u00f4ng ty v\u00e0 c\u00e1c c\u00f4ng ty con v\u00e0 c\u00f4ng ty li\u00ean k\u1ebft.
\n\u0110i\u1ec1u 5. Ph\u1ea1m vi kinh doanh v\u00e0 ho\u1ea1t \u0111\u1ed9ng
\n1.\tC\u00f4ng ty \u0111\u01b0\u1ee3c ph\u00e9p l\u1eadp k\u1ebf ho\u1ea1ch v\u00e0 ti\u1ebfn h\u00e0nh t\u1ea5t c\u1ea3 c\u00e1c ho\u1ea1t \u0111\u1ed9ng kinh doanh \u0111\u00e3 \u0111\u0103ng k\u00fd v\u1edbi C\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n v\u00e0 \u0110i\u1ec1u l\u1ec7 n\u00e0y ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p th\u00edch h\u1ee3p \u0111\u1ec3 \u0111\u1ea1t \u0111\u01b0\u1ee3c c\u00e1c m\u1ee5c ti\u00eau c\u1ee7a C\u00f4ng ty.
\n2.\tC\u00f4ng ty c\u00f3 th\u1ec3 ti\u1ebfn h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh trong c\u00e1c l\u0129nh v\u1ef1c kh\u00e1c \u0111\u01b0\u1ee3c ph\u00e1p lu\u1eadt cho ph\u00e9p v\u00e0 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua.
\nCH\u01af\u01a0NG IV
\nV\u1ed0N \u0110I\u1ec0U L\u1ec6, C\u1ed4 PH\u1ea6N, C\u1ed4 \u0110\u00d4NG S\u00c1NG L\u1eacP
\n\u0110i\u1ec1u 6. V\u1ed1n \u0111i\u1ec1u l\u1ec7, c\u1ed5 ph\u1ea7n
\n1.\t V\u00e0o ng\u00e0y th\u00f4ng qua \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty l\u00e0 366.908.870.000 VN\u0110 (Ba tr\u0103m s\u00e1u m\u01b0\u01a1i s\u00e1u t\u1ef7, ch\u00edn tr\u0103m linh t\u00e1m tri\u1ec7u,t\u00e1m tr\u0103m b\u1ea3y m\u01b0\u01a1i ng\u00e0n \u0111\u1ed3ng ch\u1eb5n).
\nT\u1ed5ng s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty \u0111\u01b0\u1ee3c chia th\u00e0nh 36.690.887 c\u1ed5 phi\u1ebfu (Ba m\u01b0\u01a1i s\u00e1u tri\u1ec7u, s\u00e1u tr\u0103m ch\u00edn m\u01b0\u01a1i ng\u00e0n, t\u00e1m tr\u0103m t\u00e1m m\u01b0\u01a1i b\u1ea3y c\u1ed5 phi\u1ebfu) v\u1edbi m\u1ec7nh gi\u00e1 l\u00e0 10.000 \u0111\u1ed3ng( M\u01b0\u1eddi ng\u00e0n \u0111\u1ed3ng)\/c\u1ed5 ph\u1ea7n.
\n2.\tV\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u01b0\u1ee3c g\u00f3p b\u1eb1ng \u0111\u1ed3ng Vi\u1ec7t Nam, nh\u1eefng tr\u01b0\u1eddng h\u1ee3p g\u00f3p v\u1ed1n b\u1eb1ng h\u00ecnh th\u1ee9c kh\u00e1c s\u1ebd \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng Qu\u1ea3n tr\u1ecb \u0111\u00e1nh gi\u00e1 v\u00e0 quy ra \u0111\u1ed3ng Vi\u1ec7t Nam. V\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u01b0\u1ee3c h\u1ea1ch to\u00e1n theo m\u1ed9t \u0111\u01a1n v\u1ecb th\u1ed1ng nh\u1ea5t l\u00e0 \u0111\u1ed3ng Vi\u1ec7t Nam.
\n3.\tC\u00f4ng ty c\u00f3 th\u1ec3 thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 khi \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua v\u00e0 ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ecbu tr\u00e1ch nhi\u1ec7m s\u1eeda \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y cho ph\u00f9 h\u1ee3p v\u1edbi s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 th\u1ef1c t\u1ebf thay \u0111\u1ed5i theo Ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n4.\tC\u00e1c c\u1ed5 ph\u1ea7n c\u1ee7a C\u00f4ng ty v\u00e0o ng\u00e0y th\u00f4ng qua \u0110i\u1ec1u l\u1ec7 n\u00e0y bao g\u1ed3m c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng. C\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 k\u00e8m theo t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 11 v\u00e0 12 \u0110i\u1ec1u l\u1ec7 n\u00e0y.
\n5.\tC\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 mua c\u1ed5 ph\u1ea7n b\u1eb1ng \u0110\u1ed3ng Vi\u1ec7t Nam, v\u00e0ng, ngo\u1ea1i t\u1ec7 t\u1ef1 do chuy\u1ec3n \u0111\u1ed5i, gi\u00e1 tr\u1ecb quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, gi\u00e1 tr\u1ecb quy\u1ec1n s\u1edf h\u1eefu tr\u00ed tu\u1ec7, b\u00ed quy\u1ebft k\u1ef9 thu\u1eadt, c\u00f4ng ngh\u1ec7 c\u1ea7n thi\u1ebft cho ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty v\u00e0 c\u00e1c t\u00e0i s\u1ea3n kh\u00e1c c\u00f3 th\u1ec3 \u0111\u1ecbnh gi\u00e1 \u0111\u01b0\u1ee3c b\u1eb1ng \u0110\u1ed3ng Vi\u1ec7t nam. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n kh\u00f4ng ph\u1ea3i l\u00e0 \u0110\u1ed3ng Vi\u1ec7t Nam, ngo\u1ea1i t\u1ec7 t\u1ef1 do chuy\u1ec3n \u0111\u1ed5i, v\u00e0ng ph\u1ea3i \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 ng\u01b0\u1eddi g\u00f3p v\u1ed1n th\u1ecfa thu\u1eadn \u0111\u1ecbnh gi\u00e1 ho\u1eb7c do m\u1ed9t t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 chuy\u00ean nghi\u1ec7p \u0111\u1ecbnh gi\u00e1. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 chuy\u00ean nghi\u1ec7p \u0111\u1ecbnh gi\u00e1 th\u00ec gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n ph\u1ea3i \u0111\u01b0\u1ee3c ng\u01b0\u1eddi g\u00f3p v\u1ed1n ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn. Vi\u1ec7c chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 3 \u0110i\u1ec1u 36 Lu\u1eadt Doanh nghi\u1ec7p.
\n6.\tC\u00f4ng ty c\u00f3 th\u1ec3 ph\u00e1t h\u00e0nh c\u00e1c lo\u1ea1i c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i kh\u00e1c sau khi c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.
\n7.\tC\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c \u01b0u ti\u00ean ch\u00e0o b\u00e1n cho c\u00e1c c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu theo t\u1ef7 l\u1ec7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u1ee7a h\u1ecd trong C\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh kh\u00e1c. C\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o vi\u1ec7c ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n, trong th\u00f4ng b\u00e1o ph\u1ea3i n\u00eau r\u00f5 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c ch\u00e0o b\u00e1n v\u00e0 th\u1eddi h\u1ea1n \u0111\u0103ng k\u00fd mua ph\u00f9 h\u1ee3p (t\u1ed1i thi\u1ec3u hai m\u01b0\u01a1i ng\u00e0y l\u00e0m vi\u1ec7c) \u0111\u1ec3 c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 \u0111\u0103ng k\u00fd mua. S\u1ed1 c\u1ed5 ph\u1ea7n c\u1ed5 \u0111\u00f4ng kh\u00f4ng \u0111\u0103ng k\u00fd mua h\u1ebft s\u1ebd do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a C\u00f4ng ty quy\u1ebft \u0111\u1ecbnh. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 ph\u00e2n ph\u1ed1i s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00f3 cho c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng theo c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u00e0 c\u00e1ch th\u1ee9c m\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u1ea5y l\u00e0 ph\u00f9 h\u1ee3p, nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c b\u00e1n s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00f3 theo c\u00e1c \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i h\u01a1n so v\u1edbi nh\u1eefng \u0111i\u1ec1u ki\u1ec7n \u0111\u00e3 ch\u00e0o b\u00e1n cho c\u00e1c c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ea5p thu\u1eadn kh\u00e1c ho\u1eb7c trong tr\u01b0\u1eddng h\u1ee3p c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c b\u00e1n qua S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n.
\n8.\tC\u00f4ng ty c\u00f3 th\u1ec3 mua c\u1ed5 ph\u1ea7n do ch\u00ednh c\u00f4ng ty \u0111\u00e3 ph\u00e1t h\u00e0nh (k\u1ec3 c\u1ea3 c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i) theo nh\u1eefng c\u00e1ch th\u1ee9c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh. C\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng do C\u00f4ng ty mua l\u1ea1i l\u00e0 c\u1ed5 phi\u1ebfu qu\u1ef9 v\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 ch\u00e0o b\u00e1n theo nh\u1eefng c\u00e1ch th\u1ee9c ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 Lu\u1eadt Ch\u1ee9ng kho\u00e1n v\u00e0 v\u0103n b\u1ea3n h\u01b0\u1edbng d\u1eabn li\u00ean quan.
\n9.\tC\u00f4ng ty c\u00f3 th\u1ec3 ph\u00e1t h\u00e0nh c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c khi \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng nh\u1ea5t tr\u00ed th\u00f4ng qua b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.
\n\u0110i\u1ec1u 7. Ch\u1ee9ng nh\u1eadn C\u1ed5 phi\u1ebfu
\n1.\tC\u1ed5 \u0111\u00f4ng c\u1ee7a C\u00f4ng ty \u0111\u01b0\u1ee3c c\u1ea5p ch\u1ee9ng nh\u1eadn c\u1ed5 phi\u1ebfu t\u01b0\u01a1ng \u1ee9ng v\u1edbi s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n s\u1edf h\u1eefu.
\n2.\tC\u1ed5 phi\u1ebfu l\u00e0 ch\u1ee9ng ch\u1ec9 do C\u00f4ng ty ph\u00e1t h\u00e0nh, b\u00fat to\u00e1n ghi s\u1ed5 ho\u1eb7c d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed x\u00e1c nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u1ed1i v\u1edbi m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a C\u00f4ng ty.
\n3.\tTr\u01b0\u1eddng h\u1ee3p c\u1ed5 phi\u1ebfu b\u1ecb m\u1ea5t, b\u1ecb h\u1ee7y ho\u1ea1i ho\u1eb7c b\u1ecb h\u01b0 h\u1ecfng d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c th\u00ec c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 \u0111\u1ec1 ngh\u1ecb C\u00f4ng ty c\u1ea5p l\u1ea1i theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p.Ch\u1ee9ng ch\u1ec9 c\u1ed5 phi\u1ebfu ph\u1ea3i c\u00f3 d\u1ea5u c\u1ee7a C\u00f4ng ty v\u00e0 ch\u1eef k\u00fd c\u1ee7a \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a C\u00f4ng ty theo c\u00e1c quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt Doanh nghi\u1ec7p. Ch\u1ee9ng ch\u1ec9 c\u1ed5 phi\u1ebfu ph\u1ea3i ghi r\u00f5 s\u1ed1 l\u01b0\u1ee3ng v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n m\u00e0 c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef, m\u1ec7nh gi\u00e1 c\u1ed5 ph\u1ea7n, h\u1ecd v\u00e0 t\u00ean ng\u01b0\u1eddi n\u1eafm gi\u1eef v\u00e0 c\u00e1c th\u00f4ng tin kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 120 Lu\u1eadt Doanh nghi\u1ec7p. M\u1ed7i ch\u1ee9ng ch\u1ec9 c\u1ed5 phi\u1ebfu ghi danh ch\u1ec9 \u0111\u1ea1i di\u1ec7n cho m\u1ed9t lo\u1ea1i c\u1ed5 ph\u1ea7n.
\n4.\tTrong th\u1eddi h\u1ea1n b\u1ea3y ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y n\u1ed9p \u0111\u1ea7y \u0111\u1ee7 h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh c\u1ee7a C\u00f4ng ty ho\u1eb7c trong th\u1eddi h\u1ea1n hai th\u00e1ng (ho\u1eb7c th\u1eddi h\u1ea1n kh\u00e1c theo \u0111i\u1ec1u kho\u1ea3n ph\u00e1t h\u00e0nh quy \u0111\u1ecbnh) k\u1ec3 t\u1eeb ng\u00e0y thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 ti\u1ec1n mua c\u1ed5 ph\u1ea7n theo nh\u01b0 quy \u0111\u1ecbnh t\u1ea1i ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu c\u1ee7a C\u00f4ng ty, ng\u01b0\u1eddi s\u1edf h\u1eefu s\u1ed1 c\u1ed5 ph\u1ea7n s\u1ebd \u0111\u01b0\u1ee3c c\u1ea5p ch\u1ee9ng nh\u1eadn c\u1ed5 phi\u1ebfu. Ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i tr\u1ea3 cho c\u00f4ng ty chi ph\u00ed in ch\u1ee9ng nh\u1eadn c\u1ed5 phi\u1ebfu ho\u1eb7c b\u1ea5t k\u1ef3 m\u1ed9t kho\u1ea3n ph\u00ed g\u00ec. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 sai s\u00f3t trong n\u1ed9i dung v\u00e0 h\u00ecnh th\u1ee9c c\u1ee7a Gi\u1ea5y ch\u1ee9ng nh\u1eadn c\u1ed5 ph\u1ea7n do c\u00f4ng ty ph\u00e1t h\u00e0nh th\u00ec quy\u1ec1n, l\u1ee3i \u00edch v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu n\u00f3 kh\u00f4ng b\u1ecb \u1ea3nh h\u01b0\u1edfng.
\n5.\tTr\u01b0\u1eddng h\u1ee3p ch\u1ee9ng nh\u1eadn c\u1ed5 phi\u1ebfu ghi danh b\u1ecb h\u1ecfng ho\u1eb7c b\u1ecb t\u1ea9y xo\u00e1 ho\u1eb7c b\u1ecb \u0111\u00e1nh m\u1ea5t, m\u1ea5t c\u1eafp ho\u1eb7c b\u1ecb ti\u00eau hu\u1ef7, ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 phi\u1ebfu ghi danh \u0111\u00f3 c\u00f3 th\u1ec3 y\u00eau c\u1ea7u \u0111\u01b0\u1ee3c c\u1ea5p ch\u1ee9ng nh\u1eadn c\u1ed5 phi\u1ebfu m\u1edbi sau khi th\u1ef1c hi\u1ec7n c\u00e1c c\u00f4ng vi\u1ec7c quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 120 Lu\u1eadt Doanh nghi\u1ec7p, \u0111\u01b0a ra b\u1eb1ng ch\u1ee9ng v\u1ec1 vi\u1ec7c s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n v\u00e0 thanh to\u00e1n m\u1ecdi chi ph\u00ed li\u00ean quan cho C\u00f4ng ty.
\n\u0110i\u1ec1u 8. Ch\u1ee9ng ch\u1ec9 ch\u1ee9ng kho\u00e1n kh\u00e1c
\nCh\u1ee9ng ch\u1ec9 tr\u00e1i phi\u1ebfu ho\u1eb7c ch\u1ee9ng ch\u1ec9 ch\u1ee9ng kho\u00e1n kh\u00e1c c\u1ee7a C\u00f4ng ty (tr\u1eeb c\u00e1c th\u01b0 ch\u00e0o b\u00e1n, c\u00e1c ch\u1ee9ng ch\u1ec9 t\u1ea1m th\u1eddi v\u00e0 c\u00e1c t\u00e0i li\u1ec7u t\u01b0\u01a1ng t\u1ef1) \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh c\u00f3 ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt v\u00e0 d\u1ea5u c\u1ee7a C\u00f4ng ty.
\n\u0110i\u1ec1u 9. Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n
\n1.\tT\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 ph\u1ea7n \u0111\u1ec1u c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng tr\u1eeb khi \u0110i\u1ec1u l\u1ec7 n\u00e0y, Ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0\/ho\u1eb7c ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c. C\u1ed5 phi\u1ebfu ni\u00eam y\u1ebft tr\u00ean S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n s\u1ebd \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng, h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng theo c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n..
\n2.\tC\u1ed5 ph\u1ea7n ch\u01b0a thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 kh\u00f4ng \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 h\u01b0\u1edfng c\u00e1c quy\u1ec1n l\u1ee3i li\u00ean quan nh\u01b0 quy\u1ec1n nh\u1eadn c\u1ed5 t\u1ee9c, quy\u1ec1n nh\u1eadn c\u1ed5 phi\u1ebfu ph\u00e1t h\u00e0nh \u0111\u1ec3 t\u0103ng v\u1ed1n c\u1ed5 ph\u1ea7n t\u1eeb ngu\u1ed3n v\u1ed1n ch\u1ee7 s\u1edf h\u1eefu, quy\u1ec1n mua c\u1ed5 phi\u1ebfu m\u1edbi ch\u00e0o b\u00e1n.
\n3.\tTr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3 l\u00e0 c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty.
\n4.\tTr\u01b0\u1eddng h\u1ee3p c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft m\u00e0 kh\u00f4ng c\u00f3 ng\u01b0\u1eddi th\u1eeba k\u1ebf, ng\u01b0\u1eddi th\u1eeba k\u1ebf t\u1eeb ch\u1ed1i nh\u1eadn th\u1eeba k\u1ebf ho\u1eb7c b\u1ecb tru\u1ea5t quy\u1ec1n th\u1eeba k\u1ebf th\u00ec s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00f3 \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.
\n5.\tC\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n t\u1eb7ng cho m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh t\u1ea1i c\u00f4ng ty cho ng\u01b0\u1eddi kh\u00e1c; s\u1eed d\u1ee5ng c\u1ed5 ph\u1ea7n \u0111\u1ec3 tr\u1ea3 n\u1ee3. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, ng\u01b0\u1eddi \u0111\u01b0\u1ee3c t\u1eb7ng cho ho\u1eb7c nh\u1eadn tr\u1ea3 n\u1ee3 b\u1eb1ng c\u1ed5 ph\u1ea7n s\u1ebd l\u00e0 c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty.
\n6.\tNg\u01b0\u1eddi nh\u1eadn c\u1ed5 ph\u1ea7n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y ph\u1ea3i th\u1ef1c hi\u1ec7n c\u00e1c th\u1ee7 t\u1ee5c chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n ch\u1ec9 tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng c\u00f4ng ty t\u1eeb th\u1eddi \u0111i\u1ec3m do Trung t\u00e2m l\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n quy \u0111\u1ecbnh.
\n\u0110i\u1ec1u 10. Thu h\u1ed3i c\u1ed5 ph\u1ea7n
\n1.\tTr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng kh\u00f4ng thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n s\u1ed1 ti\u1ec1n ph\u1ea3i tr\u1ea3 mua c\u1ed5 phi\u1ebfu, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng b\u00e1o v\u00e0 c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u1ed5 \u0111\u00f4ng \u0111\u00f3 thanh to\u00e1n s\u1ed1 ti\u1ec1n c\u00f2n l\u1ea1i c\u00f9ng v\u1edbi l\u00e3i su\u1ea5t tr\u00ean kho\u1ea3n ti\u1ec1n \u0111\u00f3 v\u00e0 nh\u1eefng chi ph\u00ed ph\u00e1t sinh do vi\u1ec7c kh\u00f4ng thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 g\u00e2y ra cho C\u00f4ng ty theo quy \u0111\u1ecbnh.
\n2.\tTh\u00f4ng b\u00e1o thanh to\u00e1n n\u00eau tr\u00ean ph\u1ea3i ghi r\u00f5 th\u1eddi h\u1ea1n thanh to\u00e1n m\u1edbi (t\u1ed1i thi\u1ebfu l\u00e0 b\u1ea3y ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y g\u1eedi th\u00f4ng b\u00e1o), \u0111\u1ecba \u0111i\u1ec3m thanh to\u00e1n v\u00e0 th\u00f4ng b\u00e1o ph\u1ea3i ghi r\u00f5 tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng thanh to\u00e1n theo \u0111\u00fang y\u00eau c\u1ea7u, s\u1ed1 c\u1ed5 ph\u1ea7n ch\u01b0a thanh to\u00e1n h\u1ebft s\u1ebd b\u1ecb thu h\u1ed3i.
\n3.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n thu h\u1ed3i c\u00e1c c\u1ed5 ph\u1ea7n ch\u01b0a thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n trong tr\u01b0\u1eddng h\u1ee3p c\u00e1c y\u00eau c\u1ea7u trong th\u00f4ng b\u00e1o n\u00eau tr\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n.
\n4.\tC\u1ed5 ph\u1ea7n b\u1ecb thu h\u1ed3i \u0111\u01b0\u1ee3c coi l\u00e0 c\u00e1c c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 tr\u1ef1c ti\u1ebfp ho\u1eb7c \u1ee7y quy\u1ec1n b\u00e1n, t\u00e1i ph\u00e2n ph\u1ed1i ho\u1eb7c gi\u1ea3i quy\u1ebft cho ng\u01b0\u1eddi \u0111\u00e3 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n b\u1ecb thu h\u1ed3i ho\u1eb7c c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng kh\u00e1c theo nh\u1eefng \u0111i\u1ec1u ki\u1ec7n v\u00e0 c\u00e1ch th\u1ee9c m\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u1ea5y l\u00e0 ph\u00f9 h\u1ee3p.
\n5.\tC\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n b\u1ecb thu h\u1ed3i s\u1ebd ph\u1ea3i t\u1eeb b\u1ecf t\u01b0 c\u00e1ch c\u1ed5 \u0111\u00f4ng \u0111\u1ed1i v\u1edbi nh\u1eefng c\u1ed5 ph\u1ea7n \u0111\u00f3, nh\u01b0ng v\u1eabn ph\u1ea3i thanh to\u00e1n t\u1ea5t c\u1ea3 c\u00e1c kho\u1ea3n ti\u1ec1n c\u00f3 li\u00ean quan c\u1ed9ng v\u1edbi ti\u1ec1n l\u00e3i theo t\u1ef7 l\u1ec7 (kh\u00f4ng qu\u00e1 …% m\u1ed9t n\u0103m) v\u00e0o th\u1eddi \u0111i\u1ec3m thu h\u1ed3i theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb k\u1ec3 t\u1eeb ng\u00e0y thu h\u1ed3i cho \u0111\u1ebfn ng\u00e0y th\u1ef1c hi\u1ec7n thanh to\u00e1n. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 to\u00e0n quy\u1ec1n quy\u1ebft \u0111\u1ecbnh vi\u1ec7c c\u01b0\u1ee1ng ch\u1ebf thanh to\u00e1n to\u00e0n b\u1ed9 gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu v\u00e0o th\u1eddi \u0111i\u1ec3m thu h\u1ed3i ho\u1eb7c c\u00f3 th\u1ec3 mi\u1ec5n gi\u1ea3m thanh to\u00e1n m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 s\u1ed1 ti\u1ec1n \u0111\u00f3.
\n6.\tTh\u00f4ng b\u00e1o thu h\u1ed3i s\u1ebd \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn ng\u01b0\u1eddi n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n b\u1ecb thu h\u1ed3i tr\u01b0\u1edbc th\u1eddi \u0111i\u1ec3m thu h\u1ed3i. Vi\u1ec7c thu h\u1ed3i v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 c\u1ea3 trong tr\u01b0\u1eddng h\u1ee3p c\u00f3 sai s\u00f3t ho\u1eb7c b\u1ea5t c\u1ea9n trong vi\u1ec7c g\u1eedi th\u00f4ng b\u00e1o.<\/p>\n

CH\u01af\u01a0NG V
\nC\u01a0 C\u1ea4U T\u1ed4 CH\u1ee8C, QU\u1ea2N L\u00dd V\u00c0 KI\u1ec2M SO\u00c1T
\n\u0110i\u1ec1u 11. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd
\nC\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u1ee7a C\u00f4ng ty bao g\u1ed3m:
\na.\t\u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nb.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\nc.\tT\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh;
\nd.\tBan ki\u1ec3m so\u00e1t.<\/p>\n

CH\u01af\u01a0NG VI
\nC\u1ed4 \u0110\u00d4NG V\u00c0 \u0110\u1ea0I H\u1ed8I \u0110\u1ed2NG C\u1ed4 \u0110\u00d4NG
\n\u0110i\u1ec1u 12. Quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng
\n1.\tC\u1ed5 \u0111\u00f4ng l\u00e0 ng\u01b0\u1eddi ch\u1ee7 s\u1edf h\u1eefu C\u00f4ng ty, c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 t\u01b0\u01a1ng \u1ee9ng theo s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n m\u00e0 h\u1ecd s\u1edf h\u1eefu. C\u1ed5 \u0111\u00f4ng ch\u1ec9 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 n\u1ee3 v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a C\u00f4ng ty trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111\u00e3 g\u00f3p v\u00e0o C\u00f4ng ty.
\n2.\tC\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng c\u00f3 c\u00e1c quy\u1ec1n sau:
\na.\tTham gia c\u00e1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 th\u1ef1c hi\u1ec7n quy\u1ec1n bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp ho\u1eb7c th\u00f4ng qua \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n ho\u1eb7c th\u1ef1c hi\u1ec7n quy\u1ec1n b\u1ecf phi\u1ebfu t\u1eeb xa;
\nb.\tNh\u1eadn c\u1ed5 t\u1ee9c v\u1edbi m\u1ee9c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nc.\tT\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh;
\nd.\t\u0110\u01b0\u1ee3c \u00ac\u01b0u ti\u00ean mua c\u1ed5 phi\u1ebfu m\u1edbi ch\u00e0o b\u00e1n t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng m\u00e0 h\u1ecd s\u1edf h\u1eefu;
\ne.\tKi\u1ec3m tra c\u00e1c th\u00f4ng tin li\u00ean quan \u0111\u1ebfn c\u1ed5 \u0111\u00f4ng trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng \u0111\u1ee7 t\u01b0 c\u00e1ch tham gia \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 y\u00eau c\u1ea7u s\u1eeda \u0111\u1ed5i c\u00e1c th\u00f4ng tin kh\u00f4ng ch\u00ednh x\u00e1c;
\nf.\tTi\u1ebfp c\u1eadn th\u00f4ng tin v\u1ec1 danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\ng.\tXem x\u00e9t, tra c\u1ee9u, tr\u00edch l\u1ee5c ho\u1eb7c sao ch\u1ee5p \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty, s\u1ed5 bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00e1c ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nh.\tTr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n, \u0111\u01b0\u1ee3c nh\u1eadn m\u1ed9t ph\u1ea7n t\u00e0i s\u1ea3n c\u00f2n l\u1ea1i t\u01b0\u01a1ng \u1ee9ng v\u1edbi s\u1ed1 c\u1ed5 ph\u1ea7n g\u00f3p v\u1ed1n v\u00e0o c\u00f4ng ty sau khi C\u00f4ng ty \u0111\u00e3 thanh to\u00e1n cho ch\u1ee7 n\u1ee3 v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng lo\u1ea1i kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;
\ni.\tY\u00eau c\u1ea7u C\u00f4ng ty mua l\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a h\u1ecd trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 129 Lu\u1eadt Doanh nghi\u1ec7p;
\nj.\tC\u00e1c quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt.
\n3.\tC\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef t\u1eeb 5% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng trong th\u1eddi h\u1ea1n li\u00ean t\u1ee5c t\u1eeb s\u00e1u (06) th\u00e1ng tr\u1edf l\u00ean c\u00f3 c\u00e1c quy\u1ec1n sau:
\na.\t\u0110\u1ec1 c\u1eed c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban ki\u1ec3m so\u00e1t theo quy \u0111\u1ecbnh t\u01b0\u01a1ng \u1ee9ng t\u1ea1i c\u00e1c kho\u1ea3n 3 \u0110i\u1ec1u 24 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 36 \u0110i\u1ec1u l\u1ec7 n\u00e0y;
\nb.\tY\u00eau c\u1ea7u H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo c\u00e1c quy \u0111inh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 114 v\u00e0 \u0110i\u1ec1u 136 Lu\u1eadt Doanh nghi\u1ec7p;
\nc.\tKi\u1ec3m tra v\u00e0 nh\u1eadn b\u1ea3n sao ho\u1eb7c b\u1ea3n tr\u00edch d\u1eabn danh s\u00e1ch c\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n tham d\u1ef1 v\u00e0 b\u1ecf phi\u1ebfu t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nd.\tXem x\u00e9t v\u00e0 tr\u00edch l\u1ee5c s\u1ed5 bi\u00ean b\u1ea3n v\u00e0 c\u00e1c ngh\u1ecb quy\u1ebft c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh gi\u1eefa n\u0103m v\u00e0 h\u1eb1ng n\u0103m theo m\u1eabu c\u1ee7a h\u1ec7 th\u1ed1ng k\u1ebf to\u00e1n Vi\u1ec7t Nam v\u00e0 c\u00e1c b\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t;
\ne.\tY\u00eau c\u1ea7u Ban ki\u1ec3m so\u00e1t ki\u1ec3m tra t\u1eebng v\u1ea5n \u0111\u1ec1 c\u1ee5 th\u1ec3 li\u00ean quan \u0111\u1ebfn qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft. Y\u00eau c\u1ea7u ph\u1ea3i th\u1ec3 hi\u1ec7n b\u1eb1ng v\u0103n b\u1ea3n; ph\u1ea3i c\u00f3 h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 th\u01b0\u1eddng tr\u00fa, qu\u1ed1c t\u1ecbch, s\u1ed1 Gi\u1ea5y ch\u1ee9ng minh nh\u00e2n d\u00e2n\/ s\u1ed1 Th\u1ebb c\u0103n c\u01b0\u1edbc c\u00f4ng d\u00e2n\/ H\u1ed9 chi\u1ebfu ho\u1eb7c ch\u1ee9ng th\u1ef1c c\u00e1 nh\u00e2n h\u1ee3p ph\u00e1p kh\u00e1c \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ea3 nh\u00f3m c\u1ed5 \u0111\u00f4ng v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu trong t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a C\u00f4ng ty; v\u1ea5n \u0111\u1ec1 c\u1ea7n ki\u1ec3m tra, m\u1ee5c \u0111\u00edch ki\u1ec3m tra;
\nf.\tC\u00e1c quy\u1ec1n kh\u00e1c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 n\u00e0y.
\n\u0110i\u1ec1u 13. Ngh\u0129a v\u1ee5 c\u1ee7a c\u1ed5 \u0111\u00f4ng
\nC\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng c\u00f3 ngh\u0129a v\u1ee5 sau:
\n1.\tTu\u00e2n th\u1ee7 \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty v\u00e0 c\u00e1c quy ch\u1ebf c\u1ee7a C\u00f4ng ty; ch\u1ea5p h\u00e0nh quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\n2.\tTham gia c\u00e1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 th\u1ef1c hi\u1ec7n quy\u1ec1n bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp ho\u1eb7c th\u00f4ng qua \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n ho\u1eb7c th\u1ef1c hi\u1ec7n b\u1ecf phi\u1ebfu t\u1eeb xa;
\n3.\tThanh to\u00e1n ti\u1ec1n mua c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua theo quy \u0111\u1ecbnh. Kh\u00f4ng \u0111\u01b0\u1ee3c r\u00fat v\u1ed1n c\u1ed5 ph\u1ea7n d\u01b0\u1edbi b\u1ea5t k\u1ef3 h\u00ecnh th\u1ee9c n\u00e0o, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c c\u00f4ng ty mua l\u1ea1i ho\u1eb7c ng\u01b0\u1eddi kh\u00e1c mua l\u1ea1i c\u1ed5 ph\u1ea7n;
\n4.\tCung c\u1ea5p \u0111\u1ecba ch\u1ec9 ch\u00ednh x\u00e1c khi \u0111\u0103ng k\u00fd mua c\u1ed5 ph\u1ea7n;
\n5.\tHo\u00e0n th\u00e0nh c\u00e1c ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh;
\n6.\tCh\u1ecbu tr\u00e1ch nhi\u00eam c\u00e1 nh\u00e2n khi nh\u00e2n danh c\u00f4ng ty d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c \u0111\u1ec3 th\u1ef1c hi\u1ec7n m\u1ed9t trong c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:
\na.\tVi ph\u1ea1m ph\u00e1p lu\u1eadt;
\nb.\tTi\u1ebfn h\u00e0nh kinh doanh v\u00e0 c\u00e1c giao d\u1ecbch kh\u00e1c \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;
\nc.\tThanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 ch\u01b0a \u0111\u1ebfn h\u1ea1n tr\u01b0\u1edbc nguy c\u01a1 t\u00e0i ch\u00ednh c\u00f3 th\u1ec3 x\u1ea3y ra \u0111\u1ed1i v\u1edbi C\u00f4ng ty.
\n7.\tTh\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 c\u00f4ng b\u1ed1 th\u00f4ng tin theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n.
\n\u0110i\u1ec1u 14. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\t\u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u00e0 c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n cao nh\u1ea5t c\u1ee7a C\u00f4ng ty. \u0110\u1ea1i h\u1ed9i c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c m\u1ed7i n\u0103m m\u1ed9t (01) l\u1ea7n. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i h\u1ecdp th\u01b0\u1eddng ni\u00ean trong th\u1eddi h\u1ea1n b\u1ed1n (04) th\u00e1ng, k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean c\u00f3 th\u1ec3 gia h\u1ea1n, nh\u01b0ng kh\u00f4ng qu\u00e1 s\u00e1u (06) th\u00e1ng, k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh. \u0110\u1ecba \u0111i\u1ec3m h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u1edf tr\u00ean l\u00e3nh th\u1ed5 Vi\u1ec7t Nam. Vi\u1ec7c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c d\u01b0\u1edbi h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n.
\n2.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb t\u1ed5 ch\u1ee9c tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean v\u00e0 l\u1ef1a ch\u1ecdn \u0111\u1ecba \u0111i\u1ec3m ph\u00f9 h\u1ee3p. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean quy\u1ebft \u0111\u1ecbnh nh\u1eefng v\u1ea5n \u0111\u1ec1 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty, \u0111\u1eb7c bi\u1ec7t th\u00f4ng qua c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m v\u00e0 ng\u00e2n s\u00e1ch t\u00e0i ch\u00ednh cho n\u0103m t\u00e0i ch\u00ednh ti\u1ebfp theo. C\u00e1c ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed9c l\u1eadp \u0111\u01b0\u1ee3c m\u1eddi tham d\u1ef1 \u0111\u1ea1i h\u1ed9i \u0111\u1ec3 t\u01b0 v\u1ea5n cho vi\u1ec7c th\u00f4ng qua c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m. Ki\u1ec3m to\u00e1n vi\u00ean ho\u1eb7c \u0111\u1ea1i di\u1ec7n c\u00f4ng ty ki\u1ec3m to\u00e1n ph\u1ea3i \u0111\u01b0\u1ee3c m\u1eddi d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean \u0111\u1ec3 ph\u00e1t bi\u1ec3u \u00fd ki\u1ebfn v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn B\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m trong tr\u01b0\u1eddng h\u1ee3p B\u00e1o c\u00e1o ki\u1ec3m to\u00e1n c\u00f3 c\u00e1c kho\u1ea3n ngo\u1ea1i tr\u1eeb tr\u1ecdng y\u1ebfu.
\n3.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea5t th\u01b0\u1eddng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau:
\na.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft v\u00ec l\u1ee3i \u00edch c\u1ee7a C\u00f4ng ty;
\nb.\tB\u1ea3ng c\u00e2n \u0111\u1ed1i k\u1ebf to\u00e1n h\u00e0ng n\u0103m, c\u00e1c b\u00e1o c\u00e1o qu\u00fd ho\u1eb7c n\u1eeda n\u0103m ho\u1eb7c b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n c\u1ee7a n\u0103m t\u00e0i ch\u00ednh ph\u1ea3n \u00e1nh v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 b\u1ecb m\u1ea5t m\u1ed9t n\u1eeda (1\/2) so v\u1edbi s\u1ed1 \u0111\u1ea7u k\u1ef3;
\nc.\tKhi s\u1ed1 th\u00e0nh vi\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t c\u00f2n l\u1ea1i \u00edt h\u01a1n s\u1ed1 th\u00e0nh vi\u00ean m\u00e0 lu\u1eadt ph\u00e1p quy \u0111\u1ecbnh ho\u1eb7c \u00edt h\u01a1n m\u1ed9t n\u1eeda m\u1ed9t ph\u1ea7n ba (1\/3) s\u1ed1 th\u00e0nh vi\u00ean quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7;
\nd.\tC\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 11 c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1eb1ng m\u1ed9t v\u0103n b\u1ea3n ki\u1ebfn ngh\u1ecb. V\u0103n b\u1ea3n ki\u1ebfn ngh\u1ecb tri\u1ec7u t\u1eadp ph\u1ea3i n\u00eau r\u00f5 l\u00fd do v\u00e0 m\u1ee5c \u0111\u00edch cu\u1ed9c h\u1ecdp, c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng li\u00ean quan (v\u0103n b\u1ea3n ki\u1ebfn ngh\u1ecb c\u00f3 th\u1ec3 l\u1eadp th\u00e0nh nhi\u1ec1u b\u1ea3n \u0111\u1ec3 c\u00f3 \u0111\u1ee7 ch\u1eef k\u00fd c\u1ee7a t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f3 li\u00ean quan);
\ne.\tBan ki\u1ec3m so\u00e1t y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp cu\u1ed9c h\u1ecdp n\u1ebfu Ban ki\u1ec3m so\u00e1t c\u00f3 l\u00fd do tin t\u01b0\u1edfng r\u1eb1ng c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd c\u1ea5p cao vi ph\u1ea1m nghi\u00eam tr\u1ecdng c\u00e1c ngh\u0129a v\u1ee5 c\u1ee7a h\u1ecd theo \u0110i\u1ec1u 160 Lu\u1eadt Doanh nghi\u1ec7p ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb h\u00e0nh \u0111\u1ed9ng ho\u1eb7c c\u00f3 \u00fd \u0111\u1ecbnh h\u00e0nh \u0111\u1ed9ng ngo\u00e0i ph\u1ea1m vi quy\u1ec1n h\u1ea1n c\u1ee7a m\u00ecnh;
\nf.\tC\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.
\n4.\tTri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea5t th\u01b0\u1eddng
\na.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n ba m\u01b0\u01a1i (30) ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f2n l\u1ea1i nh\u01b0 quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y ho\u1eb7c nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d v\u00e0 \u0111i\u1ec3m e kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y;
\nb.\tTr\u01b0\u1eddng h\u1ee3p H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 4 \u0110i\u1ec1u n\u00e0y th\u00ec trong th\u1eddi h\u1ea1n ba m\u01b0\u01a1i (30) ng\u00e0y ti\u1ebfp theo, Ban ki\u1ec3m so\u00e1t ph\u1ea3i thay th\u1ebf H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh Kho\u1ea3n 5 \u0110i\u1ec1u 136 Lu\u1eadt Doanh nghi\u1ec7p;
\nc.\tTr\u01b0\u1eddng h\u1ee3p Ban ki\u1ec3m so\u00e1t kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b Kho\u1ea3n 4 \u0110i\u1ec1u n\u00e0y th\u00ec trong th\u1eddi h\u1ea1n ba m\u01b0\u01a1i (30) ng\u00e0y ti\u1ebfp theo, c\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng c\u00f3 y\u00eau c\u1ea7u quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d Kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y c\u00f3 quy\u1ec1n thay th\u1ebf H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh Kho\u1ea3n 6 \u0110i\u1ec1u 136 Lu\u1eadt Doanh nghi\u1ec7p.
\nTrong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 \u0111\u1ec1 ngh\u1ecb c\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh gi\u00e1m s\u00e1t vi\u1ec7c tri\u1ec7u t\u1eadp v\u00e0 ti\u1ebfn h\u00e0nh h\u1ecdp n\u1ebfu x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft.
\nd.\tT\u1ea5t c\u1ea3 chi ph\u00ed cho vi\u1ec7c tri\u1ec7u t\u1eadp v\u00e0 ti\u1ebfn h\u00e0nh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng s\u1ebd \u0111\u01b0\u1ee3c c\u00f4ng ty ho\u00e0n l\u1ea1i. Chi ph\u00ed n\u00e0y kh\u00f4ng bao g\u1ed3m nh\u1eefng chi ph\u00ed do c\u1ed5 \u0111\u00f4ng chi ti\u00eau khi tham d\u1ef1 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, k\u1ec3 c\u1ea3 chi ph\u00ed \u0103n \u1edf v\u00e0 \u0111i l\u1ea1i.
\n\u0110i\u1ec1u 15. Quy\u1ec1n v\u00e0 nhi\u1ec7m v\u1ee5 c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\t\u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean c\u00f3 quy\u1ec1n th\u1ea3o lu\u1eadn v\u00e0 th\u00f4ng qua:
\na.\tB\u00e1o c\u00e1o t\u00e0i ch\u00ednh ki\u1ec3m to\u00e1n h\u00e0ng n\u0103m;
\nb.\tB\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t;
\nc.\tB\u00e1o c\u00e1o c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\nd.\tK\u1ebf ho\u1ea1ch ph\u00e1t tri\u1ec3n ng\u1eafn h\u1ea1n v\u00e0 d\u00e0i h\u1ea1n c\u1ee7a C\u00f4ng ty;
\ne.\tM\u1ee9c c\u1ed5 t\u1ee9c \u0111\u1ed1i v\u1edbi m\u1ed7i c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i;
\nf.\tC\u00e1c v\u1ea5n \u0111\u1ec1 kh\u00e1c thu\u1ed9c th\u1ea9m quy\u1ec1n.
\n2.\t\u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean v\u00e0 b\u1ea5t th\u01b0\u1eddng th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 sau:
\na.\tTh\u00f4ng qua \u0111\u1ecbnh h\u01b0\u1edbng ph\u00e1t tri\u1ec3n c\u1ee7a C\u00f4ng ty;
\nb.\tTh\u00f4ng qua c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m;
\nc.\tM\u1ee9c c\u1ed5 t\u1ee9c thanh to\u00e1n h\u00e0ng n\u0103m cho m\u1ed7i lo\u1ea1i c\u1ed5 ph\u1ea7n ph\u00f9 h\u1ee3p v\u1edbi Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 c\u00e1c quy\u1ec1n g\u1eafn li\u1ec1n v\u1edbi lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u00f3. M\u1ee9c c\u1ed5 t\u1ee9c n\u00e0y kh\u00f4ng cao h\u01a1n m\u1ee9c m\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec1 ngh\u1ecb sau khi \u0111\u00e3 tham kh\u1ea3o \u00fd ki\u1ebfn c\u00e1c c\u1ed5 \u0111\u00f4ng t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nd.\tS\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\ne.\tL\u1ef1a ch\u1ecdn c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp;
\nf.\tB\u1ea7u, b\u00e3i mi\u1ec5n v\u00e0 thay th\u1ebf th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t v\u00e0 ph\u00ea chu\u1ea9n vi\u1ec7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ed5 nhi\u1ec7m T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh;
\ng.\tT\u1ed5ng s\u1ed1 ti\u1ec1n th\u00f9 lao c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t v\u00e0 B\u00e1o c\u00e1o ti\u1ec1n th\u00f9 lao c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t;
\nh.\tB\u1ed5 sung v\u00e0 s\u1eeda \u0111\u1ed5i \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty;
\ni.\tLo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n m\u1edbi s\u1ebd \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh cho m\u1ed7i lo\u1ea1i c\u1ed5 ph\u1ea7n, v\u00e0 c\u00e1c quy\u1ec1n l\u1ee3i li\u00ean quan \u0111\u1ebfn lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u00f3;
\nj.\tChia, t\u00e1ch, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp ho\u1eb7c chuy\u1ec3n \u0111\u1ed5i C\u00f4ng ty;
\nk.\tT\u1ed5 ch\u1ee9c l\u1ea1i v\u00e0 gi\u1ea3i th\u1ec3 (thanh l\u00fd) C\u00f4ng ty v\u00e0 ch\u1ec9 \u0111\u1ecbnh ng\u01b0\u1eddi thanh l\u00fd;
\nl.\tKi\u1ec3m tra v\u00e0 x\u1eed l\u00fd c\u00e1c vi ph\u1ea1m c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban ki\u1ec3m so\u00e1t g\u00e2y thi\u1ec7t h\u1ea1i cho C\u00f4ng ty v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng c\u1ee7a C\u00f4ng ty;
\nm.\tQuy\u1ebft \u0111\u1ecbnh giao d\u1ecbch b\u00e1n t\u00e0i s\u1ea3n C\u00f4ng ty ho\u1eb7c chi nh\u00e1nh ho\u1eb7c giao d\u1ecbch mua c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 35% tr\u1edf l\u00ean t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a C\u00f4ng ty v\u00e0 c\u00e1c chi nh\u00e1nh c\u1ee7a C\u00f4ng ty \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n g\u1ea7n nh\u1ea5t;
\nn.\tMua l\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n c\u1ee7a m\u1ed7i lo\u1ea1i, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m i kho\u1ea3n 4 \u0110i\u1ec1u 25 \u0110i\u1ec1u l\u1ec7 n\u00e0y;
\no.\tVi\u1ec7c T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh \u0111\u1ed3ng th\u1eddi l\u00e0m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;
\np.\tC\u00f4ng ty ho\u1eb7c c\u00e1c chi nh\u00e1nh c\u1ee7a C\u00f4ng ty k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng v\u1edbi nh\u1eefng ng\u01b0\u1eddi \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 162 c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u1edbi gi\u00e1 tr\u1ecb b\u1eb1ng ho\u1eb7c l\u1edbn h\u01a1n 20% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a C\u00f4ng ty v\u00e0 c\u00e1c chi nh\u00e1nh c\u1ee7a C\u00f4ng ty \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n g\u1ea7n nh\u1ea5t;
\nq.\tThay \u0111\u1ed5i c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd C\u00f4ng ty;
\nr.\tThay \u0111\u1ed5i ng\u00e0nh, ngh\u1ec1 v\u00e0 l\u0129nh v\u1ef1c kinh doanh;
\ns.\tC\u00e1c v\u1ea5n \u0111\u1ec1 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y, c\u00e1c quy ch\u1ebf kh\u00e1c c\u1ee7a C\u00f4ng ty v\u00e0 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.
\n3.\tC\u1ed5 \u0111\u00f4ng kh\u00f4ng \u0111\u01b0\u1ee3c tham gia b\u1ecf phi\u1ebfu trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:
\na.\tC\u00e1c h\u1ee3p \u0111\u1ed3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y khi c\u1ed5 \u0111\u00f4ng \u0111\u00f3 ho\u1eb7c ng\u01b0\u1eddi c\u00f3 li\u00ean quan t\u1edbi c\u1ed5 \u0111\u00f4ng \u0111\u00f3 l\u00e0 m\u1ed9t b\u00ean c\u1ee7a h\u1ee3p \u0111\u1ed3ng ho\u1eb7c c\u00f3 l\u1ee3i \u00edch li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng \u0111\u00f3;
\nb.\tVi\u1ec7c mua c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3 ho\u1eb7c c\u1ee7a ng\u01b0\u1eddi c\u00f3 li\u00ean quan t\u1edbi c\u1ed5 \u0111\u00f4ng \u0111\u00f3 tr\u1eeb tr\u01b0\u1eddng h\u1ee3p vi\u1ec7c mua l\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ee7a t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng ho\u1eb7c vi\u1ec7c mua l\u1ea1i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua kh\u1edbp l\u1ec7nh ho\u1eb7c ch\u00e0o mua c\u00f4ng khai tr\u00ean S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n;
\n4.\tT\u1ea5t c\u1ea3 c\u00e1c ngh\u1ecb quy\u1ebft v\u00e0 c\u00e1c v\u1ea5n \u0111\u1ec1 \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u01b0a ra th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n\u0110i\u1ec1u 16. C\u00e1c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n
\n1.\tC\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n tham d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo lu\u1eadt ph\u00e1p c\u00f3 th\u1ec3 tr\u1ef1c ti\u1ebfp tham d\u1ef1 ho\u1eb7c u\u1ef7 quy\u1ec1n cho \u0111\u1ea1i di\u1ec7n c\u1ee7a m\u00ecnh tham d\u1ef1. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 nhi\u1ec1u h\u01a1n m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n \u0111\u01b0\u1ee3c c\u1eed th\u00ec ph\u1ea3i x\u00e1c \u0111\u1ecbnh c\u1ee5 th\u1ec3 s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 phi\u1ebfu b\u1ea7u c\u1ee7a m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng x\u00e1c \u0111\u1ecbnh s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee5 th\u1ec3 c\u1ee7a m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n th\u00ec s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 phi\u1ebfu b\u1ea7u \u0111\u01b0\u1ee3c chia \u0111\u1ec1u cho m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n.
\n2.\tVi\u1ec7c u\u1ef7 quy\u1ec1n cho ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i l\u1eadp th\u00e0nh v\u0103n b\u1ea3n theo m\u1eabu c\u1ee7a c\u00f4ng ty v\u00e0 ph\u1ea3i c\u00f3 ch\u1eef k\u00fd theo quy \u0111\u1ecbnh sau \u0111\u00e2y:
\na.\tTr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng c\u00e1 nh\u00e2n l\u00e0 ng\u01b0\u1eddi u\u1ef7 quy\u1ec1n th\u00ec ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3 v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n d\u1ef1 h\u1ecdp;
\nb.\tTr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo u\u1ef7 quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c l\u00e0 ng\u01b0\u1eddi u\u1ef7 quy\u1ec1n th\u00ec ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo u\u1ef7 quy\u1ec1n, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n d\u1ef1 h\u1ecdp;
\nc.\tTrong tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng t\u1ed5 ch\u1ee9c l\u00e0 ng\u01b0\u1eddi \u1ee7y quy\u1ec1n th\u00ec ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n d\u1ef1 h\u1ecdp. Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i n\u1ed9p v\u0103n b\u1ea3n u\u1ef7 quy\u1ec1n tr\u01b0\u1edbc khi v\u00e0o ph\u00f2ng h\u1ecdp.
\n3.\tTr\u01b0\u1eddng h\u1ee3p lu\u1eadt s\u01b0 thay m\u1eb7t cho ng\u01b0\u1eddi u\u1ef7 quy\u1ec1n k\u00fd gi\u1ea5y ch\u1ec9 \u0111\u1ecbnh \u0111\u1ea1i di\u1ec7n, vi\u1ec7c ch\u1ec9 \u0111\u1ecbnh \u0111\u1ea1i di\u1ec7n trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y ch\u1ec9 \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f3 hi\u1ec7u l\u1ef1c n\u1ebfu gi\u1ea5y ch\u1ec9 \u0111\u1ecbnh \u0111\u1ea1i di\u1ec7n \u0111\u00f3 \u0111\u01b0\u1ee3c xu\u1ea5t tr\u00ecnh c\u00f9ng v\u1edbi th\u01b0 u\u1ef7 quy\u1ec1n cho lu\u1eadt s\u01b0 ho\u1eb7c b\u1ea3n sao h\u1ee3p l\u1ec7 c\u1ee7a th\u01b0 u\u1ef7 quy\u1ec1n \u0111\u00f3 (n\u1ebfu tr\u01b0\u1edbc \u0111\u00f3 ch\u01b0a \u0111\u0103ng k\u00fd v\u1edbi C\u00f4ng ty).
\n4.\tTr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y, phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n d\u1ef1 h\u1ecdp trong ph\u1ea1m vi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c khi thu\u1ed9c m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:
\na.\tNg\u01b0\u1eddi u\u1ef7 quy\u1ec1n \u0111\u00e3 ch\u1ebft, b\u1ecb h\u1ea1n ch\u1ebf n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 ho\u1eb7c b\u1ecb m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1;
\nb.\tNg\u01b0\u1eddi u\u1ef7 quy\u1ec1n \u0111\u00e3 hu\u1ef7 b\u1ecf vi\u1ec7c ch\u1ec9 \u0111\u1ecbnh u\u1ef7 quy\u1ec1n;
\nc.\tNg\u01b0\u1eddi u\u1ef7 quy\u1ec1n \u0111\u00e3 hu\u1ef7 b\u1ecf th\u1ea9m quy\u1ec1n c\u1ee7a ng\u01b0\u1eddi th\u1ef1c hi\u1ec7n vi\u1ec7c u\u1ef7 quy\u1ec1n.
\n\u0110i\u1ec1u kho\u1ea3n n\u00e0y s\u1ebd kh\u00f4ng \u00e1p d\u1ee5ng trong tr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o v\u1ec1 m\u1ed9t trong c\u00e1c s\u1ef1 ki\u1ec7n tr\u00ean b\u1ed1n m\u01b0\u01a1i t\u00e1m gi\u1edd tr\u01b0\u1edbc gi\u1edd khai m\u1ea1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c tr\u01b0\u1edbc khi cu\u1ed9c h\u1ecdp \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp l\u1ea1i.
\n\u0110i\u1ec1u 17. Thay \u0111\u1ed5i c\u00e1c quy\u1ec1n
\n1.\tC\u00e1c quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng (trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 15 li\u00ean quan \u0111\u1ebfn v\u1ed1n c\u1ed5 ph\u1ea7n c\u1ee7a C\u00f4ng ty \u0111\u01b0\u1ee3c chia th\u00e0nh c\u00e1c lo\u1ea1i c\u1ed5 ph\u1ea7n kh\u00e1c nhau) v\u1ec1 vi\u1ec7c thay \u0111\u1ed5i ho\u1eb7c hu\u1ef7 b\u1ecf c\u00e1c quy\u1ec1n \u0111\u1eb7c bi\u1ec7t g\u1eafn li\u1ec1n v\u1edbi t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n s\u1ebd ch\u1ec9 \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 s\u1ef1 nh\u1ea5t tr\u00ed b\u1eb1ng v\u0103n b\u1ea3n c\u1ee7a nh\u1eefng ng\u01b0\u1eddi n\u1eafm gi\u1eef \u00edt nh\u1ea5t 75% quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 ph\u1ea7n \u0111\u00e3 ph\u00e1t h\u00e0nh lo\u1ea1i \u0111\u00f3.
\n2.\tVi\u1ec7c t\u1ed5 ch\u1ee9c m\u1ed9t cu\u1ed9c h\u1ecdp nh\u01b0 tr\u00ean ch\u1ec9 c\u00f3 gi\u00e1 tr\u1ecb khi c\u00f3 t\u1ed1i thi\u1ec3u hai (02) c\u1ed5 \u0111\u00f4ng (ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n c\u1ee7a h\u1ecd) v\u00e0 n\u1eafm gi\u1eef t\u1ed1i thi\u1ec3u m\u1ed9t ph\u1ea7n ba (1\/3) gi\u00e1 tr\u1ecb m\u1ec7nh gi\u00e1 c\u1ee7a c\u00e1c c\u1ed5 ph\u1ea7n lo\u1ea1i \u0111\u00f3 \u0111\u00e3 ph\u00e1t h\u00e0nh. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 \u0111\u1ee7 s\u1ed1 \u0111\u1ea1i bi\u1ec3u nh\u01b0 n\u00eau tr\u00ean th\u00ec s\u1ebd t\u1ed5 ch\u1ee9c h\u1ecdp l\u1ea1i trong v\u00f2ng ba m\u01b0\u01a1i (30) ng\u00e0y sau \u0111\u00f3 v\u00e0 nh\u1eefng ng\u01b0\u1eddi n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n thu\u1ed9c lo\u1ea1i \u0111\u00f3 (kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o s\u1ed1 l\u01b0\u1ee3ng ng\u01b0\u1eddi v\u00e0 s\u1ed1 c\u1ed5 ph\u1ea7n) c\u00f3 m\u1eb7t tr\u1ef1c ti\u1ebfp ho\u1eb7c th\u00f4ng qua \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n \u0111\u1ec1u \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng \u0111\u1ea1i bi\u1ec3u y\u00eau c\u1ea7u. T\u1ea1i c\u00e1c cu\u1ed9c h\u1ecdp ri\u00eang bi\u1ec7t n\u00eau tr\u00ean, nh\u1eefng ng\u01b0\u1eddi n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n thu\u1ed9c lo\u1ea1i \u0111\u00f3 c\u00f3 m\u1eb7t tr\u1ef1c ti\u1ebfp ho\u1eb7c qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n \u0111\u1ec1u c\u00f3 th\u1ec3 y\u00eau c\u1ea7u b\u1ecf phi\u1ebfu k\u00edn v\u00e0 m\u1ed7i ng\u01b0\u1eddi khi b\u1ecf phi\u1ebfu k\u00edn \u0111\u1ec1u c\u00f3 m\u1ed9t l\u00e1 phi\u1ebfu cho m\u1ed7i c\u1ed5 ph\u1ea7n s\u1edf h\u1eefu thu\u1ed9c lo\u1ea1i \u0111\u00f3.
\n3.\tTh\u1ee7 t\u1ee5c ti\u1ebfn h\u00e0nh c\u00e1c cu\u1ed9c h\u1ecdp ri\u00eang bi\u1ec7t nh\u01b0 v\u1eady \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u01b0\u01a1ng t\u1ef1 v\u1edbi c\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 17, 18, 19 v\u00e0 \u0110i\u1ec1u 20 \u0110i\u1ec1u l\u1ec7 n\u00e0y
\n4.\tTr\u1eeb khi c\u00e1c \u0111i\u1ec1u kho\u1ea3n ph\u00e1t h\u00e0nh c\u1ed5 ph\u1ea7n quy \u0111\u1ecbnh kh\u00e1c, c\u00e1c quy\u1ec1n \u0111\u1eb7c bi\u1ec7t g\u1eafn li\u1ec1n v\u1edbi c\u00e1c lo\u1ea1i c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n \u00ac\u01b0u \u0111\u00e3i \u0111\u1ed1i v\u1edbi m\u1ed9t s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn chia s\u1ebb l\u1ee3i nhu\u1eadn ho\u1eb7c t\u00e0i s\u1ea3n c\u1ee7a C\u00f4ng ty s\u1ebd kh\u00f4ng b\u1ecb thay \u0111\u1ed5i khi C\u00f4ng ty ph\u00e1t h\u00e0nh th\u00eam c\u00e1c c\u1ed5 ph\u1ea7n c\u00f9ng lo\u1ea1i.
\n\u0110i\u1ec1u 18. Tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp, v\u00e0 th\u00f4ng b\u00e1o h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp theo c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b, c kho\u1ea3n 3 \u0110i\u1ec1u 14 \u0110i\u1ec1u l\u1ec7 n\u00e0y .
\n2.\tNg\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i th\u1ef1c hi\u1ec7n nh\u1eefng nhi\u1ec7m v\u1ee5 sau \u0111\u00e2y:<\/p>\n

a.\tC\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 vi\u1ec7c l\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng t\u1ed1i thi\u1ec3u hai m\u01b0\u01a1i (20) ng\u00e0y tr\u01b0\u1edbc ng\u00e0y \u0111\u0103ng k\u00fd cu\u1ed1i c\u00f9ng;
\nb.\tL\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng khi c\u00f3 quy\u1ebft \u0111\u1ecbnh tri\u1ec7u t\u1eadp h\u1ecdp. Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c l\u1eadp kh\u00f4ng s\u1edbm h\u01a1n m\u01b0\u1eddi l\u0103m (15) ng\u00e0y tr\u01b0\u1edbc ng\u00e0y g\u1eedi gi\u1ea5y m\u1eddi h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nc.\tCung c\u1ea5p th\u00f4ng tin v\u00e0 gi\u1ea3i quy\u1ebft khi\u1ebfu n\u1ea1i li\u00ean quan \u0111\u1ebfn danh s\u00e1ch c\u1ed5 \u0111\u00f4ng;
\nd.\tX\u00e1c \u0111\u1ecbnh th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m t\u1ed5 ch\u1ee9c \u0110\u1ea1i h\u1ed9i;
\ne.\tTh\u00f4ng b\u00e1o v\u00e0 g\u1eedi th\u00f4ng b\u00e1o h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng cho t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp.
\nf.\tChu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung \u0111\u1ea1i h\u1ed9i;
\ng.\tChu\u1ea9n b\u1ecb t\u00e0i li\u1ec7u cho \u0111\u1ea1i h\u1ed9i;
\nh.\tD\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo n\u1ed9i dung d\u1ef1 ki\u1ebfn c\u1ee7a cu\u1ed9c h\u1ecdp;
\ni.\tC\u00e1c c\u00f4ng vi\u1ec7c kh\u00e1c ph\u1ee5c v\u1ee5 \u0111\u1ea1i h\u1ed9i.
\n3.\tTh\u00f4ng b\u00e1o h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c g\u1eedi cho t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp ch\u1eadm nh\u1ea5t m\u01b0\u1eddi (10) ng\u00e0y tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng (t\u00ednh t\u1eeb ng\u00e0y m\u00e0 th\u00f4ng b\u00e1o \u0111\u01b0\u1ee3c g\u1eedi ho\u1eb7c chuy\u1ec3n \u0111i m\u1ed9t c\u00e1ch h\u1ee3p l\u1ec7, \u0111\u01b0\u1ee3c tr\u1ea3 c\u01b0\u1edbc ph\u00ed ho\u1eb7c \u0111\u01b0\u1ee3c b\u1ecf v\u00e0o h\u00f2m th\u01b0 b\u1eb1ng ph\u01b0\u01a1ng th\u1ee9c b\u1ea3o \u0111\u1ea3m t\u1edbi \u0111\u1ecba ch\u1ec9 \u0111\u00e3 \u0111\u0103ng k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng, ho\u1eb7c t\u1edbi \u0111\u1ecba ch\u1ec9 do c\u1ed5 \u0111\u00f4ng \u0111\u00f3 cung c\u1ea5p \u0111\u1ec3 ph\u1ee5c v\u1ee5 vi\u1ec7c g\u1eedi th\u00f4ng tin; \u0111\u1ed3ng th\u1eddi c\u00f4ng b\u1ed1 tr\u00ean ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin c\u1ee7a \u1ee6y ban ch\u1ee9ng kho\u00e1n nh\u00e0 n\u01b0\u1edbc, S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u00e0 \u0111\u0103ng tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty.
\n4.\tTh\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi k\u00e8m theo c\u00e1c t\u00e0i li\u1ec7u sau \u0111\u00e2y;
\na.\tCh\u01b0\u01a1ng tr\u00ecnh h\u1ecdp, c\u00e1c t\u00e0i li\u1ec7u s\u1eed d\u1ee5ng trong cu\u1ed9c h\u1ecdp v\u00e0 d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 trong ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp, bao g\u1ed3m th\u00f4ng tin li\u00ean quan \u0111\u1ebfn c\u00e1c \u1ee9ng vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t (trong tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c tr\u01b0\u1edbc c\u00e1c \u1ee9ng vi\u00ean);
\nb.\tM\u1eabu phi\u1ebfu bi\u1ec3u quy\u1ebft;
\nc.\tM\u1eabu ch\u1ec9 \u0111\u1ecbnh \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n d\u1ef1 h\u1ecdp.
\nd.\tD\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 trong ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp
\nT\u00e0i li\u1ec7u h\u1ecdp s\u1ebd \u0111\u01b0\u1ee3c \u0111\u0103ng t\u1ea3i l\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty, v\u00e0 trong th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i ghi r\u00f5 n\u01a1i, c\u00e1ch th\u1ee9c t\u1ea3i t\u00e0i li\u1ec7u. C\u00f4ng ty ph\u1ea3i g\u1eedi t\u00e0i li\u1ec7u h\u1ecdp cho c\u1ed5 \u0111\u00f4ng n\u1ebfu c\u1ed5 \u0111\u00f4ng c\u00f3 y\u00eau c\u1ea7u b\u1eb1ng v\u0103n b\u1ea3n.
\n5.\tC\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eadp t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 11 \u0110i\u1ec1u l\u1ec7 n\u00e0y c\u00f3 quy\u1ec1n \u0111\u1ec1 xu\u1ea5t c\u00e1c v\u1ea5n \u0111\u1ec1 \u0111\u01b0a v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. \u0110\u1ec1 xu\u1ea5t ph\u1ea3i \u0111\u01b0\u1ee3c l\u00e0m b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi cho C\u00f4ng ty \u00edt nh\u1ea5t ba ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. \u0110\u1ec1 xu\u1ea5t ph\u1ea3i bao g\u1ed3m h\u1ecd v\u00e0 t\u00ean c\u1ed5 \u0111\u00f4ng, \u0111\u1ecba ch\u1ec9 th\u01b0\u1eddng tr\u00fa, qu\u1ed1c t\u1ecbch, s\u1ed1 Th\u1ebb c\u0103n c\u01b0\u1edbc c\u00f4ng d\u00e2n\/Gi\u1ea5y Ch\u1ee9ng minh nh\u00e2n d\u00e2n\/H\u1ed9 chi\u1ebfu ho\u1eb7c ch\u1ee9ng th\u1ef1c c\u00e1 nh\u00e2n h\u1ee3p ph\u00e1p kh\u00e1c \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng, lo\u1ea1i c\u1ed5 ph\u1ea7n, th\u1eddi gian c\u1ed5 \u0111\u00f4ng \u0111\u00f3 n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n, v\u00e0 n\u1ed9i dung \u0111\u1ec1 ngh\u1ecb \u0111\u01b0a v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp.
\nNg\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i ch\u1ea5p nh\u1eadn v\u00e0 \u0111\u01b0a ki\u1ebfn ngh\u1ecb quy \u0111\u1ecbnh t\u1ea1i Kho\u1ea3n 5 \u0110i\u1ec1u n\u00e0y v\u00e0o d\u1ef1 ki\u1ebfn ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i Kho\u1ea3n 6 \u0110i\u1ec1u n\u00e0y. Ki\u1ebfn ngh\u1ecb \u0111\u01b0\u1ee3c ch\u00ednh th\u1ee9c b\u1ed5 sung v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp n\u1ebfu \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ea5p thu\u1eadn.
\n6.\tNg\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n t\u1eeb ch\u1ed1i nh\u1eefng \u0111\u1ec1 xu\u1ea5t li\u00ean quan \u0111\u1ebfn Kho\u1ea3n 5 \u0110i\u1ec1u n\u00e0y trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau:
\na.\t\u0110\u1ec1 xu\u1ea5t \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn kh\u00f4ng \u0111\u00fang th\u1eddi h\u1ea1n ho\u1eb7c kh\u00f4ng \u0111\u1ee7, kh\u00f4ng \u0111\u00fang n\u1ed9i dung;
\nb.\tV\u00e0o th\u1eddi \u0111i\u1ec3m \u0111\u1ec1 xu\u1ea5t, c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng kh\u00f4ng c\u00f3 \u0111\u1ee7 \u00edt nh\u1ea5t 5% c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng trong th\u1eddi gian li\u00ean t\u1ee5c \u00edt nh\u1ea5t s\u00e1u th\u00e1ng; ho\u1eb7c
\nc.\tV\u1ea5n \u0111\u1ec1 \u0111\u1ec1 xu\u1ea5t kh\u00f4ng thu\u1ed9c ph\u1ea1m vi th\u1ea9m quy\u1ec1n c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u00e0n b\u1ea1c v\u00e0 th\u00f4ng qua.
\n7.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i chu\u1ea9n b\u1ecb d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft cho t\u1eebng v\u1ea5n \u0111\u1ec1 trong ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp.
\n8.\tTr\u01b0\u1eddng h\u1ee3p t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng \u0111\u1ea1i di\u1ec7n 100% s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp tham d\u1ef1 ho\u1eb7c th\u00f4ng qua \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, nh\u1eefng quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng nh\u1ea5t tr\u00ed th\u00f4ng qua \u0111\u1ec1u \u0111\u01b0\u1ee3c coi l\u00e0 h\u1ee3p l\u1ec7 k\u1ec3 c\u1ea3 trong tr\u01b0\u1eddng h\u1ee3p vi\u1ec7c tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng kh\u00f4ng theo \u0111\u00fang th\u1ee7 t\u1ee5c ho\u1eb7c n\u1ed9i dung bi\u1ec3u quy\u1ebft kh\u00f4ng c\u00f3 trong ch\u01b0\u01a1ng tr\u00ecnh.
\n\u0110i\u1ec1u 19. C\u00e1c \u0111i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\tCu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 s\u1ed1 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp \u0111\u1ea1i di\u1ec7n cho \u00edt nh\u1ea5t 51% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft.
\n2.\tTr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng \u0111\u1ea1i bi\u1ec3u c\u1ea7n thi\u1ebft trong v\u00f2ng ba m\u01b0\u01a1i (30) ph\u00fat k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u1ea5n \u0111\u1ecbnh khai m\u1ea1c \u0111\u1ea1i h\u1ed9i, \u0111\u1ea1i h\u1ed9i ph\u1ea3i \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp l\u1ea1i trong v\u00f2ng ba m\u01b0\u01a1i (30) ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh t\u1ed5 ch\u1ee9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u1ea7n th\u1ee9 nh\u1ea5t. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng tri\u1ec7u t\u1eadp l\u1ea1i ch\u1ec9 \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 th\u00e0nh vi\u00ean tham d\u1ef1 l\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng v\u00e0 nh\u1eefng \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n d\u1ef1 h\u1ecdp \u0111\u1ea1i di\u1ec7n cho \u00edt nh\u1ea5t 33% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft.
\n3.\tTr\u01b0\u1eddng h\u1ee3p \u0111\u1ea1i h\u1ed9i l\u1ea7n th\u1ee9 hai kh\u00f4ng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh do kh\u00f4ng c\u00f3 \u0111\u1ee7 s\u1ed1 \u0111\u1ea1i bi\u1ec3u c\u1ea7n thi\u1ebft trong v\u00f2ng ba m\u01b0\u01a1i (30) ph\u00fat k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u1ea5n \u0111\u1ecbnh khai m\u1ea1c \u0111\u1ea1i h\u1ed9i, cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u1ea7n th\u1ee9 ba c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp trong v\u00f2ng hai m\u01b0\u01a1i (20) ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh ti\u1ebfn h\u00e0nh \u0111\u1ea1i h\u1ed9i l\u1ea7n hai, v\u00e0 trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y \u0111\u1ea1i h\u1ed9i \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 \u0111\u00f4ng hay \u0111\u1ea1i di\u1ec7n u\u1ef7 quy\u1ec1n tham d\u1ef1 v\u00e0 \u0111\u01b0\u1ee3c coi l\u00e0 h\u1ee3p l\u1ec7 v\u00e0 c\u00f3 quy\u1ec1n quy\u1ebft \u0111\u1ecbnh t\u1ea5t c\u1ea3 c\u00e1c v\u1ea5n \u0111\u1ec1 m\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u1ea7n th\u1ee9 nh\u1ea5t c\u00f3 th\u1ec3 ph\u00ea chu\u1ea9n.
\n4.\tTheo \u0111\u1ec1 ngh\u1ecb Ch\u1ee7 t\u1ecda, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n thay \u0111\u1ed5i ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp \u0111\u00e3 \u0111\u01b0\u1ee3c g\u1eedi k\u00e8m theo th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 17 \u0110i\u1ec1u l\u1ec7 n\u00e0y.
\n\u0110i\u1ec1u 20. Th\u1ec3 th\u1ee9c ti\u1ebfn h\u00e0nh h\u1ecdp v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\tV\u00e0o ng\u00e0y t\u1ed5 ch\u1ee9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, C\u00f4ng ty ph\u1ea3i th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng v\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n vi\u1ec7c \u0111\u0103ng k\u00fd cho \u0111\u1ebfn khi c\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp c\u00f3 m\u1eb7t \u0111\u0103ng k\u00fd h\u1ebft.
\n2.\tKhi ti\u1ebfn h\u00e0nh \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, C\u00f4ng ty s\u1ebd c\u1ea5p cho t\u1eebng c\u1ed5 \u0111\u00f4ng ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft m\u1ed9t th\u1ebb bi\u1ec3u quy\u1ebft, tr\u00ean \u0111\u00f3 c\u00f3 ghi s\u1ed1 \u0111\u0103ng k\u00fd, h\u1ecd v\u00e0 t\u00ean c\u1ee7a c\u1ed5 \u0111\u00f4ng, h\u1ecd v\u00e0 t\u00ean \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n v\u00e0 s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3. Th\u1ebb bi\u1ec3u quy\u1ebft c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c m\u00e3 h\u00f3a ho\u1eb7c s\u1ed1 h\u00f3a \u0111\u1ec3 vi\u1ec7c bi\u1ec3u quy\u1ebft v\u00e0\/ho\u1eb7c ki\u1ec3m phi\u1ebfu c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n tr\u00ean ph\u1ea7n m\u1ec1m m\u00e1y t\u00ednh ho\u1eb7c ph\u01b0\u01a1ng ti\u1ec7n c\u00f4ng ngh\u1ec7, k\u1ef9 thu\u1eadt s\u1ed1. Vi\u1ec7c bi\u1ec3u quy\u1ebft s\u1ebd \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh ngay sau khi c\u00e1c b\u00e1o c\u00e1o v\u00e0 n\u1ed9i dung c\u1ea7n \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u00ecnh b\u00e0y ho\u1eb7c theo ch\u01b0\u01a1ng tr\u00ecnh, th\u1ec3 l\u1ec7 bi\u1ec3u quy\u1ebft \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua. K\u1ebft qu\u1ea3 bi\u1ec3u quy\u1ebft \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 s\u1ebd \u0111\u01b0\u1ee3c ch\u1ee7 t\u1ecda th\u00f4ng b\u00e1o ngay tr\u01b0\u1edbc khi b\u1ebf m\u1ea1c cu\u1ed9c h\u1ecdp. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 ng\u01b0\u1eddi ch\u1ecbu tr\u00e1ch nhi\u1ec7m ki\u1ec3m phi\u1ebfu theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ch\u1ee7 t\u1ecda.
\n3.\tC\u1ed5 \u0111\u00f4ng \u0111\u1ebfn d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng mu\u1ed9n c\u00f3 quy\u1ec1n \u0111\u0103ng k\u00fd ngay v\u00e0 sau \u0111\u00f3 c\u00f3 quy\u1ec1n tham gia v\u00e0 bi\u1ec3u quy\u1ebft ngay t\u1ea1i \u0111\u1ea1i h\u1ed9i. Ch\u1ee7 t\u1ecda kh\u00f4ng c\u00f3 tr\u00e1ch nhi\u1ec7m d\u1eebng \u0111\u1ea1i h\u1ed9i \u0111\u1ec3 cho c\u1ed5 \u0111\u00f4ng \u0111\u1ebfn mu\u1ed9n \u0111\u0103ng k\u00fd v\u00e0 hi\u1ec7u l\u1ef1c c\u1ee7a c\u00e1c \u0111\u1ee3t bi\u1ec3u quy\u1ebft \u0111\u00e3 ti\u1ebfn h\u00e0nh tr\u01b0\u1edbc khi c\u1ed5 \u0111\u00f4ng \u0111\u1ebfn mu\u1ed9n tham d\u1ef1 s\u1ebd kh\u00f4ng b\u1ecb \u1ea3nh h\u01b0\u1edfng.
\n4.\tCh\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0m Ch\u1ee7 t\u1ecda c\u00e1c cu\u1ed9c h\u1ecdp do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp; tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch v\u1eafng m\u1eb7t ho\u1eb7c t\u1ea1m th\u1eddi m\u1ea5t kh\u1ea3 n\u0103ng l\u00e0m vi\u1ec7c th\u00ec c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f2n l\u1ea1i b\u1ea7u m\u1ed9t ng\u01b0\u1eddi trong s\u1ed1 h\u1ecd l\u00e0m Ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp theo nguy\u00ean t\u1eafc \u0111a s\u1ed1; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng b\u1ea7u \u0111\u01b0\u1ee3c ng\u01b0\u1eddi l\u00e0m ch\u1ee7 t\u1ecda th\u00ec Tr\u01b0\u1edfng Ban Ki\u1ec3m so\u00e1t \u0111i\u1ec1u khi\u1ec3n \u0111\u1ec3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp v\u00e0 ng\u01b0\u1eddi c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp.
\nTrong c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c, ng\u01b0\u1eddi k\u00fd t\u00ean tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5\u0111\u00f4ng \u0111i\u1ec1u khi\u1ec3n \u0111\u1ec3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u Ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp v\u00e0 ng\u01b0\u1eddi c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t l\u00e0m Ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp. Ch\u1ee7 t\u1ecda kh\u00f4ng nh\u1ea5t thi\u1ebft ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Tr\u01b0\u1eddng h\u1ee3p b\u1ea7u Ch\u1ee7 t\u1ecda, t\u00ean Ch\u1ee7 t\u1ecda \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed v\u00e0 s\u1ed1 phi\u1ebfu b\u1ea7u cho Ch\u1ee7 t\u1ecda ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1.
\n5.\tCh\u1ee7 t\u1ecda c\u1eed m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 ng\u01b0\u1eddi l\u00e0m th\u01b0 k\u00fd cu\u1ed9c h\u1ecdp.
\n6.\t\u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u m\u1ed9t (01) ho\u1eb7c m\u1ed9t s\u1ed1 ng\u01b0\u1eddi v\u00e0o Ban Ki\u1ec3m phi\u1ebfu theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a Ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp.
\n7.\tCh\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua trong phi\u00ean khai m\u1ea1c. Ch\u01b0\u01a1ng tr\u00ecnh ph\u1ea3i x\u00e1c \u0111\u1ecbnh r\u00f5 v\u00e0 chi ti\u1ebft th\u1eddi gian \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 trong n\u1ed9i dung ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp.
\n8.\tCh\u1ee7 t\u1ecda \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 ho\u00e3n h\u1ecdp \u0111\u1ea1i h\u1ed9i ngay c\u1ea3 trong tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 c\u00f3 \u0111\u1ee7 s\u1ed1 c\u1ed5 \u0111\u00f4ng \u0111\u0103ng k\u00fd d\u1ef1 h\u1ecdp theo quy \u0111\u1ecbnh \u0111\u1ebfn m\u1ed9t th\u1eddi \u0111i\u1ec3m kh\u00e1c v\u00e0 t\u1ea1i m\u1ed9t \u0111\u1ecba \u0111i\u1ec3m do ch\u1ee7 t\u1ecda quy\u1ebft \u0111\u1ecbnh m\u00e0 kh\u00f4ng c\u1ea7n l\u1ea5y \u00fd ki\u1ebfn c\u1ee7a \u0111\u1ea1i h\u1ed9i n\u1ebfu nh\u1eadn th\u1ea5y r\u1eb1ng (a) c\u00e1c th\u00e0nh vi\u00ean tham d\u1ef1 kh\u00f4ng th\u1ec3 c\u00f3 ch\u1ed7 ng\u1ed3i thu\u1eadn ti\u1ec7n \u1edf \u0111\u1ecba \u0111i\u1ec3m t\u1ed5 ch\u1ee9c \u0111\u1ea1i h\u1ed9i, (b) h\u00e0nh vi c\u1ee7a nh\u1eefng ng\u01b0\u1eddi c\u00f3 m\u1eb7t l\u00e0m m\u1ea5t tr\u1eadt t\u1ef1 ho\u1eb7c c\u00f3 kh\u1ea3 n\u0103ng l\u00e0m m\u1ea5t tr\u1eadt t\u1ef1 c\u1ee7a cu\u1ed9c h\u1ecdp ho\u1eb7c (c) c\u00e1c ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin t\u1ea1i \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp kh\u00f4ng b\u1ea3o \u0111\u1ea3m cho c\u00e1c c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp tham gia, th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft. Ngo\u00e0i ra, Ch\u1ee7 t\u1ecda \u0111\u1ea1i h\u1ed9i c\u00f3 th\u1ec3 ho\u00e3n \u0111\u1ea1i h\u1ed9i khi c\u00f3 s\u1ef1 nh\u1ea5t tr\u00ed ho\u1eb7c y\u00eau c\u1ea7u c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u00e3 c\u00f3 \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng \u0111\u1ea1i bi\u1ec3u d\u1ef1 h\u1ecdp c\u1ea7n thi\u1ebft. Th\u1eddi gian ho\u00e3n t\u1ed1i \u0111a kh\u00f4ng qu\u00e1 ba ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh khai m\u1ea1c \u0111\u1ea1i h\u1ed9i. \u0110\u1ea1i h\u1ed9i h\u1ecdp l\u1ea1i s\u1ebd ch\u1ec9 xem x\u00e9t c\u00e1c c\u00f4ng vi\u1ec7c l\u1ebd ra \u0111\u00e3 \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft h\u1ee3p ph\u00e1p t\u1ea1i \u0111\u1ea1i h\u1ed9i b\u1ecb tr\u00ec ho\u00e3n tr\u01b0\u1edbc \u0111\u00f3.
\n9.\tTr\u01b0\u1eddng h\u1ee3p ch\u1ee7 t\u1ecda ho\u00e3n ho\u1eb7c t\u1ea1m d\u1eebng \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 8 \u0110i\u1ec1u n\u00e0y, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u m\u1ed9t ng\u01b0\u1eddi kh\u00e1c trong s\u1ed1 nh\u1eefng th\u00e0nh vi\u00ean tham d\u1ef1 \u0111\u1ec3 thay th\u1ebf ch\u1ee7 t\u1ecda \u0111i\u1ec1u h\u00e0nh cu\u1ed9c h\u1ecdp cho \u0111\u1ebfn l\u00fac k\u1ebft th\u00fac v\u00e0 hi\u1ec7u l\u1ef1c c\u00e1c bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp \u0111\u00f3 kh\u00f4ng b\u1ecb \u1ea3nh h\u01b0\u1edfng.
\n10.\tCh\u1ee7 t\u1ecda c\u1ee7a \u0111\u1ea1i h\u1ed9i c\u00f3 quy\u1ec1n ti\u1ebfn h\u00e0nh c\u00e1c ho\u1ea1t \u0111\u1ed9ng m\u00e0 h\u1ecd th\u1ea5y c\u1ea7n thi\u1ebft \u0111\u1ec3 \u0111i\u1ec1u khi\u1ec3n \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng m\u1ed9t c\u00e1ch h\u1ee3p l\u1ec7 v\u00e0 c\u00f3 tr\u1eadt t\u1ef1; ho\u1eb7c \u0111\u1ec3 \u0111\u1ea1i h\u1ed9i ph\u1ea3n \u00e1nh \u0111\u01b0\u1ee3c mong mu\u1ed1n c\u1ee7a \u0111a s\u1ed1 tham d\u1ef1.
\n11.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 y\u00eau c\u1ea7u c\u00e1c c\u1ed5 \u0111\u00f4ng ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n tham d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ecbu s\u1ef1 ki\u1ec3m tra ho\u1eb7c c\u00e1c bi\u1ec7n ph\u00e1p an ninh m\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho l\u00e0 th\u00edch h\u1ee3p. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u1ed5 \u0111\u00f4ng ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n kh\u00f4ng ch\u1ecbu tu\u00e2n th\u1ee7 nh\u1eefng quy \u0111\u1ecbnh v\u1ec1 ki\u1ec3m tra ho\u1eb7c c\u00e1c bi\u1ec7n ph\u00e1p an ninh n\u00eau tr\u00ean, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb sau khi xem x\u00e9t m\u1ed9t c\u00e1ch c\u1ea9n tr\u1ecdng c\u00f3 th\u1ec3 t\u1eeb ch\u1ed1i ho\u1eb7c tr\u1ee5c xu\u1ea5t c\u1ed5 \u0111\u00f4ng ho\u1eb7c \u0111\u1ea1i di\u1ec7n n\u00f3i tr\u00ean tham gia \u0110\u1ea1i h\u1ed9i.
\n12.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, sau khi \u0111\u00e3 xem x\u00e9t m\u1ed9t c\u00e1ch c\u1ea9n tr\u1ecdng, c\u00f3 th\u1ec3 ti\u1ebfn h\u00e0nh c\u00e1c bi\u1ec7n ph\u00e1p \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho l\u00e0 th\u00edch h\u1ee3p \u0111\u1ec3:
\na.\t\u0110i\u1ec1u ch\u1ec9nh s\u1ed1 ng\u01b0\u1eddi c\u00f3 m\u1eb7t t\u1ea1i \u0111\u1ecba \u0111i\u1ec3m ch\u00ednh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nb.\tB\u1ea3o \u0111\u1ea3m an to\u00e0n cho m\u1ecdi ng\u01b0\u1eddi c\u00f3 m\u1eb7t t\u1ea1i \u0111\u1ecba \u0111i\u1ec3m \u0111\u00f3;
\nc.\tT\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho c\u1ed5 \u0111\u00f4ng tham d\u1ef1 (ho\u1eb7c ti\u1ebfp t\u1ee5c tham d\u1ef1) \u0111\u1ea1i h\u1ed9i.
\nH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 to\u00e0n quy\u1ec1n thay \u0111\u1ed5i nh\u1eefng bi\u1ec7n ph\u00e1p n\u00eau tr\u00ean v\u00e0 \u00e1p d\u1ee5ng t\u1ea5t c\u1ea3 c\u00e1c bi\u1ec7n ph\u00e1p n\u1ebfu H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u1ea5y c\u1ea7n thi\u1ebft. C\u00e1c bi\u1ec7n ph\u00e1p \u00e1p d\u1ee5ng c\u00f3 th\u1ec3 l\u00e0 c\u1ea5p gi\u1ea5y v\u00e0o c\u1eeda ho\u1eb7c s\u1eed d\u1ee5ng nh\u1eefng h\u00ecnh th\u1ee9c l\u1ef1a ch\u1ecdn kh\u00e1c.
\n13.\tTrong tr\u01b0\u1eddng h\u1ee3p t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 \u00e1p d\u1ee5ng c\u00e1c bi\u1ec7n ph\u00e1p n\u00eau tr\u00ean, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb khi x\u00e1c \u0111\u1ecbnh \u0111\u1ecba \u0111i\u1ec3m \u0111\u1ea1i h\u1ed9i c\u00f3 th\u1ec3:
\na.\tTh\u00f4ng b\u00e1o r\u1eb1ng \u0111\u1ea1i h\u1ed9i s\u1ebd \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh t\u1ea1i \u0111\u1ecba \u0111i\u1ec3m ghi trong th\u00f4ng b\u00e1o v\u00e0 ch\u1ee7 t\u1ecda \u0111\u1ea1i h\u1ed9i s\u1ebd c\u00f3 m\u1eb7t t\u1ea1i \u0111\u00f3 (\u201c\u0110\u1ecba \u0111i\u1ec3m ch\u00ednh c\u1ee7a \u0111\u1ea1i h\u1ed9i\u201d);
\nb.\tB\u1ed1 tr\u00ed, t\u1ed5 ch\u1ee9c \u0111\u1ec3 nh\u1eefng c\u1ed5 \u0111\u00f4ng ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n kh\u00f4ng d\u1ef1 h\u1ecdp \u0111\u01b0\u1ee3c theo \u0110i\u1ec1u kho\u1ea3n n\u00e0y ho\u1eb7c nh\u1eefng ng\u01b0\u1eddi mu\u1ed1n tham gia \u1edf \u0111\u1ecba \u0111i\u1ec3m kh\u00e1c v\u1edbi \u0110\u1ecba \u0111i\u1ec3m ch\u00ednh c\u1ee7a \u0111\u1ea1i h\u1ed9i c\u00f3 th\u1ec3 \u0111\u1ed3ng th\u1eddi tham d\u1ef1 \u0111\u1ea1i h\u1ed9i;
\nTh\u00f4ng b\u00e1o v\u1ec1 vi\u1ec7c t\u1ed5 ch\u1ee9c \u0111\u1ea1i h\u1ed9i kh\u00f4ng c\u1ea7n n\u00eau chi ti\u1ebft nh\u1eefng bi\u1ec7n ph\u00e1p t\u1ed5 ch\u1ee9c theo \u0110i\u1ec1u kho\u1ea3n n\u00e0y.
\n14.\tTrong \u0110i\u1ec1u l\u1ec7 n\u00e0y (tr\u1eeb khi ho\u00e0n c\u1ea3nh y\u00eau c\u1ea7u kh\u00e1c), m\u1ecdi c\u1ed5 \u0111\u00f4ng s\u1ebd \u0111\u01b0\u1ee3c coi l\u00e0 tham gia \u0111\u1ea1i h\u1ed9i \u1edf \u0110\u1ecba \u0111i\u1ec3m ch\u00ednh c\u1ee7a \u0111\u1ea1i h\u1ed9i.
\n15.\tH\u00e0ng n\u0103m, C\u00f4ng ty t\u1ed5 ch\u1ee9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u00edt nh\u1ea5t m\u1ed9t (01) l\u1ea7n. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c d\u01b0\u1edbi h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n.
\n\u0110i\u1ec1u 21. Th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\tTr\u1eeb tr\u01b0\u1eddng h\u1ee3p qui \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2, 3 v\u00e0 4 \u0110i\u1ec1u n\u00e0y, t\u1ea5t c\u1ea3 c\u00e1c quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng s\u1ebd \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 t\u1eeb 51% tr\u1edf l\u00ean t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh.
\n2.\tC\u00e1c quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y s\u1ebd \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 t\u1eeb 65% tr\u1edf l\u00ean t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh.
\na.\tLo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i;
\nb.\tThay \u0111\u1ed5i ng\u00e0nh, ngh\u1ec1 v\u00e0 l\u0129nh v\u1ef1c kinh doanh;
\nc.\tThay \u0111\u1ed5i c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd C\u00f4ng ty;
\nd.\tD\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0 ho\u1eb7c b\u00e1n t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb b\u1eb1ng ho\u1eb7c l\u1edbn h\u01a1n 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a C\u00f4ng ty;
\ne.\tT\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 C\u00f4ng ty.
\n3.\tVi\u1ec7c bi\u1ec3u quy\u1ebft b\u1ea7u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t ph\u1ea3i th\u1ef1c hi\u1ec7n theo ph\u01b0\u01a1ng th\u1ee9c b\u1ea7u d\u1ed3n phi\u1ebfu, theo \u0111\u00f3 m\u1ed7i c\u1ed5 \u0111\u00f4ng c\u00f3 t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n s\u1edf h\u1eefu nh\u00e2n v\u1edbi s\u1ed1 th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c b\u1ea7u c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban ki\u1ec3m so\u00e1t v\u00e0 c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ed3n h\u1ebft ho\u1eb7c m\u1ed9t ph\u1ea7n t\u1ed5ng s\u1ed1 phi\u1ebfu b\u1ea7u c\u1ee7a m\u00ecnh cho m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 \u1ee9ng c\u1eed vi\u00ean. Ng\u01b0\u1eddi tr\u00fang c\u1eed th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh theo s\u1ed1 phi\u1ebfu b\u1ea7u t\u00ednh t\u1eeb cao xu\u1ed1ng th\u1ea5p, b\u1eaft \u0111\u1ea7u t\u1eeb \u1ee9ng c\u1eed vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t cho \u0111\u1ebfn khi \u0111\u1ee7 s\u1ed1 th\u00e0nh vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 t\u1eeb hai \u1ee9ng c\u1eed vi\u00ean tr\u1edf l\u00ean \u0111\u1ea1t c\u00f9ng s\u1ed1 phi\u1ebfu b\u1ea7u nh\u01b0 nhau cho th\u00e0nh vi\u00ean cu\u1ed1i c\u00f9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban ki\u1ec3m so\u00e1t th\u00ec s\u1ebd ti\u1ebfn h\u00e0nh b\u1ea7u l\u1ea1i trong s\u1ed1 c\u00e1c \u1ee9ng c\u1eed vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u ngang nhau ho\u1eb7c l\u1ef1a ch\u1ecdn theo ti\u00eau ch\u00ed quy \u0111\u1ecbnh t\u1ea1i quy ch\u1ebf b\u1ea7u c\u1eed \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua.
\n4.\tC\u00e1c ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng 100% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft l\u00e0 h\u1ee3p ph\u00e1p v\u00e0 c\u00f3 hi\u1ec7u l\u1ef1c ngay c\u1ea3 khi tr\u00ecnh t\u1ef1 v\u00e0 th\u1ee7 t\u1ee5c th\u00f4ng qua ngh\u1ecb quy\u1ebft \u0111\u00f3 kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n \u0111\u00fang quy \u0111\u1ecbnh.
\n5.\tTr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng y\u00eau c\u1ea7u T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 147 Lu\u1eadt Doanh nghi\u1ec7p, th\u00ec c\u00e1c ngh\u1ecb quy\u1ebft \u0111\u00f3 v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh cho \u0111\u1ebfn khi T\u00f2a \u00e1n, Tr\u1ecdng t\u00e0i c\u00f3 quy\u1ebft \u0111\u1ecbnh kh\u00e1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p kh\u1ea9n c\u1ea5p t\u1ea1m th\u1eddi theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n.
\n\u0110i\u1ec1u 22. Th\u1ea9m quy\u1ec1n v\u00e0 th\u1ec3 th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\nTh\u1ea9m quy\u1ec1n v\u00e0 th\u1ec3 th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:
\n1.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 15 \u0110i\u1ec1u l\u1ec7 n\u00e0y b\u1ea5t c\u1ee9 l\u00fac n\u00e0o n\u1ebfu x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft v\u00ec l\u1ee3i \u00edch c\u1ee7a C\u00f4ng ty.
\n2.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i chu\u1ea9n b\u1ecb phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn, d\u1ef1 th\u1ea3o quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00e1c t\u00e0i li\u1ec7u gi\u1ea3i tr\u00ecnh d\u1ef1 th\u1ea3o quy\u1ebft \u0111\u1ecbnh. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn k\u00e8m theo d\u1ef1 th\u1ea3o quy\u1ebft \u0111\u1ecbnh v\u00e0 t\u00e0i li\u1ec7u gi\u1ea3i tr\u00ecnh ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi b\u1eb1ng ph\u01b0\u01a1ng th\u1ee9c b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c \u0111\u1ecba ch\u1ec9 li\u00ean h\u1ec7 c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i \u0111\u1ea3m b\u1ea3o g\u1eedi, c\u00f4ng b\u1ed1 t\u00e0i li\u1ec7u cho c\u00e1c c\u1ed5 \u0111\u00f4ng trong m\u1ed9t th\u1eddi gian h\u1ee3p l\u00fd \u0111\u1ec3 xem x\u00e9t bi\u1ec3u quy\u1ebft v\u00e0 ph\u1ea3i g\u1eedi \u00edt nh\u1ea5t m\u01b0\u1eddi (10) ng\u00e0y tr\u01b0\u1edbc ng\u00e0y h\u1ebft h\u1ea1n nh\u1eadn phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn. Vi\u1ec7c l\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng g\u1eedi phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 2 \u0110i\u1ec1u 17 \u0110i\u1ec1u l\u1ec7 n\u00e0y. Y\u00eau c\u1ea7u v\u00e0 c\u00e1ch th\u1ee9c g\u1eedi phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn v\u00e0 t\u00e0i li\u1ec7u k\u00e8m theo th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 17 \u0110i\u1ec1u l\u1ec7 n\u00e0y.
\n3.\tPhi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn ph\u1ea3i c\u00f3 c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:
\na.\tT\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, n\u01a1i \u0111\u0103ng k\u00fd kinh doanh c\u1ee7a c\u00f4ng ty;
\nb.\tM\u1ee5c \u0111\u00edch l\u1ea5y \u00fd ki\u1ebfn;
\nc.\tH\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 th\u01b0\u1eddng tr\u00fa, qu\u1ed1c t\u1ecbch, s\u1ed1 Th\u1ebb c\u0103n c\u01b0\u1edbc c\u00f4ng d\u00e2n\/Gi\u1ea5y ch\u1ee9ng minh nh\u00e2n d\u00e2n\/H\u1ed9 chi\u1ebfu ho\u1eb7c ch\u1ee9ng th\u1ef1c c\u00e1 nh\u00e2n h\u1ee3p ph\u00e1p kh\u00e1c c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c ho\u1eb7c h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 th\u01b0\u1eddng tr\u00fa, qu\u1ed1c t\u1ecbch, s\u1ed1 Th\u1ebb c\u0103n c\u01b0\u1edbc c\u00f4ng d\u00e2n, Gi\u1ea5y ch\u1ee9ng minh nh\u00e2n d\u00e2n, H\u1ed9 chi\u1ebfu ho\u1eb7c ch\u1ee9ng th\u1ef1c c\u00e1 nh\u00e2n h\u1ee3p ph\u00e1p kh\u00e1c c\u1ee7a \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i v\u00e0 s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 \u0111\u00f4ng;
\nd.\tV\u1ea5n \u0111\u1ec1 c\u1ea7n l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec3 th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh;
\ne.\tPh\u01b0\u01a1ng \u00e1n bi\u1ec3u quy\u1ebft bao g\u1ed3m t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn;
\nf.\tTh\u1eddi h\u1ea1n ph\u1ea3i g\u1eedi v\u1ec1 c\u00f4ng ty phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u1ea3 l\u1eddi;
\ng.\tH\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a C\u00f4ng ty.
\n4.\tPhi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u1ea3 l\u1eddi ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n, c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo u\u1ef7 quy\u1ec1n ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c.
\nPhi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn g\u1eedi v\u1ec1 C\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u1ef1ng trong phong b\u00ec d\u00e1n k\u00edn v\u00e0 kh\u00f4ng ai \u0111\u01b0\u1ee3c quy\u1ec1n m\u1edf tr\u01b0\u1edbc khi ki\u1ec3m phi\u1ebfu. C\u00e1c phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn g\u1eedi v\u1ec1 C\u00f4ng ty sau th\u1eddi h\u1ea1n \u0111\u00e3 x\u00e1c \u0111\u1ecbnh t\u1ea1i n\u1ed9i dung phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn ho\u1eb7c \u0111\u00e3 b\u1ecb m\u1edf \u0111\u1ec1u kh\u00f4ng h\u1ee3p l\u1ec7.
\n5.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ki\u1ec3m phi\u1ebfu v\u00e0 l\u1eadp bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu d\u01b0\u1edbi s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a Ban ki\u1ec3m so\u00e1t ho\u1eb7c c\u1ee7a c\u1ed5 \u0111\u00f4ng kh\u00f4ng n\u1eafm gi\u1eef ch\u1ee9c v\u1ee5 qu\u1ea3n l\u00fd c\u00f4ng ty. Bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu ph\u1ea3i c\u00f3 c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:
\na.\tT\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, n\u01a1i \u0111\u0103ng k\u00fd kinh doanh;
\nb.\tM\u1ee5c \u0111\u00edch v\u00e0 c\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ea7n l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec3 th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh;
\nc.\tS\u1ed1 c\u1ed5 \u0111\u00f4ng v\u1edbi t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u00e3 tham gia bi\u1ec3u quy\u1ebft, trong \u0111\u00f3 ph\u00e2n bi\u1ec7t s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft h\u1ee3p l\u1ec7 v\u00e0 s\u1ed1 bi\u1ec3u quy\u1ebft kh\u00f4ng h\u1ee3p l\u1ec7, k\u00e8m theo ph\u1ee5 l\u1ee5c danh s\u00e1ch c\u1ed5 \u0111\u00f4ng tham gia bi\u1ec3u quy\u1ebft;
\nd.\tT\u1ed5ng s\u1ed1 phi\u1ebfu t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1;
\ne.\tC\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua;
\nf.\tH\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a C\u00f4ng ty v\u00e0 c\u1ee7a ng\u01b0\u1eddi gi\u00e1m s\u00e1t ki\u1ec3m phi\u1ebfu, ng\u01b0\u1eddi ki\u1ec3m phi\u1ebfu.
\nC\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ng\u01b0\u1eddi ki\u1ec3m phi\u1ebfu v\u00e0 ng\u01b0\u1eddi gi\u00e1m s\u00e1t ki\u1ec3m phi\u1ebfu ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c c\u1ee7a bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu; li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c thi\u1ec7t h\u1ea1i ph\u00e1t sinh t\u1eeb c\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua do ki\u1ec3m phi\u1ebfu kh\u00f4ng trung th\u1ef1c, kh\u00f4ng ch\u00ednh x\u00e1c.
\n6.\tBi\u00ean b\u1ea3n k\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu v\u00e0 ngh\u1ecb quy\u1ebft \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 tr\u00ean tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty trong th\u1eddi h\u1ea1n hai m\u01b0\u01a1i b\u1ed1n (24) gi\u1edd v\u00e0 th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1 th\u00f4ng tin theo qui \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi c\u00f4ng ty \u0111\u1ea1i ch\u00fang.
\n7.\tPhi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u1ea3 l\u1eddi, bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu, to\u00e0n v\u0103n ngh\u1ecb quy\u1ebft \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u00e0i li\u1ec7u c\u00f3 li\u00ean quan g\u1eedi k\u00e8m theo phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec1u ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty.
\n8.\tQuy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua theo h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n ph\u1ea3i \u0111\u01b0\u1ee3c s\u1ed1 c\u1ed5 \u0111\u00f4ng \u0111\u1ea1i di\u1ec7n \u00edt nh\u1ea5t 51% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft ch\u1ea5p thu\u1eadn v\u00e0 c\u00f3 gi\u00e1 tr\u1ecb nh\u01b0 quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n\u0110i\u1ec1u 23. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n v\u00e0 c\u00f3 th\u1ec3 ghi \u00e2m ho\u1eb7c ghi v\u00e0 l\u01b0u gi\u1eef d\u01b0\u1edbi h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c. Bi\u00ean b\u1ea3n ph\u1ea3i \u0111\u01b0\u1ee3c l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t, c\u00f3 th\u1ec3 l\u1eadp th\u00eam b\u1eb1ng ti\u1ebfng Anh v\u00e0 c\u00f3 c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:
\na. T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p;
\nb. Th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\nc. Ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp;
\nd. H\u1ecd, t\u00ean ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd;
\ne. T\u00f3m t\u1eaft di\u1ec5n bi\u1ebfn cu\u1ed9c h\u1ecdp v\u00e0 c\u00e1c \u00fd ki\u1ebfn ph\u00e1t bi\u1ec3u t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 t\u1eebng v\u1ea5n \u0111\u1ec1 trong ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;
\nf. S\u1ed1 c\u1ed5 \u0111\u00f4ng v\u00e0 t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp, ph\u1ee5 l\u1ee5c danh s\u00e1ch \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, \u0111\u1ea1i di\u1ec7n c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp v\u1edbi s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 phi\u1ebfu b\u1ea7u t\u01b0\u01a1ng \u1ee9ng;
\ng. T\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 bi\u1ec3u quy\u1ebft, trong \u0111\u00f3 ghi r\u00f5 ph\u01b0\u01a1ng th\u1ee9c bi\u1ec3u quy\u1ebft, t\u1ed5ng s\u1ed1 phi\u1ebfu h\u1ee3p l\u1ec7, kh\u00f4ng h\u1ee3p l\u1ec7, t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn; t\u1ef7 l\u1ec7 t\u01b0\u01a1ng \u1ee9ng tr\u00ean t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp;
\nh. C\u00e1c v\u1ea5n \u0111\u1ec1 \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u1ef7 l\u1ec7 phi\u1ebfu bi\u1ec3u quy\u1ebft th\u00f4ng qua t\u01b0\u01a1ng \u1ee9ng;
\ni. Ch\u1eef k\u00fd c\u1ee7a ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd.
\nBi\u00ean b\u1ea3n \u0111\u01b0\u1ee3c l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 ti\u1ebfng Anh \u0111\u1ec1u c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p l\u00fd nh\u01b0 nhau. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 kh\u00e1c nhau v\u1ec1 n\u1ed9i dung bi\u00ean b\u1ea3n ti\u1ebfng Vi\u1ec7t v\u00e0 ti\u1ebfng Anh th\u00ec n\u1ed9i dung trong bi\u00ean b\u1ea3n ti\u1ebfng Vi\u1ec7t c\u00f3 hi\u1ec7u l\u1ef1c \u00e1p d\u1ee5ng.
\n2. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c l\u1eadp xong v\u00e0 th\u00f4ng qua tr\u01b0\u1edbc khi k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp. Ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd cu\u1ed9c h\u1ecdp ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c c\u1ee7a n\u1ed9i dung bi\u00ean b\u1ea3n.
\n3. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty trong th\u1eddi h\u1ea1n hai m\u01b0\u01a1i b\u1ed1n (24) gi\u1edd ho\u1eb7c g\u1eedi cho t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n m\u01b0\u1eddi l\u0103m (15) ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp.
\n4. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c coi l\u00e0 b\u1eb1ng ch\u1ee9ng x\u00e1c th\u1ef1c v\u1ec1 nh\u1eefng c\u00f4ng vi\u1ec7c \u0111\u00e3 \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng tr\u1eeb khi c\u00f3 \u00fd ki\u1ebfn ph\u1ea3n \u0111\u1ed1i v\u1ec1 n\u1ed9i dung bi\u00ean b\u1ea3n \u0111\u01b0\u1ee3c \u0111\u01b0a ra theo \u0111\u00fang th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh trong v\u00f2ng m\u01b0\u1eddi (10) ng\u00e0y k\u1ec3 t\u1eeb khi g\u1eedi bi\u00ean b\u1ea3n.
\n5. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, ph\u1ee5 l\u1ee5c danh s\u00e1ch c\u1ed5 \u0111\u00f4ng \u0111\u0103ng k\u00fd d\u1ef1 h\u1ecdp k\u00e8m ch\u1eef k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng, v\u0103n b\u1ea3n \u1ee7y quy\u1ec1n tham d\u1ef1 h\u1ecdp v\u00e0 t\u00e0i li\u1ec7u c\u00f3 li\u00ean quan ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a C\u00f4ng ty.
\n\u0110i\u1ec1u 24. Y\u00eau c\u1ea7u h\u1ee7y b\u1ecf quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng
\n1.\tTrong th\u1eddi h\u1ea1n ch\u00edn m\u01b0\u01a1i (90) ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c bi\u00ean b\u1ea3n k\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, c\u1ed5 \u0111\u00f4ng, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c, Ban ki\u1ec3m so\u00e1t c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u To\u00e0 \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i xem x\u00e9t, hu\u1ef7 b\u1ecf quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:
\na.\tTr\u00ecnh t\u1ef1 v\u00e0 th\u1ee7 t\u1ee5c tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u00fang theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;
\nb.\tTr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c ra quy\u1ebft \u0111\u1ecbnh v\u00e0 n\u1ed9i dung quy\u1ebft \u0111\u1ecbnh vi ph\u1ea1m ph\u00e1p lu\u1eadt ho\u1eb7c \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.
\n2.\tTr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng y\u00eau c\u1ea7u T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i h\u1ee7y b\u1ecf quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, th\u00ec c\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh cho \u0111\u1ebfn khi T\u00f2a \u00e1n, Tr\u1ecdng t\u00e0i c\u00f3 quy\u1ebft \u0111\u1ecbnh kh\u00e1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p kh\u1ea9n c\u1ea5p t\u1ea1m th\u1eddi theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n.
\n3.\tTr\u01b0\u1eddng h\u1ee3p quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ecb h\u1ee7y b\u1ecf theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i, ng\u01b0\u1eddi tri\u1ec7u t\u1eadp cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 xem x\u00e9t t\u1ed5 ch\u1ee9c l\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong v\u00f2ng ba m\u01b0\u01a1i (30) ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i ra quy\u1ebft \u0111\u1ecbnh h\u1ee7y b\u1ecf. Tr\u00ecnh t\u1ef1 th\u1ee7 t\u1ee5c t\u1ed5 ch\u1ee9c l\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u1ef1c hi\u1ec7n nh\u01b0 t\u1ed5 ch\u1ee9c \u0111\u1ea1i h\u1ed9i l\u1ea7n \u0111\u1ea7u v\u1edbi c\u00e1c \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh.<\/p>\n

CH\u01af\u01a0NG VII
\nH\u1ed8I \u0110\u1ed2NG QU\u1ea2N TR\u1eca
\n\u0110i\u1ec1u 25. Th\u00e0nh ph\u1ea7n v\u00e0 nhi\u1ec7m k\u1ef3 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb
\n1.\tS\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 n\u0103m (05) ng\u01b0\u1eddi. Nhi\u1ec7m k\u1ef3 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng qu\u00e1 n\u0103m (05) n\u0103m; th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ea7u l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng b\u1eaft bu\u1ed9c ph\u1ea3i th\u01b0\u1eddng tr\u00fa t\u1ea1i Vi\u1ec7t Nam. T\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed9c l\u1eadp ph\u1ea3i chi\u1ebfm \u00edt nh\u1ea5t m\u1ed9t ph\u1ea7n ba t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. S\u1ed1 l\u01b0\u1ee3ng t\u1ed1i thi\u1ec3u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed9c l\u1eadp \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh theo ph\u01b0\u01a1ng th\u1ee9c l\u00e0m tr\u00f2n xu\u1ed1ng.
\n2.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i c\u00f3 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:
\na.\tC\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 \u0111\u1ea7y \u0111\u1ee7, kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng kh\u00f4ng \u0111\u01b0\u1ee3c qu\u1ea3n l\u00fd doanh nghi\u1ec7p theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 18 Lu\u1eadt doanh nghi\u1ec7p;
\nb.\tL\u00e0 c\u1ed5 \u0111\u00f4ng tr\u1ef1c ti\u1ebfp s\u1edf h\u1eefu t\u1ed1i thi\u1ec3u 0,3% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty v\u00e0 cam k\u1ebft n\u1eafm gi\u1eef trong su\u1ed1t qu\u00e1 tr\u00ecnh l\u00e0m Th\u00e0nh vi\u00ean H\u0110QT ho\u1eb7c c\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n l\u00fd kinh doanh c\u1ee7a C\u00f4ng ty;
\nc.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ed3ng th\u1eddi l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a n\u0103m c\u00f4ng ty kh\u00e1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a c\u00e1c c\u00f4ng ty trong c\u00f9ng t\u1eadp \u0111o\u00e0n ho\u1eb7c c\u00e1c c\u00f4ng ty ho\u1ea1t \u0111\u1ed9ng theo nh\u00f3m c\u00f4ng ty, bao g\u1ed3m c\u00f4ng ty m\u1eb9 – c\u00f4ng ty con, t\u1eadp \u0111o\u00e0n kinh t\u1ebf.
\nd.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed9c l\u1eadp ngo\u00e0i c\u00e1c \u0111i\u1ec1u ki\u1ec7n tr\u00ean c\u00f2n ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 Ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.
\n3.\tC\u00e1c c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n trong th\u1eddi h\u1ea1n li\u00ean t\u1ee5c t\u1eeb s\u00e1u (06) th\u00e1ng tr\u1edf l\u00ean c\u00f3 quy\u1ec1n g\u1ed9p s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng ng\u01b0\u1eddi l\u1ea1i v\u1edbi nhau cho \u0111\u1ea1t t\u1ed1i thi\u1ec3u 5% s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft \u0111\u1ec3 \u0111\u1ec1 c\u1eed c\u00e1c \u1ee9ng vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. C\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef t\u1eeb 5% \u0111\u1ebfn d\u01b0\u1edbi 10% s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft trong th\u1eddi h\u1ea1n li\u00ean t\u1ee5c \u00edt nh\u1ea5t s\u00e1u th\u00e1ng \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed m\u1ed9t th\u00e0nh vi\u00ean; t\u1eeb 10% \u0111\u1ebfn d\u01b0\u1edbi 30% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed hai th\u00e0nh vi\u00ean; t\u1eeb 30% \u0111\u1ebfn d\u01b0\u1edbi 40% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a ba (03) \u1ee9ng vi\u00ean, t\u1eeb 40% \u0111\u1ebfn d\u01b0\u1edbi 50% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a b\u1ed1n (04) \u1ee9ng vi\u00ean, t\u1eeb 50% \u0111\u1ebfn d\u01b0\u1edbi 60% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a n\u0103m (05) \u1ee9ng vi\u00ean, t\u1eeb 60% \u0111\u1ebfn d\u01b0\u1edbi 70% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a s\u00e1u (06) \u1ee9ng vi\u00ean, t\u1eeb 70% \u0111\u1ebfn d\u01b0\u1edbi 80% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a b\u1ea3y (07) \u1ee9ng vi\u00ean v\u00e0 t\u1eeb 80% \u0111\u1ebfn d\u01b0\u1edbi 90% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a t\u00e1m (08) \u1ee9ng vi\u00ean.
\n4.\tTr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c tr\u01b0\u1edbc \u1ee9ng vi\u00ean, th\u00f4ng tin li\u00ean quan \u0111\u1ebfn c\u00e1c \u1ee9ng vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o t\u00e0i li\u1ec7u h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00f4ng b\u1ed1 t\u1ed1i thi\u1ec3u m\u01b0\u1eddi (10) ng\u00e0y tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty \u0111\u1ec3 c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 t\u00ecm hi\u1ec3u v\u1ec1 c\u00e1c \u1ee9ng vi\u00ean n\u00e0y tr\u01b0\u1edbc khi b\u1ecf phi\u1ebfu. \u1ee8ng vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i c\u00f3 cam k\u1ebft b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c v\u00e0 h\u1ee3p l\u00fd c\u1ee7a c\u00e1c th\u00f4ng tin c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 v\u00e0 ph\u1ea3i cam k\u1ebft th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 m\u1ed9t c\u00e1ch trung th\u1ef1c n\u1ebfu \u0111\u01b0\u1ee3c b\u1ea7u l\u00e0m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Th\u00f4ng tin li\u00ean quan \u0111\u1ebfn \u1ee9ng vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 bao g\u1ed3m c\u00e1c n\u1ed9i dung t\u1ed1i thi\u1ec3u sau \u0111\u00e2y:
\na. H\u1ecd t\u00ean, ng\u00e0y, th\u00e1ng, n\u0103m sinh;
\nb. Tr\u00ecnh \u0111\u1ed9 h\u1ecdc v\u1ea5n;
\nc. Tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n;
\nd. Qu\u00e1 tr\u00ecnh c\u00f4ng t\u00e1c;
\ne. C\u00e1c c\u00f4ng ty m\u00e0 \u1ee9ng vi\u00ean \u0111ang n\u1eafm gi\u1eef ch\u1ee9c v\u1ee5 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c ch\u1ee9c danh qu\u1ea3n l\u00fd kh\u00e1c;
\nf. B\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1 v\u1ec1 \u0111\u00f3ng g\u00f3p c\u1ee7a \u1ee9ng vi\u00ean cho C\u00f4ng ty, trong tr\u01b0\u1eddng h\u1ee3p \u1ee9ng vi\u00ean \u0111\u00f3 hi\u1ec7n \u0111ang l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a C\u00f4ng ty;
\ng. C\u00e1c l\u1ee3i \u00edch c\u00f3 li\u00ean quan t\u1edbi C\u00f4ng ty (n\u1ebfu c\u00f3);
\nh. H\u1ecd, t\u00ean c\u1ee7a c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng \u0111\u1ec1 c\u1eed \u1ee9ng vi\u00ean \u0111\u00f3 (n\u1ebfu c\u00f3);
\ni. C\u00e1c th\u00f4ng tin kh\u00e1c (n\u1ebfu c\u00f3).
\n5.\tTr\u01b0\u1eddng h\u1ee3p s\u1ed1 l\u01b0\u1ee3ng c\u00e1c \u1ee9ng vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua \u0111\u1ec1 c\u1eed v\u00e0 \u1ee9ng c\u1eed v\u1eabn kh\u00f4ng \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng c\u1ea7n thi\u1ebft, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u01a1ng nhi\u1ec7m c\u00f3 th\u1ec3 \u0111\u1ec1 c\u1eed th\u00eam \u1ee9ng c\u1eed vi\u00ean ho\u1eb7c t\u1ed5 ch\u1ee9c \u0111\u1ec1 c\u1eed theo m\u1ed9t c\u01a1 ch\u1ebf do c\u00f4ng ty quy \u0111\u1ecbnh. C\u01a1 ch\u1ebf \u0111\u1ec1 c\u1eed hay c\u00e1ch th\u1ee9c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u01a1ng nhi\u1ec7m \u0111\u1ec1 c\u1eed \u1ee9ng c\u1eed vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 r\u00f5 r\u00e0ng v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua tr\u01b0\u1edbc khi ti\u1ebfn h\u00e0nh \u0111\u1ec1 c\u1eed.
\n6.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd kh\u00f4ng c\u00f2n t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau:
\na.\tTh\u00e0nh vi\u00ean \u0111\u00f3 kh\u00f4ng \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n l\u00e0m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p ho\u1eb7c b\u1ecb lu\u1eadt ph\u00e1p c\u1ea5m kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\nb.\tTh\u00e0nh vi\u00ean \u0111\u00f3 g\u1eedi \u0111\u01a1n b\u1eb1ng v\u0103n b\u1ea3n xin t\u1eeb ch\u1ee9c \u0111\u1ebfn tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a C\u00f4ng ty;
\nc.\tTh\u00e0nh vi\u00ean \u0111\u00f3 b\u1ecb r\u1ed1i lo\u1ea1n t\u00e2m th\u1ea7n v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 nh\u1eefng b\u1eb1ng ch\u1ee9ng chuy\u00ean m\u00f4n ch\u1ee9ng t\u1ecf ng\u01b0\u1eddi \u0111\u00f3 kh\u00f4ng c\u00f2n n\u0103ng l\u1ef1c h\u00e0nh vi;
\nd.\tTh\u00e0nh vi\u00ean \u0111\u00f3 v\u1eafng m\u1eb7t, kh\u00f4ng tham d\u1ef1 c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb li\u00ean t\u1ee5c trong v\u00f2ng s\u00e1u th\u00e1ng, v\u00e0 trong th\u1eddi gian n\u00e0y H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng cho ph\u00e9p th\u00e0nh vi\u00ean \u0111\u00f3 v\u1eafng m\u1eb7t v\u00e0 \u0111\u00e3 ph\u00e1n quy\u1ebft r\u1eb1ng ch\u1ee9c v\u1ee5 c\u1ee7a ng\u01b0\u1eddi n\u00e0y b\u1ecb b\u1ecf tr\u1ed1ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ea5t kh\u1ea3 kh\u00e1ng;
\ne.\tTh\u00e0nh vi\u00ean \u0111\u00f3 b\u1ecb b\u00e3i nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n\u0110i\u1ec1u 26. Quy\u1ec1n h\u1ea1n v\u00e0 nhi\u1ec7m v\u1ee5 c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb
\n1.\tHo\u1ea1t \u0111\u1ed9ng kinh doanh v\u00e0 c\u00e1c c\u00f4ng vi\u1ec7c c\u1ee7a C\u00f4ng ty ph\u1ea3i ch\u1ecbu s\u1ef1 qu\u1ea3n l\u00fd ho\u1eb7c ch\u1ec9 \u0111\u1ea1o th\u1ef1c hi\u1ec7n c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 c\u01a1 quan c\u00f3 \u0111\u1ea7y \u0111\u1ee7 quy\u1ec1n h\u1ea1n \u0111\u1ec3 th\u1ef1c hi\u1ec7n t\u1ea5t c\u1ea3 c\u00e1c quy\u1ec1n nh\u00e2n danh C\u00f4ng ty tr\u1eeb nh\u1eefng th\u1ea9m quy\u1ec1n thu\u1ed9c v\u1ec1 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n2.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 tr\u00e1ch nhi\u1ec7m gi\u00e1m s\u00e1t T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1c c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c.
\n3.\tQuy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb do lu\u1eadt ph\u00e1p, \u0110i\u1ec1u l\u1ec7, c\u00e1c quy ch\u1ebf n\u1ed9i b\u1ed9 c\u1ee7a C\u00f4ng ty v\u00e0 quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh. C\u1ee5 th\u1ec3, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 nh\u1eefng quy\u1ec1n h\u1ea1n v\u00e0 nhi\u1ec7m v\u1ee5 sau:
\na.\tQuy\u1ebft \u0111\u1ecbnh k\u1ebf ho\u1ea1ch ph\u00e1t tri\u1ec3n s\u1ea3n xu\u1ea5t kinh doanh v\u00e0 ng\u00e2n s\u00e1ch h\u00e0ng n\u0103m;
\nb.\tX\u00e1c \u0111\u1ecbnh c\u00e1c m\u1ee5c ti\u00eau ho\u1ea1t \u0111\u1ed9ng tr\u00ean c\u01a1 s\u1edf c\u00e1c m\u1ee5c ti\u00eau chi\u1ebfn l\u01b0\u1ee3c \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua;
\nc.\tB\u1ed5 nhi\u1ec7m v\u00e0 b\u00e3i nhi\u1ec7m c\u00e1c c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd C\u00f4ng ty theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 quy\u1ebft \u0111\u1ecbnh m\u1ee9c l\u01b0\u01a1ng c\u1ee7a h\u1ecd;
\nd.\t\u0110\u1ec1 xu\u1ea5t c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u1ee7a C\u00f4ng ty, vi\u1ec7c th\u00e0nh l\u1eadp c\u00f4ng ty con, l\u1eadp chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 vi\u1ec7c g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n c\u1ee7a doanh nghi\u1ec7p kh\u00e1c;
\ne.\tGi\u1ea3i quy\u1ebft c\u00e1c khi\u1ebfu n\u1ea1i c\u1ee7a C\u00f4ng ty \u0111\u1ed1i v\u1edbi c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd c\u0169ng nh\u01b0 quy\u1ebft \u0111\u1ecbnh l\u1ef1a ch\u1ecdn \u0111\u1ea1i di\u1ec7n c\u1ee7a C\u00f4ng ty \u0111\u1ec3 gi\u1ea3i quy\u1ebft c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan t\u1edbi c\u00e1c th\u1ee7 t\u1ee5c ph\u00e1p l\u00fd ch\u1ed1ng l\u1ea1i c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd \u0111\u00f3;
\nf.\t\u0110\u1ec1 xu\u1ea5t c\u00e1c lo\u1ea1i c\u1ed5 phi\u1ebfu c\u00f3 th\u1ec3 ph\u00e1t h\u00e0nh v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 phi\u1ebfu ph\u00e1t h\u00e0nh theo t\u1eebng lo\u1ea1i;
\ng.\t\u0110\u1ec1 xu\u1ea5t vi\u1ec7c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu, tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u1ed5 phi\u1ebfu v\u00e0 c\u00e1c ch\u1ee9ng quy\u1ec1n cho ph\u00e9p ng\u01b0\u1eddi s\u1edf h\u1eefu mua c\u1ed5 phi\u1ebfu theo m\u1ee9c gi\u00e1 \u0111\u1ecbnh tr\u01b0\u1edbc;
\nh.\tQuy\u1ebft \u0111\u1ecbnh gi\u00e1 ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu, c\u1ed5 phi\u1ebfu v\u00e0 c\u00e1c ch\u1ee9ng kho\u00e1n chuy\u1ec3n \u0111\u1ed5i trong tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u1ee7y quy\u1ec1n;
\ni.\tB\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c Ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c khi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho r\u1eb1ng \u0111\u00f3 l\u00e0 v\u00ec l\u1ee3i \u00edch t\u1ed1i cao c\u1ee7a C\u00f4ng ty. Vi\u1ec7c b\u00e3i nhi\u1ec7m n\u00eau tr\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c tr\u00e1i v\u1edbi c\u00e1c quy\u1ec1n theo h\u1ee3p \u0111\u1ed3ng c\u1ee7a nh\u1eefng ng\u01b0\u1eddi b\u1ecb b\u00e3i nhi\u1ec7m (n\u1ebfu c\u00f3);
\nj.\t\u0110\u1ec1 xu\u1ea5t m\u1ee9c c\u1ed5 t\u1ee9c h\u00e0ng n\u0103m v\u00e0 x\u00e1c \u0111\u1ecbnh m\u1ee9c c\u1ed5 t\u1ee9c t\u1ea1m th\u1eddi; t\u1ed5 ch\u1ee9c vi\u1ec7c chi tr\u1ea3 c\u1ed5 t\u1ee9c;
\nk.\t\u0110\u1ec1 xu\u1ea5t vi\u1ec7c t\u00e1i c\u01a1 c\u1ea5u l\u1ea1i ho\u1eb7c gi\u1ea3i th\u1ec3 C\u00f4ng ty;
\nl.\tQuy\u1ebft \u0111\u1ecbnh quy ch\u1ebf n\u1ed9i b\u1ed9 v\u1ec1 qu\u1ea3n tr\u1ecb c\u00f4ng ty sau khi \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ea5p thu\u1eadn th\u00f4ng qua hi\u1ec7u qu\u1ea3 \u0111\u1ec3 b\u1ea3o v\u1ec7 c\u1ed5 \u0111\u00f4ng;
\nm.\tDuy\u1ec7t ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung t\u00e0i li\u1ec7u ph\u1ee5c v\u1ee5 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, tri\u1ec7u t\u1eadp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh;
\nn.\tTr\u00ecnh b\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n, b\u00e1o c\u00e1o qu\u1ea3n tr\u1ecb c\u00f4ng ty l\u00ean \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\no.\tB\u00e1o c\u00e1o \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng vi\u1ec7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ed5 nhi\u1ec7m T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh.
\np.\tC\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c (n\u1ebfu c\u00f3).
\n4.\tNh\u1eefng v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y ph\u1ea3i \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u00ea chu\u1ea9n:
\na.\tTh\u00e0nh l\u1eadp chi nh\u00e1nh ho\u1eb7c c\u00e1c v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n c\u1ee7a C\u00f4ng ty;
\nb.\tTh\u00e0nh l\u1eadp c\u00e1c c\u00f4ng ty con c\u1ee7a C\u00f4ng ty;
\nc.\tTrong ph\u1ea1m vi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 149 Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 162 Lu\u1eadt Doanh nghi\u1ec7p ph\u1ea3i do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u00ea chu\u1ea9n, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb t\u00f9y t\u1eebng th\u1eddi \u0111i\u1ec3m quy\u1ebft \u0111\u1ecbnh vi\u1ec7c th\u1ef1c hi\u1ec7n, s\u1eeda \u0111\u1ed5i v\u00e0 hu\u1ef7 b\u1ecf c\u00e1c h\u1ee3p \u0111\u1ed3ng l\u1edbn c\u1ee7a C\u00f4ng ty (bao g\u1ed3m c\u00e1c h\u1ee3p \u0111\u1ed3ng mua, b\u00e1n, s\u00e1p nh\u1eadp, th\u00e2u t\u00f3m c\u00f4ng ty v\u00e0 li\u00ean doanh);
\nd.\tCh\u1ec9 \u0111\u1ecbnh v\u00e0 b\u00e3i nhi\u1ec7m nh\u1eefng ng\u01b0\u1eddi \u0111\u01b0\u1ee3c C\u00f4ng ty u\u1ef7 nhi\u1ec7m l\u00e0 \u0111\u1ea1i di\u1ec7n th\u01b0\u01a1ng m\u1ea1i v\u00e0 Lu\u1eadt s\u01b0 c\u1ee7a C\u00f4ng ty;
\ne.\tVi\u1ec7c vay n\u1ee3 v\u00e0 vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c kho\u1ea3n th\u1ebf ch\u1ea5p, b\u1ea3o \u0111\u1ea3m, b\u1ea3o l\u00e3nh v\u00e0 b\u1ed3i th\u01b0\u1eddng c\u1ee7a C\u00f4ng ty;
\nf.\tC\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 kh\u00f4ng n\u1eb1m trong k\u1ebf ho\u1ea1ch kinh doanh v\u00e0 ng\u00e2n s\u00e1ch v\u01b0\u1ee3t qu\u00e1 10% gi\u00e1 tr\u1ecb k\u1ebf ho\u1ea1ch v\u00e0 ng\u00e2n s\u00e1ch kinh doanh h\u00e0ng n\u0103m;
\ng.\tVi\u1ec7c mua ho\u1eb7c b\u00e1n c\u1ed5 ph\u1ea7n c\u1ee7a nh\u1eefng C\u00f4ng ty kh\u00e1c \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp \u1edf Vi\u1ec7t Nam hay n\u01b0\u1edbc ngo\u00e0i v\u1edbi gi\u00e1 tr\u1ecb d\u01b0\u1edbi 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t;
\nh.\tVi\u1ec7c \u0111\u1ecbnh gi\u00e1 c\u00e1c t\u00e0i s\u1ea3n g\u00f3p v\u00e0o C\u00f4ng ty kh\u00f4ng ph\u1ea3i b\u1eb1ng ti\u1ec1n li\u00ean quan \u0111\u1ebfn vi\u1ec7c ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu ho\u1eb7c tr\u00e1i phi\u1ebfu c\u1ee7a C\u00f4ng ty, bao g\u1ed3m v\u00e0ng, quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu tr\u00ed tu\u1ec7, c\u00f4ng ngh\u1ec7 v\u00e0 b\u00ed quy\u1ebft c\u00f4ng ngh\u1ec7;
\ni.\tVi\u1ec7c C\u00f4ng ty mua ho\u1eb7c thu h\u1ed3i kh\u00f4ng qu\u00e1 10% m\u1ed7i lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u01b0\u1ee3c ch\u00e0o b\u00e1n trong m\u01b0\u1eddi hai (12) th\u00e1ng;
\nj.\tC\u00e1c v\u1ea5n \u0111\u1ec1 kinh doanh ho\u1eb7c giao d\u1ecbch m\u00e0 H\u1ed9i \u0111\u1ed3ng quy\u1ebft \u0111\u1ecbnh c\u1ea7n ph\u1ea3i c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn trong ph\u1ea1m vi quy\u1ec1n h\u1ea1n v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a m\u00ecnh;
\nk.\tQuy\u1ebft \u0111\u1ecbnh m\u1ee9c gi\u00e1 mua ho\u1eb7c thu h\u1ed3i c\u1ed5 ph\u1ea7n c\u1ee7a C\u00f4ng ty;
\nl.\tC\u00e1c quy\u1ec1n v\u00e0 nhi\u1ec7m v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 Ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n5.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i b\u00e1o c\u00e1o \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a m\u00ecnh, c\u1ee5 th\u1ec3 l\u00e0 v\u1ec1 vi\u1ec7c gi\u00e1m s\u00e1t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed1i v\u1edbi T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 nh\u1eefng c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c trong n\u0103m t\u00e0i ch\u00ednh. Tr\u01b0\u1eddng h\u1ee3p H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng tr\u00ecnh b\u00e1o c\u00e1o cho \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m c\u1ee7a C\u00f4ng ty s\u1ebd b\u1ecb coi l\u00e0 kh\u00f4ng c\u00f3 gi\u00e1 tr\u1ecb v\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua.
\n6.\tTr\u1eeb khi lu\u1eadt ph\u00e1p v\u00e0 \u0110i\u1ec1u l\u1ec7 quy \u0111\u1ecbnh kh\u00e1c, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 u\u1ef7 quy\u1ec1n cho nh\u00e2n vi\u00ean c\u1ea5p d\u01b0\u1edbi v\u00e0 c\u00e1c c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd \u0111\u1ea1i di\u1ec7n x\u1eed l\u00fd c\u00f4ng vi\u1ec7c thay m\u1eb7t cho C\u00f4ng ty.
\n7.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb (kh\u00f4ng t\u00ednh c\u00e1c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n thay th\u1ebf) \u0111\u01b0\u1ee3c nh\u1eadn th\u00f9 lao cho c\u00f4ng vi\u1ec7c c\u1ee7a m\u00ecnh d\u01b0\u1edbi t\u01b0 c\u00e1ch l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. T\u1ed5ng m\u1ee9c th\u00f9 lao cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh. Kho\u1ea3n th\u00f9 lao n\u00e0y s\u1ebd \u0111\u01b0\u1ee3c chia cho c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo tho\u1ea3 thu\u1eadn trong H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c chia \u0111\u1ec1u trong tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng tho\u1ea3 thu\u1eadn \u0111\u01b0\u1ee3c.
\n8.\tT\u1ed5ng s\u1ed1 ti\u1ec1n tr\u1ea3 th\u00f9 lao cho c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 s\u1ed1 ti\u1ec1n th\u00f9 lao cho t\u1eebng th\u00e0nh vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c ghi chi ti\u1ebft trong b\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean c\u1ee7a C\u00f4ng ty.
\n9.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb n\u1eafm gi\u1eef ch\u1ee9c v\u1ee5 \u0111i\u1ec1u h\u00e0nh (bao g\u1ed3m c\u1ea3 ch\u1ee9c v\u1ee5 Ch\u1ee7 t\u1ecbch ho\u1eb7c Ph\u00f3 Ch\u1ee7 t\u1ecbch), ho\u1eb7c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0m vi\u1ec7c t\u1ea1i c\u00e1c ti\u1ec3u ban c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ho\u1eb7c th\u1ef1c hi\u1ec7n nh\u1eefng c\u00f4ng vi\u1ec7c kh\u00e1c m\u00e0 theo quan \u0111i\u1ec3m c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 n\u1eb1m ngo\u00e0i ph\u1ea1m vi nhi\u1ec7m v\u1ee5 th\u00f4ng th\u01b0\u1eddng c\u1ee7a m\u1ed9t th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c tr\u1ea3 th\u00eam ti\u1ec1n th\u00f9 lao d\u01b0\u1edbi d\u1ea1ng m\u1ed9t kho\u1ea3n ti\u1ec1n c\u00f4ng tr\u1ecdn g\u00f3i theo t\u1eebng l\u1ea7n, l\u01b0\u01a1ng, hoa h\u1ed3ng, ph\u1ea7n tr\u0103m l\u1ee3i nhu\u1eadn, ho\u1eb7c d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n10.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n \u0111\u01b0\u1ee3c thanh to\u00e1n t\u1ea5t c\u1ea3 c\u00e1c chi ph\u00ed \u0111i l\u1ea1i, \u0103n, \u1edf v\u00e0 c\u00e1c kho\u1ea3n chi ph\u00ed h\u1ee3p l\u00fd kh\u00e1c m\u00e0 h\u1ecd \u0111\u00e3 ph\u1ea3i chi tr\u1ea3 khi th\u1ef1c hi\u1ec7n tr\u00e1ch nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a m\u00ecnh, bao g\u1ed3m c\u1ea3 c\u00e1c chi ph\u00ed ph\u00e1t sinh trong vi\u1ec7c t\u1edbi tham d\u1ef1 c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ho\u1eb7c c\u00e1c ti\u1ec3u ban c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd c\u00e1c \u0111\u01a1n v\u1ecb trong c\u00f4ng ty cung c\u1ea5p c\u00e1c th\u00f4ng tin, t\u00e0i li\u1ec7u v\u1ec1 t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh, ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ee7a c\u00e1c \u0111\u01a1n v\u1ecb trong c\u00f4ng ty. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u ph\u1ea3i cung c\u1ea5p k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7 v\u00e0 ch\u00ednh x\u00e1c c\u00e1c th\u00f4ng tin, t\u00e0i li\u1ec7u theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n\u0110i\u1ec1u 27. Ch\u1ee7 t\u1ecbch, Ph\u00f3 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb
\n1.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i l\u1ef1a ch\u1ecdn trong s\u1ed1 c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec3 b\u1ea7u ra m\u1ed9t Ch\u1ee7 t\u1ecbch v\u00e0 m\u1ed9t Ph\u00f3 Ch\u1ee7 t\u1ecbch. Tr\u1eeb khi \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh kh\u00e1c, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 ki\u00eam ch\u1ee9c T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh c\u1ee7a C\u00f4ng ty. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ki\u00eam nhi\u1ec7m ch\u1ee9c T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ph\u1ea3i \u0111\u01b0\u1ee3c ph\u00ea chu\u1ea9n h\u00e0ng n\u0103m t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean.
\n2.\tCh\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 tr\u00e1ch nhi\u1ec7m tri\u1ec7u t\u1eadp v\u00e0 ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, \u0111\u1ed3ng th\u1eddi c\u00f3 nh\u1eefng quy\u1ec1n v\u00e0 tr\u00e1ch nhi\u1ec7m kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 Lu\u1eadt Doanh nghi\u1ec7p. Ph\u00f3 Ch\u1ee7 t\u1ecbch c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 nh\u01b0 Ch\u1ee7 t\u1ecbch trong tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c Ch\u1ee7 t\u1ecbch u\u1ef7 quy\u1ec1n nh\u01b0ng ch\u1ec9 trong tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch \u0111\u00e3 th\u00f4ng b\u00e1o cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb r\u1eb1ng m\u00ecnh v\u1eafng m\u1eb7t ho\u1eb7c ph\u1ea3i v\u1eafng m\u1eb7t v\u00ec nh\u1eefng l\u00fd do b\u1ea5t kh\u1ea3 kh\u00e1ng ho\u1eb7c m\u1ea5t kh\u1ea3 n\u0103ng th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 c\u1ee7a m\u00ecnh. Trong tr\u01b0\u1eddng h\u1ee3p n\u00eau tr\u00ean Ch\u1ee7 t\u1ecbch kh\u00f4ng ch\u1ec9 \u0111\u1ecbnh Ph\u00f3 Ch\u1ee7 t\u1ecbch h\u00e0nh \u0111\u1ed9ng nh\u01b0 v\u1eady, c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd ch\u1ec9 \u0111\u1ecbnh Ph\u00f3 Ch\u1ee7 t\u1ecbch. Tr\u01b0\u1eddng h\u1ee3p c\u1ea3 Ch\u1ee7 t\u1ecbch v\u00e0 Ph\u00f3 Ch\u1ee7 t\u1ecbch t\u1ea1m th\u1eddi kh\u00f4ng th\u1ec3 th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 c\u1ee7a h\u1ecd v\u00ec l\u00fd do n\u00e0o \u0111\u00f3, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 b\u1ed5 nhi\u1ec7m m\u1ed9t ng\u01b0\u1eddi kh\u00e1c trong s\u1ed1 h\u1ecd \u0111\u1ec3 th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 c\u1ee7a Ch\u1ee7 t\u1ecbch theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 qu\u00e1 b\u00e1n.
\n3.\tCh\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i c\u00f3 tr\u00e1ch nhi\u1ec7m \u0111\u1ea3m b\u1ea3o vi\u1ec7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb g\u1eedi b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m, b\u00e1o c\u00e1o ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty, b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n v\u00e0 b\u00e1o c\u00e1o ki\u1ec3m tra c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho c\u00e1c c\u1ed5 \u0111\u00f4ng t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;
\n4.\tTr\u01b0\u1eddng h\u1ee3p c\u1ea3 Ch\u1ee7 t\u1ecbch v\u00e0 Ph\u00f3 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb t\u1eeb ch\u1ee9c ho\u1eb7c b\u1ecb b\u00e3i mi\u1ec5n, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i b\u1ea7u ng\u01b0\u1eddi thay th\u1ebf trong th\u1eddi h\u1ea1n b\u1ea3y ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y t\u1eeb ch\u1ee9c ho\u1eb7c b\u1ecb b\u00e3i nhi\u1ec7m.
\n\u0110i\u1ec1u 28. C\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb
\n1.\tTr\u01b0\u1eddng h\u1ee3p H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ea7u Ch\u1ee7 t\u1ecbch th\u00ec cu\u1ed9c h\u1ecdp \u0111\u1ea7u ti\u00ean c\u1ee7a nhi\u1ec7m k\u1ef3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec3 b\u1ea7u Ch\u1ee7 t\u1ecbch v\u00e0 ra c\u00e1c quy\u1ebft \u0111\u1ecbnh kh\u00e1c thu\u1ed9c th\u1ea9m quy\u1ec1n ph\u1ea3i \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh trong th\u1eddi h\u1ea1n b\u1ea3y (07) ng\u00e0y l\u00e0m vi\u1ec7c, k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac b\u1ea7u c\u1eed H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb nhi\u1ec7m k\u1ef3 \u0111\u00f3. Cu\u1ed9c h\u1ecdp n\u00e0y do th\u00e0nh vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t tri\u1ec7u t\u1eadp. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 nhi\u1ec1u h\u01a1n m\u1ed9t th\u00e0nh vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t v\u00e0 ngang nhau th\u00ec c\u00e1c th\u00e0nh vi\u00ean \u0111\u00e3 b\u1ea7u theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 m\u1ed9t ng\u01b0\u1eddi trong s\u1ed1 h\u1ecd tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n2.\tC\u00e1c cu\u1ed9c h\u1ecdp th\u01b0\u1eddng k\u1ef3: Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp c\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, l\u1eadp ch\u01b0\u01a1ng tr\u00ecnh ngh\u1ecb s\u1ef1, th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp \u00edt nh\u1ea5t b\u1ea3y ng\u00e0y tr\u01b0\u1edbc ng\u00e0y h\u1ecdp d\u1ef1 ki\u1ebfn. Ch\u1ee7 t\u1ecbch c\u00f3 th\u1ec3 tri\u1ec7u t\u1eadp h\u1ecdp b\u1ea5t k\u1ef3 khi n\u00e0o th\u1ea5y c\u1ea7n thi\u1ebft, nh\u01b0ng \u00edt nh\u1ea5t l\u00e0 m\u1ed7i qu\u00fd ph\u1ea3i h\u1ecdp m\u1ed9t l\u1ea7n.
\n3.\tC\u00e1c cu\u1ed9c h\u1ecdp b\u1ea5t th\u01b0\u1eddng: Ch\u1ee7 t\u1ecbch ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, kh\u00f4ng \u0111\u01b0\u1ee3c tr\u00ec ho\u00e3n n\u1ebfu kh\u00f4ng c\u00f3 l\u00fd do ch\u00ednh \u0111\u00e1ng, khi m\u1ed9t trong s\u1ed1 c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng d\u01b0\u1edbi \u0111\u00e2y \u0111\u1ec1 ngh\u1ecb b\u1eb1ng v\u0103n b\u1ea3n tr\u00ecnh b\u00e0y m\u1ee5c \u0111\u00edch cu\u1ed9c h\u1ecdp v\u00e0 c\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ea7n b\u00e0n:
\na.\tT\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ho\u1eb7c \u00edt nh\u1ea5t n\u0103m c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd;
\nb.\t\u00cdt nh\u1ea5t hai th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\nc.\tCh\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\nd.\t\u0110a s\u1ed1 th\u00e0nh vi\u00ean Ban ki\u1ec3m so\u00e1t;
\ne.\t\u00cdt nh\u1ea5t m\u1ed9t th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed9c l\u1eadp.
\n4.\tC\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb n\u00eau t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh trong th\u1eddi h\u1ea1n b\u1ea3y ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c \u0111\u1ec1 xu\u1ea5t h\u1ecdp. Tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng ch\u1ea5p nh\u1eadn tri\u1ec7u t\u1eadp h\u1ecdp theo \u0111\u1ec1 ngh\u1ecb th\u00ec Ch\u1ee7 t\u1ecbch ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 nh\u1eefng thi\u1ec7t h\u1ea1i x\u1ea3y ra \u0111\u1ed1i v\u1edbi C\u00f4ng ty; nh\u1eefng ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb t\u1ed5 ch\u1ee9c cu\u1ed9c h\u1ecdp c\u00f3 quy\u1ec1n thay th\u1ebf H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n5.\tTr\u01b0\u1eddng h\u1ee3p c\u00f3 y\u00eau c\u1ea7u c\u1ee7a ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed9c l\u1eadp, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec3 b\u00e0n v\u1ec1 b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n v\u00e0 t\u00ecnh h\u00ecnh C\u00f4ng ty.
\n6.\tCh\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c ng\u01b0\u1eddi tri\u1ec7u t\u1eadp g\u1eedi th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp v\u00e0 c\u00e1c t\u00e0i li\u1ec7u k\u00e8m theo \u0111\u1ebfn c\u00e1c Ki\u1ec3m so\u00e1t vi\u00ean nh\u01b0 \u0111\u1ed1i v\u1edbi c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Ki\u1ec3m so\u00e1t vi\u00ean c\u00f3 quy\u1ec1n d\u1ef1 c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; c\u00f3 quy\u1ec1n th\u1ea3o lu\u1eadn nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c bi\u1ec3u quy\u1ebft.
\n7.\t\u0110\u1ecba \u0111i\u1ec3m h\u1ecdp: C\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh \u1edf \u0111\u1ecba ch\u1ec9 \u0111\u00e3 \u0111\u0103ng k\u00fd c\u1ee7a C\u00f4ng ty ho\u1eb7c nh\u1eefng \u0111\u1ecba ch\u1ec9 kh\u00e1c \u1edf Vi\u1ec7t Nam ho\u1eb7c \u1edf n\u01b0\u1edbc ngo\u00e0i theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 \u0111\u01b0\u1ee3c s\u1ef1 nh\u1ea5t tr\u00ed c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n8.\tTh\u00f4ng b\u00e1o v\u00e0 ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp: Th\u00f4ng b\u00e1o h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi tr\u01b0\u1edbc cho c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1eadm nh\u1ea5t ba (03) ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y t\u1ed5 ch\u1ee9c h\u1ecdp, c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 t\u1eeb ch\u1ed1i th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 vi\u1ec7c t\u1eeb ch\u1ed1i n\u00e0y c\u00f3 th\u1ec3 c\u00f3 hi\u1ec7u l\u1ef1c h\u1ed3i t\u1ed1. Th\u00f4ng b\u00e1o h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i \u0111\u01b0\u1ee3c l\u00e0m b\u1eb1ng v\u0103n b\u1ea3n ti\u1ebfng Vi\u1ec7t v\u00e0 ph\u1ea3i th\u00f4ng b\u00e1o \u0111\u1ea7y \u0111\u1ee7 ch\u01b0\u01a1ng tr\u00ecnh, th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp, k\u00e8m theo nh\u1eefng t\u00e0i li\u1ec7u c\u1ea7n thi\u1ebft v\u1ec1 nh\u1eefng v\u1ea5n \u0111\u1ec1 s\u1ebd \u0111\u01b0\u1ee3c b\u00e0n b\u1ea1c v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c phi\u1ebfu b\u1ea7u cho nh\u1eefng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng th\u1ec3 d\u1ef1 h\u1ecdp.
\nTh\u00f4ng b\u00e1o m\u1eddi h\u1ecdp \u0111\u01b0\u1ee3c g\u1eedi b\u1eb1ng b\u01b0u \u0111i\u1ec7n, fax, th\u01b0 \u0111i\u1ec7n t\u1eed ho\u1eb7c ph\u01b0\u01a1ng ti\u1ec7n kh\u00e1c, nh\u01b0ng ph\u1ea3i b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c \u0111\u1ecba ch\u1ec9 c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd t\u1ea1i C\u00f4ng ty.
\n9.\tS\u1ed1 th\u00e0nh vi\u00ean tham d\u1ef1 t\u1ed1i thi\u1ec3u. C\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ec9 \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh v\u00e0 th\u00f4ng qua c\u00e1c quy\u1ebft \u0111\u1ecbnh khi c\u00f3 \u00edt nh\u1ea5t ba ph\u1ea7n t\u01b0 (3\/4) s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 m\u1eb7t tr\u1ef1c ti\u1ebfp ho\u1eb7c qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n thay th\u1ebf.
\nTr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u1ee7 s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp theo quy \u0111\u1ecbnh, cu\u1ed9c h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp l\u1ea1i trong th\u1eddi h\u1ea1n b\u1ea3y ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh h\u1ecdp l\u1ea7n th\u1ee9 nh\u1ea5t. Cu\u1ed9c h\u1ecdp tri\u1ec7u t\u1eadp l\u1ea1i \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh n\u1ebfu c\u00f3 h\u01a1n m\u1ed9t n\u1eeda s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb d\u1ef1 h\u1ecdp.
\n10.\tBi\u1ec3u quy\u1ebft:
\na.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c coi l\u00e0 tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp trong tr\u01b0\u1eddng h\u1ee3p: Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp t\u1ea1i cu\u1ed9c h\u1ecdp; \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c \u0111\u1ebfn d\u1ef1 h\u1ecdp n\u1ebfu \u0111\u01b0\u1ee3c \u0111a s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f2n l\u1ea1i ch\u1ea5p thu\u1eadn; tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft th\u00f4ng qua h\u1ed9i ngh\u1ecb tr\u1ef1c tuy\u1ebfn ho\u1eb7c h\u00ecnh th\u1ee9c t\u01b0\u01a1ng t\u1ef1 kh\u00e1c theo kho\u1ea3n 13 \u0110i\u1ec1u n\u00e0y; g\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ebfn cu\u1ed9c h\u1ecdp th\u00f4ng qua th\u01b0, fax, th\u01b0 \u0111i\u1ec7n t\u1eed.
\nb.\tTr\u1eeb quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 10 \u0110i\u1ec1u n\u00e0y, m\u1ed7i th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n tr\u1ef1c ti\u1ebfp c\u00f3 m\u1eb7t v\u1edbi t\u01b0 c\u00e1ch c\u00e1 nh\u00e2n t\u1ea1i cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft; Tr\u01b0\u1eddng h\u1ee3p g\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ebfn cu\u1ed9c h\u1ecdp th\u00f4ng qua th\u01b0, phi\u1ebfu bi\u1ec3u quy\u1ebft ph\u1ea3i \u0111\u1ef1ng trong phong b\u00ec k\u00edn v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ebfn Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1eadm nh\u1ea5t m\u1ed9t gi\u1edd tr\u01b0\u1edbc khi khai m\u1ea1c. Phi\u1ebfu bi\u1ec3u quy\u1ebft ch\u1ec9 \u0111\u01b0\u1ee3c m\u1edf tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a t\u1ea5t c\u1ea3 nh\u1eefng ng\u01b0\u1eddi d\u1ef1 h\u1ecdp.
\nc.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng \u0111\u01b0\u1ee3c bi\u1ec3u quy\u1ebft v\u1ec1 c\u00e1c h\u1ee3p \u0111\u1ed3ng, c\u00e1c giao d\u1ecbch ho\u1eb7c \u0111\u1ec1 xu\u1ea5t m\u00e0 th\u00e0nh vi\u00ean \u0111\u00f3 ho\u1eb7c ng\u01b0\u1eddi li\u00ean quan t\u1edbi th\u00e0nh vi\u00ean \u0111\u00f3 c\u00f3 l\u1ee3i \u00edch v\u00e0 l\u1ee3i \u00edch \u0111\u00f3 m\u00e2u thu\u1eabn ho\u1eb7c c\u00f3 th\u1ec3 m\u00e2u thu\u1eabn v\u1edbi l\u1ee3i \u00edch c\u1ee7a C\u00f4ng ty. M\u1ed9t th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd kh\u00f4ng \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o s\u1ed1 l\u01b0\u1ee3ng \u0111\u1ea1i bi\u1ec3u t\u1ed1i thi\u1ec3u c\u1ea7n thi\u1ebft c\u00f3 m\u1eb7t \u0111\u1ec3 c\u00f3 th\u1ec3 t\u1ed5 ch\u1ee9c m\u1ed9t cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u1ec1 nh\u1eefng quy\u1ebft \u0111\u1ecbnh m\u00e0 th\u00e0nh vi\u00ean \u0111\u00f3 kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft;
\nd.\tTheo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m e kho\u1ea3n 10 \u0110i\u1ec1u 28 \u0110i\u1ec1u l\u1ec7 n\u00e0y, khi c\u00f3 v\u1ea5n \u0111\u1ec1 ph\u00e1t sinh trong m\u1ed9t cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb li\u00ean quan \u0111\u1ebfn m\u1ee9c \u0111\u1ed9 l\u1ee3i \u00edch c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c li\u00ean quan \u0111\u1ebfn quy\u1ec1n bi\u1ec3u quy\u1ebft m\u1ed9t th\u00e0nh vi\u00ean m\u00e0 nh\u1eefng v\u1ea5n \u0111\u1ec1 \u0111\u00f3 kh\u00f4ng \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft b\u1eb1ng s\u1ef1 t\u1ef1 nguy\u1ec7n t\u1eeb b\u1ecf quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00f3, nh\u1eefng v\u1ea5n \u0111\u1ec1 ph\u00e1t sinh \u0111\u00f3 s\u1ebd \u0111\u01b0\u1ee3c chuy\u1ec3n t\u1edbi ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp v\u00e0 ph\u00e1n quy\u1ebft c\u1ee7a ch\u1ee7 t\u1ecda li\u00ean quan \u0111\u1ebfn t\u1ea5t c\u1ea3 c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00e1c s\u1ebd c\u00f3 gi\u00e1 tr\u1ecb l\u00e0 quy\u1ebft \u0111\u1ecbnh cu\u1ed1i c\u00f9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p t\u00ednh ch\u1ea5t ho\u1eb7c ph\u1ea1m vi l\u1ee3i \u00edch c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb li\u00ean quan ch\u01b0a \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 m\u1ed9t c\u00e1ch th\u00edch \u0111\u00e1ng;
\ne.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb h\u01b0\u1edfng l\u1ee3i t\u1eeb m\u1ed9t h\u1ee3p \u0111\u1ed3ng \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a, b kho\u1ea3n 4 \u0110i\u1ec1u 34 \u0110i\u1ec1u l\u1ec7 n\u00e0y s\u1ebd \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f3 l\u1ee3i \u00edch \u0111\u00e1ng k\u1ec3 trong h\u1ee3p \u0111\u1ed3ng \u0111\u00f3.
\n11.\tC\u00f4ng khai l\u1ee3i \u00edch. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp \u0111\u01b0\u1ee3c h\u01b0\u1edfng l\u1ee3i t\u1eeb m\u1ed9t h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c k\u00fd k\u1ebft ho\u1eb7c \u0111ang d\u1ef1 ki\u1ebfn k\u00fd k\u1ebft v\u1edbi C\u00f4ng ty v\u00e0 bi\u1ebft l\u00e0 m\u00ecnh c\u00f3 l\u1ee3i \u00edch trong \u0111\u00f3, s\u1ebd ph\u1ea3i c\u00f4ng khai b\u1ea3n ch\u1ea5t, n\u1ed9i dung c\u1ee7a quy\u1ec1n l\u1ee3i \u0111\u00f3 trong cu\u1ed9c h\u1ecdp m\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u1ea7n \u0111\u1ea7u ti\u00ean xem x\u00e9t v\u1ea5n \u0111\u1ec1 k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch n\u00e0y. Ho\u1eb7c th\u00e0nh vi\u00ean n\u00e0y c\u00f3 th\u1ec3 c\u00f4ng khai \u0111i\u1ec1u \u0111\u00f3 t\u1ea1i cu\u1ed9c h\u1ecdp \u0111\u1ea7u ti\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c sau khi th\u00e0nh vi\u00ean n\u00e0y bi\u1ebft r\u1eb1ng m\u00ecnh c\u00f3 l\u1ee3i \u00edch ho\u1eb7c s\u1ebd c\u00f3 l\u1ee3i \u00edch trong giao d\u1ecbch ho\u1eb7c h\u1ee3p \u0111\u1ed3ng li\u00ean quan.
\n12.\tBi\u1ec3u quy\u1ebft \u0111a s\u1ed1: H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua c\u00e1c ngh\u1ecb quy\u1ebft v\u00e0 ra quy\u1ebft \u0111\u1ecbnh b\u1eb1ng c\u00e1ch tu\u00e2n theo \u00fd ki\u1ebfn t\u00e1n th\u00e0nh c\u1ee7a \u0111a s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 m\u1eb7t (tr\u00ean 50%). Tr\u01b0\u1eddng h\u1ee3p s\u1ed1 phi\u1ebfu t\u00e1n th\u00e0nh v\u00e0 ph\u1ea3n \u0111\u1ed1i ngang b\u1eb1ng nhau, l\u00e1 phi\u1ebfu c\u1ee7a Ch\u1ee7 t\u1ecbch s\u1ebd l\u00e0 l\u00e1 phi\u1ebfu quy\u1ebft \u0111\u1ecbnh.
\n13.\tH\u1ecdp tr\u00ean \u0111i\u1ec7n tho\u1ea1i ho\u1eb7c c\u00e1c h\u00ecnh th\u1ee9c kh\u00e1c. Cu\u1ed9c h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 t\u1ed5 ch\u1ee9c theo h\u00ecnh th\u1ee9c ngh\u1ecb s\u1ef1 gi\u1eefa c\u00e1c th\u00e0nh vi\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb khi t\u1ea5t c\u1ea3 ho\u1eb7c m\u1ed9t s\u1ed1 th\u00e0nh vi\u00ean \u0111ang \u1edf nh\u1eefng \u0111\u1ecba \u0111i\u1ec3m kh\u00e1c nhau v\u1edbi \u0111i\u1ec1u ki\u1ec7n l\u00e0 m\u1ed7i th\u00e0nh vi\u00ean tham gia h\u1ecdp \u0111\u1ec1u c\u00f3 th\u1ec3:
\na.\tNghe t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00e1c c\u00f9ng tham gia ph\u00e1t bi\u1ec3u trong cu\u1ed9c h\u1ecdp;
\nb.\tN\u1ebfu mu\u1ed1n, ng\u01b0\u1eddi \u0111\u00f3 c\u00f3 th\u1ec3 ph\u00e1t bi\u1ec3u v\u1edbi t\u1ea5t c\u1ea3 c\u00e1c th\u00e0nh vi\u00ean tham d\u1ef1 kh\u00e1c m\u1ed9t c\u00e1ch \u0111\u1ed3ng th\u1eddi.
\nVi\u1ec7c trao \u0111\u1ed5i gi\u1eefa c\u00e1c th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n m\u1ed9t c\u00e1ch tr\u1ef1c ti\u1ebfp qua \u0111i\u1ec7n tho\u1ea1i ho\u1eb7c b\u1eb1ng ph\u01b0\u01a1ng ti\u1ec7n li\u00ean l\u1ea1c th\u00f4ng tin kh\u00e1c (k\u1ec3 c\u1ea3 vi\u1ec7c s\u1eed d\u1ee5ng ph\u01b0\u01a1ng ti\u1ec7n n\u00e0y di\u1ec5n ra v\u00e0o th\u1eddi \u0111i\u1ec3m th\u00f4ng qua \u0110i\u1ec1u l\u1ec7 hay sau n\u00e0y) ho\u1eb7c l\u00e0 k\u1ebft h\u1ee3p t\u1ea5t c\u1ea3 nh\u1eefng ph\u01b0\u01a1ng th\u1ee9c n\u00e0y. Theo \u0110i\u1ec1u l\u1ec7 n\u00e0y, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tham gia cu\u1ed9c h\u1ecdp nh\u01b0 v\u1eady \u0111\u01b0\u1ee3c coi l\u00e0 \u201cc\u00f3 m\u1eb7t\u201d t\u1ea1i cu\u1ed9c h\u1ecdp \u0111\u00f3. \u0110\u1ecba \u0111i\u1ec3m cu\u1ed9c h\u1ecdp \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c theo quy \u0111\u1ecbnh n\u00e0y l\u00e0 \u0111\u1ecba \u0111i\u1ec3m m\u00e0 nh\u00f3m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00f4ng nh\u1ea5t t\u1eadp h\u1ee3p l\u1ea1i, ho\u1eb7c n\u1ebfu kh\u00f4ng c\u00f3 m\u1ed9t nh\u00f3m nh\u01b0 v\u1eady, l\u00e0 \u0111\u1ecba \u0111i\u1ec3m m\u00e0 Ch\u1ee7 to\u1ea1 cu\u1ed9c h\u1ecdp hi\u1ec7n di\u1ec7n.
\nC\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua trong m\u1ed9t cu\u1ed9c h\u1ecdp qua \u0111i\u1ec7n tho\u1ea1i \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ti\u1ebfn h\u00e0nh m\u1ed9t c\u00e1ch h\u1ee3p th\u1ee9c s\u1ebd c\u00f3 hi\u1ec7u l\u1ef1c ngay khi k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp nh\u01b0ng ph\u1ea3i \u0111\u01b0\u1ee3c kh\u1eb3ng \u0111\u1ecbnh b\u1eb1ng c\u00e1c ch\u1eef k\u00fd trong bi\u00ean b\u1ea3n c\u1ee7a t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tham d\u1ef1 cu\u1ed9c h\u1ecdp n\u00e0y.
\n14.\t Ngh\u1ecb quy\u1ebft b\u1eb1ng v\u0103n b\u1ea3n. Ngh\u1ecb quy\u1ebft theo h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n \u0111\u01b0\u1ee3c th\u00f4ng qua tr\u00ean c\u01a1 s\u1edf \u00fd ki\u1ebfn t\u00e1n th\u00e0nh c\u1ee7a \u0111a s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft. Ngh\u1ecb quy\u1ebft lo\u1ea1i n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c v\u00e0 gi\u00e1 tr\u1ecb nh\u01b0 ngh\u1ecb quy\u1ebft \u0111\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua t\u1ea1i m\u1ed9t cu\u1ed9c h\u1ecdp \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp v\u00e0 t\u1ed5 ch\u1ee9c theo th\u00f4ng l\u1ec7. Ngh\u1ecb quy\u1ebft c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng c\u00e1ch s\u1eed d\u1ee5ng nhi\u1ec1u b\u1ea3n sao c\u1ee7a c\u00f9ng m\u1ed9t v\u0103n b\u1ea3n n\u1ebfu m\u1ed7i b\u1ea3n sao \u0111\u00f3 c\u00f3 \u00edt nh\u1ea5t m\u1ed9t ch\u1eef k\u00fd c\u1ee7a th\u00e0nh vi\u00ean.
\n15.\tBi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb: Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 tr\u00e1ch nhi\u1ec7m chuy\u1ec3n bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho c\u00e1c th\u00e0nh vi\u00ean v\u00e0 nh\u1eefng bi\u00ean b\u1ea3n \u0111\u00f3 s\u1ebd ph\u1ea3i \u0111\u01b0\u1ee3c xem nh\u01b0 nh\u1eefng b\u1eb1ng ch\u1ee9ng x\u00e1c th\u1ef1c v\u1ec1 c\u00f4ng vi\u1ec7c \u0111\u00e3 \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh trong c\u00e1c cu\u1ed9c h\u1ecdp \u0111\u00f3 tr\u1eeb khi c\u00f3 \u00fd ki\u1ebfn ph\u1ea3n \u0111\u1ed1i v\u1ec1 n\u1ed9i dung bi\u00ean b\u1ea3n trong th\u1eddi h\u1ea1n m\u01b0\u1eddi ng\u00e0y k\u1ec3 t\u1eeb khi chuy\u1ec3n \u0111i. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a t\u1ea5t c\u1ea3 c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tham d\u1ef1 cu\u1ed9c h\u1ecdp tr\u1eeb tr\u01b0\u1eddng h\u1ee3p l\u1ea5y \u00fd ki\u1ebfn H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1eb1ng v\u0103n b\u1ea3n.
\n16.\tC\u00e1c ti\u1ec3u ban c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb: H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 th\u00e0nh l\u1eadp v\u00e0 u\u1ef7 quy\u1ec1n h\u00e0nh \u0111\u1ed9ng cho c\u00e1c ti\u1ec3u ban tr\u1ef1c thu\u1ed9c. Th\u00e0nh vi\u00ean c\u1ee7a ti\u1ec3u ban c\u00f3 th\u1ec3 g\u1ed3m m\u1ed9t ho\u1eb7c nhi\u1ec1u th\u00e0nh vi\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 m\u1ed9t ho\u1eb7c nhi\u1ec1u th\u00e0nh vi\u00ean b\u00ean ngo\u00e0i theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Trong qu\u00e1 tr\u00ecnh th\u1ef1c hi\u1ec7n quy\u1ec1n h\u1ea1n \u0111\u01b0\u1ee3c u\u1ef7 th\u00e1c, c\u00e1c ti\u1ec3u ban ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh m\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec1 ra. C\u00e1c quy \u0111\u1ecbnh n\u00e0y c\u00f3 th\u1ec3 \u0111i\u1ec1u ch\u1ec9nh ho\u1eb7c cho ph\u00e9p k\u1ebft n\u1ea1p th\u00eam nh\u1eefng ng\u01b0\u1eddi kh\u00f4ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0o c\u00e1c ti\u1ec3u ban n\u00eau tr\u00ean v\u00e0 cho ph\u00e9p ng\u01b0\u1eddi \u0111\u00f3 \u0111\u01b0\u1ee3c quy\u1ec1n bi\u1ec3u quy\u1ebft v\u1edbi t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean c\u1ee7a ti\u1ec3u ban nh\u01b0ng (a) ph\u1ea3i \u0111\u1ea3m b\u1ea3o s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean b\u00ean ngo\u00e0i \u00edt h\u01a1n m\u1ed9t n\u1eeda t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean c\u1ee7a ti\u1ec3u ban v\u00e0 (b) Ngh\u1ecb quy\u1ebft c\u1ee7a c\u00e1c ti\u1ec3u ban ch\u1ec9 c\u00f3 hi\u1ec7u l\u1ef1c khi c\u00f3 \u0111a s\u1ed1 th\u00e0nh vi\u00ean tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i phi\u00ean h\u1ecdp c\u1ee7a ti\u1ec3u ban l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Tr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty kh\u00f4ng th\u00e0nh l\u1eadp ti\u1ec3u ban th\u00ec H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1eed th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ee5 tr\u00e1ch ri\u00eang v\u1ec1 v\u1ea5n \u0111\u1ec1 l\u01b0\u01a1ng th\u01b0\u1edfng, nh\u00e2n s\u1ef1, v\u00e0 v\u1ea5n \u0111\u1ec1 kh\u00e1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n17.\t\u00acGi\u00e1 tr\u1ecb ph\u00e1p l\u00fd c\u1ee7a h\u00e0nh \u0111\u1ed9ng: C\u00e1c h\u00e0nh \u0111\u1ed9ng th\u1ef1c thi quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ho\u1eb7c c\u1ee7a ti\u1ec3u ban tr\u1ef1c thu\u1ed9c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ho\u1eb7c c\u1ee7a ng\u01b0\u1eddi c\u00f3 t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean ti\u1ec3u ban H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f3 gi\u00e1 tr\u1ecb ph\u00e1p l\u00fd k\u1ec3 c\u1ea3 trong trong tr\u01b0\u1eddng h\u1ee3p vi\u1ec7c b\u1ea7u, ch\u1ec9 \u0111\u1ecbnh th\u00e0nh vi\u00ean c\u1ee7a ti\u1ec3u ban ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 c\u00f3 sai s\u00f3t.<\/p>\n

CH\u01af\u01a0NG VIII
\nT\u1ed4NG GI\u00c1M \u0110\u1ed0C \u0110I\u1ec0U H\u00c0NH, C\u00c1N B\u1ed8 QU\u1ea2N L\u00dd KH\u00c1C V\u00c0 NG\u01af\u1edcI PH\u1ee4 TR\u00c1CH QU\u1ea2N TR\u1eca C\u00d4NG TY
\n\u0110i\u1ec1u 29. T\u1ed5 ch\u1ee9c b\u1ed9 m\u00e1y qu\u1ea3n l\u00fd
\nH\u1ec7 th\u1ed1ng qu\u1ea3n l\u00fd c\u1ee7a C\u00f4ng ty ph\u1ea3i \u0111\u1ea3m b\u1ea3o b\u1ed9 m\u00e1y qu\u1ea3n l\u00fd ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 tr\u1ef1c thu\u1ed9c s\u1ef1 l\u00e3nh \u0111\u1ea1o c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. C\u00f4ng ty c\u00f3 m\u1ed9t T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh, c\u00e1c Ph\u00f3 T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 m\u1ed9t k\u1ebf to\u00e1n tr\u01b0\u1edfng v\u00e0 c\u00e1c ch\u1ee9c danh kh\u00e1c do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ed5 nhi\u1ec7m. Vi\u1ec7c b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m c\u00e1c ch\u1ee9c danh n\u00eau tr\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1eb1ng ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c th\u00f4ng qua m\u1ed9t c\u00e1ch h\u1ee3p l\u00fd
\n\u0110i\u1ec1u 30. Ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p v\u00e0 C\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c
\n1.\tNg\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p
\n–\tTheo \u0111\u1ec1 ngh\u1ecb c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, C\u00f4ng ty \u0111\u01b0\u1ee3c tuy\u1ec3n d\u1ee5ng ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh kh\u00e1c v\u1edbi s\u1ed1 l\u01b0\u1ee3ng v\u00e0 ti\u00eau chu\u1ea9n ph\u00f9 h\u1ee3p v\u1edbi c\u01a1 c\u1ea5u v\u00e0 quy ch\u1ebf qu\u1ea3n l\u00fd c\u1ee7a C\u00f4ng ty do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec1 xu\u1ea5t tu\u1ef3 t\u1eebng th\u1eddi \u0111i\u1ec3m. Ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p ph\u1ea3i c\u00f3 s\u1ef1 m\u1eabn c\u00e1n c\u1ea7n thi\u1ebft \u0111\u1ec3 c\u00e1c ho\u1ea1t \u0111\u1ed9ng v\u00e0 t\u1ed5 ch\u1ee9c c\u1ee7a C\u00f4ng ty \u0111\u1ea1t \u0111\u01b0\u1ee3c c\u00e1c m\u1ee5c ti\u00eau \u0111\u1ec1 ra.
\n–\tM\u1ee9c l\u01b0\u01a1ng, ti\u1ec1n th\u00f9 lao, l\u1ee3i \u00edch v\u00e0 c\u00e1c \u0111i\u1ec1u kho\u1ea3n kh\u00e1c trong h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u1ed1i v\u1edbi T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh s\u1ebd do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh v\u00e0 h\u1ee3p \u0111\u1ed3ng v\u1edbi nh\u1eefng ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh kh\u00e1c s\u1ebd do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh sau khi tham kh\u1ea3o \u00fd ki\u1ebfn c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh. Ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh Doanh nghi\u1ec7p ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng tr\u1ef1c ti\u1ebfp n\u1eafm gi\u1eef t\u1ed1i thi\u1ec3u 0,3% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty (C\u0103n c\u1ee9 theo B\u00e1o c\u00e1o t\u00e0i ch\u00ednh Qu\u00fd g\u1ea7n nh\u1ea5t) v\u00e0 cam k\u1ebft n\u1eafm gi\u1eef trong su\u1ed1t qu\u00e1 tr\u00ecnh \u0111\u01b0\u01a1ng nhi\u1ec7m ho\u1eb7c c\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n l\u00fd kinh doanh c\u1ee7a C\u00f4ng ty.
\n2.\tC\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c
\n -Theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, C\u00f4ng ty \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng s\u1ed1 l\u01b0\u1ee3ng v\u00e0 lo\u1ea1i c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd c\u1ea7n thi\u1ebft ho\u1eb7c ph\u00f9 h\u1ee3p v\u1edbi c\u01a1 c\u1ea5u v\u00e0 th\u00f4ng l\u1ec7 qu\u1ea3n l\u00fd c\u00f4ng ty do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec1 xu\u1ea5t tu\u1ef3 t\u1eebng th\u1eddi \u0111i\u1ec3m. C\u00e1n b\u1ed9 qu\u1ea3n l\u00fd ph\u1ea3i c\u00f3 s\u1ef1 m\u1eabn c\u00e1n c\u1ea7n thi\u1ebft \u0111\u1ec3 c\u00e1c ho\u1ea1t \u0111\u1ed9ng v\u00e0 t\u1ed5 ch\u1ee9c c\u1ee7a C\u00f4ng ty \u0111\u1ea1t \u0111\u01b0\u1ee3c c\u00e1c m\u1ee5c ti\u00eau \u0111\u1ec1 ra.
\n -M\u1ee9c l\u01b0\u01a1ng, ti\u1ec1n th\u00f9 lao, l\u1ee3i \u00edch v\u00e0 c\u00e1c \u0111i\u1ec1u kho\u1ea3n kh\u00e1c trong h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u1ed1i v\u1edbi T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh s\u1ebd do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh v\u00e0 h\u1ee3p \u0111\u1ed3ng v\u1edbi nh\u1eefng c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c s\u1ebd do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh sau khi tham kh\u1ea3o \u00fd ki\u1ebfn c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh. C\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00e1c ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng tr\u1ef1c ti\u1ebfp n\u1eafm gi\u1eef t\u1ed1i thi\u1ec3u 0,1% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty (C\u0103n c\u1ee9 theo B\u00e1o c\u00e1o t\u00e0i ch\u00ednh Qu\u00fd g\u1ea7n nh\u1ea5t) v\u00e0 cam k\u1ebft n\u1eafm gi\u1eef trong su\u1ed1t qu\u00e1 tr\u00ecnh \u0111\u01b0\u01a1ng nhi\u1ec7m ho\u1eb7c c\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n l\u00fd kinh doanh c\u1ee7a C\u00f4ng ty
\n\u0110i\u1ec1u 31. B\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, nhi\u1ec7m v\u1ee5 v\u00e0 quy\u1ec1n h\u1ea1n c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh
\n1.\tB\u1ed5 nhi\u1ec7m: H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd b\u1ed5 nhi\u1ec7m m\u1ed9t th\u00e0nh vi\u00ean trong H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c m\u1ed9t ng\u01b0\u1eddi kh\u00e1c l\u00e0m T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 s\u1ebd k\u00fd h\u1ee3p \u0111\u1ed3ng quy \u0111\u1ecbnh m\u1ee9c l\u01b0\u01a1ng, th\u00f9 lao, l\u1ee3i \u00edch v\u00e0 c\u00e1c \u0111i\u1ec1u kho\u1ea3n kh\u00e1c li\u00ean quan \u0111\u1ebfn vi\u1ec7c tuy\u1ec3n d\u1ee5ng. Th\u00f4ng tin v\u1ec1 m\u1ee9c l\u01b0\u01a1ng, tr\u1ee3 c\u1ea5p, quy\u1ec1n l\u1ee3i c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ph\u1ea3i \u0111\u01b0\u1ee3c b\u00e1o c\u00e1o trong cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean v\u00e0 \u0111\u01b0\u1ee3c n\u00eau trong b\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean c\u1ee7a C\u00f4ng ty.
\n2.\tT\u1ed5ng gi\u00e1m \u0111\u1ed1c l\u00e0 ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty, ch\u1ecbu s\u1ef1 gi\u00e1m s\u00e1t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao.
\n3.\tTi\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n c\u1ee7a T\u1ed5ng gi\u00e1m \u0111\u1ed1c:
\na.\tC\u00f3 \u0111\u1ee7 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 v\u00e0 kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng kh\u00f4ng \u0111\u01b0\u1ee3c qu\u1ea3n l\u00fd doanh nghi\u1ec7p theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 18 Lu\u1eadt Doanh nghi\u1ec7p;
\nb.\tC\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh c\u1ee7a C\u00f4ng ty.
\nc.\tT\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 th\u1ec3 l\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng t\u1ea1i C\u00f4ng ty ho\u1eb7c thu\u00ea ngo\u00e0i.Trong tr\u01b0\u1eddng h\u1ee3p thu\u00ea T\u1ed5ng gi\u00e1m \u0111\u1ed1c th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb thay m\u1eb7t H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u1ef1c ti\u1ebfp k\u00fd h\u1ee3p \u0111\u1ed3ng thu\u00ea T\u1ed5ng gi\u00e1m \u0111\u1ed1c.
\n4.\tNhi\u1ec7m k\u1ef3: Theo \u0110i\u1ec1u 26 c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh c\u00f3 th\u1ec3 \u0111\u1ed3ng th\u1eddi l\u00e0 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb n\u1ebfu \u0111\u01b0\u1ee3c ph\u00ea chu\u1ea9n h\u00e0ng n\u0103m t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean. Nhi\u1ec7m k\u1ef3 c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh kh\u00f4ng qu\u00e1 n\u0103m (05) n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c t\u00e1i b\u1ed5 nhi\u1ec7m. Vi\u1ec7c b\u1ed5 nhi\u1ec7m c\u00f3 th\u1ec3 h\u1ebft hi\u1ec7u l\u1ef1c c\u0103n c\u1ee9 v\u00e0o c\u00e1c quy \u0111\u1ecbnh t\u1ea1i h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng.
\n5.\tQuy\u1ec1n h\u1ea1n v\u00e0 nhi\u1ec7m v\u1ee5: T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh c\u00f3 nh\u1eefng quy\u1ec1n h\u1ea1n v\u00e0 tr\u00e1ch nhi\u1ec7m sau:
\na.\tTh\u1ef1c hi\u1ec7n c\u00e1c ngh\u1ecb quy\u1ebft c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, k\u1ebf ho\u1ea1ch kinh doanh v\u00e0 k\u1ebf ho\u1ea1ch \u0111\u1ea7u t\u01b0 c\u1ee7a C\u00f4ng ty \u0111\u00e3 \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua;
\nb.\tQuy\u1ebft \u0111\u1ecbnh t\u1ea5t c\u1ea3 c\u00e1c v\u1ea5n \u0111\u1ec1 kh\u00f4ng c\u1ea7n ph\u1ea3i c\u00f3 ngh\u1ecb quy\u1ebft c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, bao g\u1ed3m vi\u1ec7c thay m\u1eb7t c\u00f4ng ty k\u00fd k\u1ebft c\u00e1c h\u1ee3p \u0111\u1ed3ng t\u00e0i ch\u00ednh v\u00e0 th\u01b0\u01a1ng m\u1ea1i, t\u1ed5 ch\u1ee9c v\u00e0 \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng s\u1ea3n xu\u1ea5t kinh doanh th\u01b0\u1eddng nh\u1eadt c\u1ee7a C\u00f4ng ty theo nh\u1eefng th\u00f4ng l\u1ec7 qu\u1ea3n l\u00fd t\u1ed1t nh\u1ea5t;
\nc.\tKi\u1ebfn ngh\u1ecb s\u1ed1 l\u01b0\u1ee3ng v\u00e0 c\u00e1c lo\u1ea1i c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd m\u00e0 c\u00f4ng ty c\u1ea7n thu\u00ea \u0111\u1ec3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ed5 nhi\u1ec7m ho\u1eb7c mi\u1ec5n nhi\u1ec7m khi c\u1ea7n thi\u1ebft nh\u1eb1m \u00e1p d\u1ee5ng c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u0169ng nh\u01b0 c\u00e1c c\u01a1 c\u1ea5u qu\u1ea3n l\u00fd t\u1ed1t do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec1 xu\u1ea5t, v\u00e0 t\u01b0 v\u1ea5n \u0111\u1ec3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh m\u1ee9c l\u01b0\u01a1ng, th\u00f9 lao, c\u00e1c l\u1ee3i \u00edch v\u00e0 c\u00e1c \u0111i\u1ec1u kho\u1ea3n kh\u00e1c c\u1ee7a h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng c\u1ee7a c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd;
\nd.\tTham kh\u1ea3o \u00fd ki\u1ebfn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec3 quy\u1ebft \u0111\u1ecbnh s\u1ed1 l\u01b0\u1ee3ng ng\u01b0\u1eddi lao \u0111\u1ed9ng, m\u1ee9c l\u01b0\u01a1ng, tr\u1ee3 c\u1ea5p, l\u1ee3i \u00edch, vi\u1ec7c b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m v\u00e0 c\u00e1c \u0111i\u1ec1u kho\u1ea3n kh\u00e1c li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng c\u1ee7a h\u1ecd;
\ne.\tV\u00e0o ng\u00e0y 31 th\u00e1ng 12 h\u00e0ng n\u0103m, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ph\u1ea3i tr\u00ecnh H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u00ea chu\u1ea9n k\u1ebf ho\u1ea1ch kinh doanh chi ti\u1ebft cho n\u0103m t\u00e0i ch\u00ednh ti\u1ebfp theo tr\u00ean c\u01a1 s\u1edf \u0111\u00e1p \u1ee9ng c\u00e1c y\u00eau c\u1ea7u c\u1ee7a ng\u00e2n s\u00e1ch ph\u00f9 h\u1ee3p c\u0169ng nh\u01b0 k\u1ebf ho\u1ea1ch t\u00e0i ch\u00ednh n\u0103m n\u0103m.
\nf.\tTh\u1ef1c thi k\u1ebf ho\u1ea1ch kinh doanh h\u00e0ng n\u0103m \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua;
\ng.\t\u0110\u1ec1 xu\u1ea5t nh\u1eefng bi\u1ec7n ph\u00e1p n\u00e2ng cao ho\u1ea1t \u0111\u1ed9ng v\u00e0 qu\u1ea3n l\u00fd c\u1ee7a C\u00f4ng ty;
\nh.\tChu\u1ea9n b\u1ecb c\u00e1c b\u1ea3n d\u1ef1 to\u00e1n d\u00e0i h\u1ea1n, h\u00e0ng n\u0103m v\u00e0 h\u00e0ng th\u00e1ng c\u1ee7a C\u00f4ng ty (sau \u0111\u00e2y g\u1ecdi l\u00e0 b\u1ea3n d\u1ef1 to\u00e1n) ph\u1ee5c v\u1ee5 ho\u1ea1t \u0111\u1ed9ng qu\u1ea3n l\u00fd d\u00e0i h\u1ea1n, h\u00e0ng n\u0103m v\u00e0 h\u00e0ng th\u00e1ng c\u1ee7a C\u00f4ng ty theo k\u1ebf ho\u1ea1ch kinh doanh. B\u1ea3n d\u1ef1 to\u00e1n h\u00e0ng n\u0103m (bao g\u1ed3m c\u1ea3 b\u1ea3ng c\u00e2n \u0111\u1ed1i k\u1ebf to\u00e1n, b\u00e1o c\u00e1o ho\u1ea1t \u0111\u1ed9ng s\u1ea3n xu\u1ea5t kinh doanh v\u00e0 b\u00e1o c\u00e1o l\u01b0u chuy\u1ec3n ti\u1ec1n t\u1ec7 d\u1ef1 ki\u1ebfn) cho t\u1eebng n\u0103m t\u00e0i ch\u00ednh s\u1ebd ph\u1ea3i \u0111\u01b0\u1ee3c tr\u00ecnh \u0111\u1ec3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua v\u00e0 ph\u1ea3i bao g\u1ed3m nh\u1eefng th\u00f4ng tin quy \u0111\u1ecbnh t\u1ea1i c\u00e1c quy ch\u1ebf c\u1ee7a C\u00f4ng ty.
\ni.\tTh\u1ef1c hi\u1ec7n t\u1ea5t c\u1ea3 c\u00e1c ho\u1ea1t \u0111\u1ed9ng kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 c\u00e1c quy ch\u1ebf c\u1ee7a C\u00f4ng ty, c\u00e1c Ngh\u1ecb quy\u1ebft c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng c\u1ee7a T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 ph\u00e1p lu\u1eadt.
\n6.\tB\u00e1o c\u00e1o l\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng. T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 v\u00e0 quy\u1ec1n h\u1ea1n \u0111\u01b0\u1ee3c giao v\u00e0 ph\u1ea3i b\u00e1o c\u00e1o c\u00e1c c\u01a1 quan n\u00e0y khi \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u.
\n7.\tB\u00e3i nhi\u1ec7m. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 b\u00e3i nhi\u1ec7m T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh khi c\u00f3 t\u1eeb hai ph\u1ea7n ba th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u1edf l\u00ean bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh (trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y kh\u00f4ng t\u00ednh bi\u1ec3u quy\u1ebft c\u1ee7a Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh) v\u00e0 b\u1ed5 nhi\u1ec7m m\u1ed9t T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh m\u1edbi thay th\u1ebf. T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh b\u1ecb b\u00e3i nhi\u1ec7m c\u00f3 quy\u1ec1n ph\u1ea3n \u0111\u1ed1i vi\u1ec7c b\u00e3i nhi\u1ec7m n\u00e0y t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ti\u1ebfp theo g\u1ea7n nh\u1ea5t.
\n\u0110i\u1ec1u 32. Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb C\u00f4ng ty, Th\u01b0 k\u00fd C\u00f4ng ty
\n1.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ec9 \u0111\u1ecbnh \u00edt nh\u1ea5t m\u1ed9t (01) ng\u01b0\u1eddi l\u00e0m Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u1ec3 h\u1ed7 tr\u1ee3 ho\u1ea1t \u0111\u1ed9ng qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh m\u1ed9t c\u00e1ch c\u00f3 hi\u1ec7u qu\u1ea3. Nhi\u1ec7m k\u1ef3 c\u1ee7a Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh, t\u1ed1i \u0111a l\u00e0 n\u0103m (05) n\u0103m. Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty c\u00f3 th\u1ec3 ki\u00eam nhi\u1ec7m l\u00e0m Th\u01b0 k\u00fd C\u00f4ng ty theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 5 \u0110i\u1ec1u 152 Lu\u1eadt Doanh nghi\u1ec7p.
\n2.\tNg\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau chu\u1ea9n sau:
\na.\tC\u00f3 hi\u1ec3u bi\u1ebft v\u1ec1 ph\u00e1p lu\u1eadt;
\nb.\tKh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ed3ng th\u1eddi l\u00e0m vi\u1ec7c cho c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp \u0111ang th\u1ef1c hi\u1ec7n ki\u1ec3m to\u00e1n c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a C\u00f4ng ty;
\nc.\tC\u00e1c ti\u00eau chu\u1ea9n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n3.\t H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 b\u00e3i nhi\u1ec7m Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty khi c\u1ea7n nh\u01b0ng kh\u00f4ng tr\u00e1i v\u1edbi c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh v\u1ec1 lao \u0111\u1ed9ng. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 b\u1ed5 nhi\u1ec7m Tr\u1ee3 l\u00fd Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty t\u00f9y t\u1eebng th\u1eddi \u0111i\u1ec3m.
\n4.\tNg\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u00f4ng ty c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau:
\na.\tT\u01b0 v\u1ea5n H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong vi\u1ec7c t\u1ed5 ch\u1ee9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh v\u00e0 c\u00e1c c\u00f4ng vi\u1ec7c li\u00ean quan gi\u1eefa C\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng;
\nb.\tChu\u1ea9n b\u1ecb c\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban Ki\u1ec3m so\u00e1t v\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo y\u00eau c\u1ea7u c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban Ki\u1ec3m so\u00e1t;
\nc.\tT\u01b0 v\u1ea5n v\u1ec1 th\u1ee7 t\u1ee5c c\u1ee7a c\u00e1c cu\u1ed9c h\u1ecdp;
\nd.\tTham d\u1ef1 c\u00e1c cu\u1ed9c h\u1ecdp;
\ne.\tT\u01b0 v\u1ea5n th\u1ee7 t\u1ee5c l\u1eadp c\u00e1c ngh\u1ecb quy\u1ebft c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;
\nf.\tCung c\u1ea5p c\u00e1c th\u00f4ng tin t\u00e0i ch\u00ednh, b\u1ea3n sao bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c th\u00f4ng tin kh\u00e1c cho th\u00e0nh vi\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean;
\ng.\tGi\u00e1m s\u00e1t v\u00e0 b\u00e1o c\u00e1o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a C\u00f4ng ty;
\nh.\tB\u1ea3o m\u1eadt th\u00f4ng tin theo c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 n\u00e0y;
\ni.\tC\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 c\u00e1c Quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 c\u1ee7a C\u00f4ng ty.<\/p>\n

CH\u01af\u01a0NG IX
\nNHI\u1ec6M V\u1ee4 C\u1ee6A TH\u00c0NH VI\u00caN H\u1ed8I \u0110\u1ed2NG QU\u1ea2N TR\u1eca, KI\u1ec2M SO\u00c1T VI\u00caN, T\u1ed4NG GI\u00c1M \u0110\u1ed0C \u0110I\u1ec0U H\u00c0NH V\u00c0 C\u00c1N B\u1ed8 QU\u1ea2N L\u00dd
\n\u0110i\u1ec1u 33. Tr\u00e1ch nhi\u1ec7m c\u1ea9n tr\u1ecdng c\u1ee7a Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd
\nTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd \u0111\u01b0\u1ee3c u\u1ef7 th\u00e1c c\u00f3 tr\u00e1ch nhi\u1ec7m th\u1ef1c hi\u1ec7n c\u00e1c nhi\u1ec7m v\u1ee5 c\u1ee7a m\u00ecnh, k\u1ec3 c\u1ea3 nh\u1eefng nhi\u1ec7m v\u1ee5 v\u1edbi t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean c\u00e1c ti\u1ec3u ban c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, m\u1ed9t c\u00e1ch trung th\u1ef1c v\u00e0 theo ph\u01b0\u01a1ng th\u1ee9c m\u00e0 h\u1ecd tin l\u00e0 v\u00ec l\u1ee3i \u00edch cao nh\u1ea5t c\u1ee7a C\u00f4ng ty v\u00e0 v\u1edbi m\u1ed9t m\u1ee9c \u0111\u1ed9 c\u1ea9n tr\u1ecdng m\u00e0 m\u1ed9t ng\u01b0\u1eddi th\u1eadn tr\u1ecdng th\u01b0\u1eddng c\u00f3 khi \u0111\u1ea3m nhi\u1ec7m v\u1ecb tr\u00ed t\u01b0\u01a1ng \u0111\u01b0\u01a1ng v\u00e0 trong ho\u00e0n c\u1ea3nh t\u01b0\u01a1ng t\u1ef1.
\n\u0110i\u1ec1u 34. Tr\u00e1ch nhi\u1ec7m trung th\u1ef1c v\u00e0 tr\u00e1nh c\u00e1c xung \u0111\u1ed9t v\u1ec1 quy\u1ec1n l\u1ee3i
\n1.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e9p s\u1eed d\u1ee5ng nh\u1eefng c\u01a1 h\u1ed9i kinh doanh c\u00f3 th\u1ec3 mang l\u1ea1i l\u1ee3i \u00edch cho C\u00f4ng ty v\u00ec m\u1ee5c \u0111\u00edch c\u00e1 nh\u00e2n; \u0111\u1ed3ng th\u1eddi kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng nh\u1eefng th\u00f4ng tin c\u00f3 \u0111\u01b0\u1ee3c nh\u1edd ch\u1ee9c v\u1ee5 c\u1ee7a m\u00ecnh \u0111\u1ec3 t\u01b0 l\u1ee3i c\u00e1 nh\u00e2n hay \u0111\u1ec3 ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c ho\u1eb7c c\u00e1 nh\u00e2n kh\u00e1c ho\u1eb7c ch\u1ed1ng l\u1ea1i l\u1ee3i \u00edch c\u1ee7a C\u00f4ng ty.
\n2.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd c\u00f3 ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb t\u1ea5t c\u1ea3 c\u00e1c l\u1ee3i \u00edch c\u00f3 th\u1ec3 g\u00e2y xung \u0111\u1ed9t v\u1edbi l\u1ee3i \u00edch c\u1ee7a C\u00f4ng ty m\u00e0 h\u1ecd c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c h\u01b0\u1edfng th\u00f4ng qua c\u00e1c ph\u00e1p nh\u00e2n kinh t\u1ebf, c\u00e1c giao d\u1ecbch ho\u1eb7c c\u00e1 nh\u00e2n kh\u00e1c bao g\u1ed3m c\u1ea3 c\u00e1c giao d\u1ecbch gi\u1eefa c\u00f4ng ty, c\u00f4ng ty con, c\u00f4ng ty b\u1ecb n\u1eafm quy\u1ec1n ki\u1ec3m so\u00e1t v\u1edbi ch\u00ednh th\u00e0nh vi\u00ean \u0111\u00f3 ho\u1eb7c v\u1edbi nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan t\u1edbi th\u00e0nh vi\u00ean \u0111\u00f3. Nh\u1eefng \u0111\u1ed1i t\u01b0\u1ee3ng n\u00eau tr\u00ean ch\u1ec9 \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng nh\u1eefng c\u01a1 h\u1ed9i \u0111\u00f3 khi c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng c\u00f3 l\u1ee3i \u00edch li\u00ean quan \u0111\u00e3 quy\u1ebft \u0111\u1ecbnh kh\u00f4ng truy c\u1ee9u v\u1ea5n \u0111\u1ec1 n\u00e0y.
\n3.\tC\u00f4ng ty kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e9p c\u1ea5p c\u00e1c kho\u1ea3n vay, b\u1ea3o l\u00e3nh, ho\u1eb7c t\u00edn d\u1ee5ng cho c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd v\u00e0 gia \u0111\u00ecnh c\u1ee7a h\u1ecd ho\u1eb7c ph\u00e1p nh\u00e2n m\u00e0 nh\u1eefng ng\u01b0\u1eddi n\u00e0y c\u00f3 c\u00e1c l\u1ee3i \u00edch t\u00e0i ch\u00ednh tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty \u0111\u1ea1i ch\u00fang v\u00e0 t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan t\u1edbi th\u00e0nh vi\u00ean n\u00e0y l\u00e0 c\u00e1c c\u00f4ng ty trong c\u00f9ng t\u1eadp \u0111o\u00e0n, bao g\u1ed3m c\u00f4ng ty m\u1eb9 – c\u00f4ng ty con, t\u1eadp \u0111o\u00e0n kinh t\u1ebf v\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ebft \u0111\u1ecbnh kh\u00e1c.
\n4.\tH\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch gi\u1eefa C\u00f4ng ty v\u1edbi m\u1ed9t ho\u1eb7c nhi\u1ec1u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh, Ki\u1ec3m so\u00e1t vi\u00ean, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd, ho\u1eb7c nh\u1eefng ng\u01b0\u1eddi li\u00ean quan \u0111\u1ebfn h\u1ecd ho\u1eb7c C\u00f4ng ty, \u0111\u1ed1i t\u00e1c, hi\u1ec7p h\u1ed9i, ho\u1eb7c t\u1ed5 ch\u1ee9c m\u00e0 m\u1ed9t ho\u1eb7c nhi\u1ec1u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd ho\u1eb7c nh\u1eefng ng\u01b0\u1eddi li\u00ean quan \u0111\u1ebfn h\u1ecd l\u00e0 th\u00e0nh vi\u00ean, ho\u1eb7c c\u00f3 li\u00ean quan l\u1ee3i \u00edch t\u00e0i ch\u00ednh, s\u1ebd kh\u00f4ng b\u1ecb v\u00f4 hi\u1ec7u ho\u00e1 v\u00ec nh\u1eefng m\u1ed1i quan h\u1ec7 v\u1eeba n\u00eau, ho\u1eb7c v\u00ec th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00f3 ho\u1eb7c c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd \u0111\u00f3 c\u00f3 m\u1eb7t ho\u1eb7c tham gia v\u00e0o cu\u1ed9c h\u1ecdp li\u00ean quan ho\u1eb7c v\u00e0o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb hay ti\u1ec3u ban \u0111\u00e3 cho ph\u00e9p th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch, ho\u1eb7c v\u00ec nh\u1eefng phi\u1ebfu b\u1ea7u c\u1ee7a h\u1ecd c\u0169ng \u0111\u01b0\u1ee3c t\u00ednh khi bi\u1ec3u quy\u1ebft v\u1ec1 m\u1ee5c \u0111\u00edch \u0111\u00f3, n\u1ebfu:
\na.\t\u0110\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb d\u01b0\u1edbi 20% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t, nh\u1eefng y\u1ebfu t\u1ed1 quan tr\u1ecdng v\u1ec1 h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch c\u0169ng nh\u01b0 c\u00e1c m\u1ed1i quan h\u1ec7 v\u00e0 l\u1ee3i \u00edch c\u1ee7a c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd ho\u1eb7c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00e3 \u0111\u01b0\u1ee3c b\u00e1o c\u00e1o cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c ti\u1ec3u ban li\u00ean quan. \u0110\u1ed3ng th\u1eddi, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c ti\u1ec3u ban \u0111\u00f3 \u0111\u00e3 cho ph\u00e9p th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch \u0111\u00f3 m\u1ed9t c\u00e1ch trung th\u1ef1c b\u1eb1ng \u0111a s\u1ed1 phi\u1ebfu t\u00e1n th\u00e0nh c\u1ee7a nh\u1eefng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng kh\u00f4ng c\u00f3 l\u1ee3i \u00edch li\u00ean quan; ho\u1eb7c
\nb.\t\u0110\u1ed1i v\u1edbi nh\u1eefng h\u1ee3p \u0111\u1ed3ng c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn h\u01a1n 20% c\u1ee7a t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t, nh\u1eefng y\u1ebfu t\u1ed1 quan tr\u1ecdng v\u1ec1 h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch n\u00e0y c\u0169ng nh\u01b0 m\u1ed1i quan h\u1ec7 v\u00e0 l\u1ee3i \u00edch c\u1ee7a c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd ho\u1eb7c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 cho c\u00e1c c\u1ed5 \u0111\u00f4ng kh\u00f4ng c\u00f3 l\u1ee3i \u00edch li\u00ean quan c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft v\u1ec1 v\u1ea5n \u0111\u1ec1 \u0111\u00f3, v\u00e0 nh\u1eefng c\u1ed5 \u0111\u00f4ng \u0111\u00f3 \u0111\u00e3 b\u1ecf phi\u1ebfu t\u00e1n th\u00e0nh h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch n\u00e0y;
\nc.\tH\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch \u0111\u00f3 \u0111\u01b0\u1ee3c m\u1ed9t t\u1ed5 ch\u1ee9c t\u01b0 v\u1ea5n \u0111\u1ed9c l\u1eadp cho l\u00e0 c\u00f4ng b\u1eb1ng v\u00e0 h\u1ee3p l\u00fd x\u00e9t tr\u00ean m\u1ecdi ph\u01b0\u01a1ng di\u1ec7n li\u00ean quan \u0111\u1ebfn c\u00e1c c\u1ed5 \u0111\u00f4ng c\u1ee7a C\u00f4ng ty v\u00e0o th\u1eddi \u0111i\u1ec3m giao d\u1ecbch ho\u1eb7c h\u1ee3p \u0111\u1ed3ng n\u00e0y \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c m\u1ed9t ti\u1ec3u ban tr\u1ef1c thu\u1ed9c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb hay c\u00e1c c\u1ed5 \u0111\u00f4ng cho ph\u00e9p th\u1ef1c hi\u1ec7n, th\u00f4ng qua ho\u1eb7c ph\u00ea chu\u1ea9n.
\nTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd hay ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a h\u1ecd kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e9p mua hay b\u00e1n ho\u1eb7c giao d\u1ecbch theo b\u1ea5t c\u1ee9 h\u00ecnh th\u1ee9c n\u00e0o kh\u00e1c c\u00e1c c\u1ed5 phi\u1ebfu c\u1ee7a C\u00f4ng ty ho\u1eb7c C\u00f4ng ty con c\u1ee7a C\u00f4ng ty v\u00e0o th\u1eddi \u0111i\u1ec3m h\u1ecd c\u00f3 \u0111\u01b0\u1ee3c nh\u1eefng th\u00f4ng tin ch\u1eafc ch\u1eafn s\u1ebd g\u00e2y \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn gi\u00e1 c\u1ee7a nh\u1eefng c\u1ed5 phi\u1ebfu \u0111\u00f3 v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng kh\u00e1c l\u1ea1i kh\u00f4ng bi\u1ebft nh\u1eefng th\u00f4ng tin n\u00e0y.
\n\u0110i\u1ec1u 35. Tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i v\u00e0 b\u1ed3i th\u01b0\u1eddng
\n1.\tTr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd vi ph\u1ea1m ngh\u0129a v\u1ee5 h\u00e0nh \u0111\u1ed9ng m\u1ed9t c\u00e1ch trung th\u1ef1c, kh\u00f4ng ho\u00e0n th\u00e0nh ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh v\u1edbi s\u1ef1 c\u1ea9n tr\u1ecdng, m\u1eabn c\u00e1n v\u00e0 n\u0103ng l\u1ef1c chuy\u00ean m\u00f4n s\u1ebd ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 nh\u1eefng thi\u1ec7t h\u1ea1i do h\u00e0nh vi vi ph\u1ea1m c\u1ee7a m\u00ecnh g\u00e2y ra.
\n2.\tB\u1ed3i th\u01b0\u1eddng. C\u00f4ng ty s\u1ebd b\u1ed3i th\u01b0\u1eddng cho nh\u1eefng ng\u01b0\u1eddi \u0111\u00e3, \u0111ang v\u00e0 c\u00f3 nguy c\u01a1 tr\u1edf th\u00e0nh m\u1ed9t b\u00ean li\u00ean quan trong c\u00e1c v\u1ee5 khi\u1ebfu n\u1ea1i, ki\u1ec7n, kh\u1edfi t\u1ed1 \u0111\u00e3, \u0111ang ho\u1eb7c c\u00f3 th\u1ec3 s\u1ebd \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh cho d\u00f9 \u0111\u00e2y l\u00e0 v\u1ee5 vi\u1ec7c d\u00e2n s\u1ef1, h\u00e0nh ch\u00ednh (m\u00e0 kh\u00f4ng ph\u1ea3i l\u00e0 vi\u1ec7c ki\u1ec7n t\u1ee5ng do C\u00f4ng ty th\u1ef1c hi\u1ec7n hay thu\u1ed9c quy\u1ec1n kh\u1edfi x\u01b0\u1edbng c\u1ee7a C\u00f4ng ty) n\u1ebfu ng\u01b0\u1eddi \u0111\u00f3 \u0111\u00e3 ho\u1eb7c \u0111ang l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd, nh\u00e2n vi\u00ean ho\u1eb7c l\u00e0 \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c C\u00f4ng ty (hay c\u00f4ng ty con c\u1ee7a C\u00f4ng ty) u\u1ef7 quy\u1ec1n, ho\u1eb7c ng\u01b0\u1eddi \u0111\u00f3 \u0111\u00e3 ho\u1eb7c \u0111ang l\u00e0m theo y\u00eau c\u1ea7u c\u1ee7a C\u00f4ng ty (hay c\u00f4ng ty con c\u1ee7a C\u00f4ng ty) v\u1edbi t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd, nh\u00e2n vi\u00ean ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n c\u1ee7a m\u1ed9t C\u00f4ng ty, \u0111\u1ed1i t\u00e1c, li\u00ean doanh, t\u00edn th\u00e1c ho\u1eb7c ph\u00e1p nh\u00e2n kh\u00e1c. Nh\u1eefng chi ph\u00ed \u0111\u01b0\u1ee3c b\u1ed3i th\u01b0\u1eddng bao g\u1ed3m: c\u00e1c chi ph\u00ed ph\u00e1t sinh (k\u1ec3 c\u1ea3 ph\u00ed thu\u00ea lu\u1eadt s\u01b0\u00ac), chi ph\u00ed ph\u00e1n quy\u1ebft, c\u00e1c kho\u1ea3n ti\u1ec1n ph\u1ea1t, c\u00e1c kho\u1ea3n ph\u1ea3i thanh to\u00e1n ph\u00e1t sinh trong th\u1ef1c t\u1ebf ho\u1eb7c \u0111\u01b0\u1ee3c coi l\u00e0 m\u1ee9c h\u1ee3p l\u00fd khi gi\u1ea3i quy\u1ebft nh\u1eefng v\u1ee5 vi\u1ec7c n\u00e0y trong khu\u00f4n kh\u1ed5 lu\u1eadt ph\u00e1p cho ph\u00e9p, v\u1edbi \u0111i\u1ec1u ki\u1ec7n l\u00e0 ng\u01b0\u1eddi \u0111\u00f3 \u0111\u00e3 h\u00e0nh \u0111\u1ed9ng trung th\u1ef1c, c\u1ea9n tr\u1ecdng, m\u1eabn c\u00e1n v\u00e0 v\u1edbi n\u0103ng l\u1ef1c chuy\u00ean m\u00f4n theo ph\u01b0\u01a1ng th\u1ee9c m\u00e0 ng\u01b0\u1eddi \u0111\u00f3 tin t\u01b0\u1edfng r\u1eb1ng \u0111\u00f3 l\u00e0 v\u00ec l\u1ee3i \u00edch ho\u1eb7c kh\u00f4ng ch\u1ed1ng l\u1ea1i l\u1ee3i \u00edch cao nh\u1ea5t c\u1ee7a C\u00f4ng ty, tr\u00ean c\u01a1 s\u1edf tu\u00e2n th\u1ee7 lu\u1eadt ph\u00e1p v\u00e0 kh\u00f4ng c\u00f3 s\u1ef1 ph\u00e1t hi\u1ec7n hay x\u00e1c nh\u1eadn n\u00e0o r\u1eb1ng ng\u01b0\u1eddi \u0111\u00f3 \u0111\u00e3 vi ph\u1ea1m nh\u1eefng tr\u00e1ch nhi\u1ec7m c\u1ee7a m\u00ecnh. C\u00f4ng ty c\u00f3 quy\u1ec1n mua b\u1ea3o hi\u1ec3m cho nh\u1eefng ng\u01b0\u1eddi \u0111\u00f3 \u0111\u1ec3 tr\u00e1nh nh\u1eefng tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng n\u00eau tr\u00ean.<\/p>\n

CH\u01af\u01a0NG X
\nBAN KI\u1ec2M SO\u00c1T
\n\u0110i\u1ec1u 36. Ki\u1ec3m so\u00e1t vi\u00ean
\n1.\tS\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean Ban ki\u1ec3m so\u00e1t l\u00e0 ba (03) th\u00e0nh vi\u00ean. C\u00e1c Ki\u1ec3m so\u00e1t vi\u00ean do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m. Nhi\u1ec7m k\u1ef3 c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean kh\u00f4ng qu\u00e1 n\u0103m (05) n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ea7u l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf.
\n2.\tTi\u00eau chu\u1ea9n l\u1ef1a ch\u1ecdn Ki\u1ec3m so\u00e1t vi\u00ean:
\na.\tC\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 \u0111\u1ea7y \u0111\u1ee7 v\u00e0 kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng b\u1ecb c\u1ea5m qu\u1ea3n l\u00fd v\u00e0 th\u00e0nh l\u1eadp doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt doanh nghi\u1ec7p v\u00e0 ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan;
\nb.\tBan ki\u1ec3m so\u00e1t ph\u1ea3i c\u00f3 h\u01a1n m\u1ed9t n\u1eeda s\u1ed1 th\u00e0nh vi\u00ean th\u01b0\u1eddng tr\u00fa \u1edf Vi\u1ec7t Nam;
\nc.\tKi\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i l\u00e0 ki\u1ec3m to\u00e1n vi\u00ean ho\u1eb7c k\u1ebf to\u00e1n vi\u00ean;
\nd.\tKi\u1ec3m so\u00e1t vi\u00ean kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi trong b\u1ed9 ph\u1eadn k\u1ebf to\u00e1n, t\u00e0i ch\u00ednh c\u1ee7a C\u00f4ng ty v\u00e0 kh\u00f4ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean hay nh\u00e2n vi\u00ean c\u1ee7a c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp \u0111ang th\u1ef1c hi\u1ec7n ki\u1ec3m to\u00e1n c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a C\u00f4ng ty;
\ne.\tKh\u00f4ng \u0111\u01b0\u1ee3c gi\u1eef c\u00e1c ch\u1ee9c v\u1ee5 qu\u1ea3n l\u00fd C\u00f4ng ty; L\u00e0 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu t\u1ed1i thi\u1ec3u 0,1% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty v\u00e0 cam k\u1ebft n\u1eafm gi\u1eef trong su\u1ed1t qu\u00e1 tr\u00ecnh l\u00e0m Ki\u1ec3m So\u00e1t vi\u00ean;
\nf.\tKi\u1ec3m so\u00e1t vi\u00ean kh\u00f4ng ph\u1ea3i l\u00e0 v\u1ee3 ho\u1eb7c ch\u1ed3ng, cha \u0111\u1ebb, cha nu\u00f4i, m\u1eb9 \u0111\u1ebb, m\u1eb9 nu\u00f4i, con \u0111\u1ebb, con nu\u00f4i, anh ru\u1ed9t, ch\u1ecb ru\u1ed9t, em ru\u1ed9t c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c; ng\u01b0\u1eddi \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 ho\u1eb7c \u0111ang ph\u1ea3i ch\u1ea5p nh\u1eadn h\u00ecnh ph\u1ea1t t\u00f9 ho\u1eb7c b\u1ecb To\u00e0 \u00e1n t\u01b0\u1edbc quy\u1ec1n h\u00e0nh ngh\u1ec1 v\u00ec ph\u1ea1m c\u00e1c t\u1ed9i bu\u00f4n l\u1eadu, l\u00e0m h\u00e0ng gi\u1ea3, kinh doanh tr\u00e1i ph\u00e9p, tr\u1ed1n thu\u1ebf, l\u1eeba d\u1ed1i kh\u00e1ch h\u00e0ng v\u00e0 c\u00e1c t\u1ed9i kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.
\n3.\tC\u00e1c Ki\u1ec3m so\u00e1t vi\u00ean b\u1ea7u m\u1ed9t th\u00e0nh vi\u00ean trong s\u1ed1 h\u1ecd l\u00e0m Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t theo nguy\u00ean t\u1eafc \u0111a s\u1ed1. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t ph\u1ea3i l\u00e0 ki\u1ec3m to\u00e1n vi\u00ean ho\u1eb7c k\u1ebf to\u00e1n vi\u00ean chuy\u00ean nghi\u1ec7p v\u00e0 l\u00e0m vi\u1ec7c chuy\u00ean tr\u00e1ch t\u1ea1i C\u00f4ng ty. Tr\u01b0\u1edfng ban ki\u1ec3m so\u00e1t c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 tr\u00e1ch nhi\u1ec7m sau:
\na.\tTri\u1ec7u t\u1eadp cu\u1ed9c h\u1ecdp Ban ki\u1ec3m so\u00e1t v\u00e0 ho\u1ea1t \u0111\u1ed9ng v\u1edbi t\u01b0 c\u00e1ch l\u00e0 Tr\u01b0\u1edfng ban ki\u1ec3m so\u00e1t;
\nb.\tY\u00eau c\u1ea7u C\u00f4ng ty cung c\u1ea5p c\u00e1c th\u00f4ng tin li\u00ean quan \u0111\u1ec3 b\u00e1o c\u00e1o c\u00e1c th\u00e0nh vi\u00ean c\u1ee7a Ban ki\u1ec3m so\u00e1t;
\nc.\tL\u1eadp v\u00e0 k\u00fd b\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t sau khi \u0111\u00e3 tham kh\u1ea3o \u00fd ki\u1ebfn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec3 tr\u00ecnh l\u00ean \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n4.\tC\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef n\u1eafm gi\u1eef t\u1eeb 5% \u0111\u1ebfn d\u01b0\u1edbi 10% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft trong th\u1eddi h\u1ea1n li\u00ean t\u1ee5c s\u00e1u th\u00e1ng \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed m\u1ed9t (01) \u1ee9ng vi\u00ean; t\u1eeb 10% \u0111\u1ebfn d\u01b0\u1edbi 30% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a hai (02) \u1ee9ng vi\u00ean; t\u1eeb 30% \u0111\u1ebfn d\u01b0\u1edbi 40% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a ba (03) \u1ee9ng vi\u00ean; t\u1eeb 40% \u0111\u1ebfn d\u01b0\u1edbi 50% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a b\u1ed1n (04) \u1ee9ng vi\u00ean; t\u1eeb 50% \u0111\u1ebfn d\u01b0\u1edbi 60% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a n\u0103m (05) \u1ee9ng vi\u00ean.
\n5.\tTr\u01b0\u1eddng h\u1ee3p s\u1ed1 l\u01b0\u1ee3ng c\u00e1c \u1ee9ng vi\u00ean Ban ki\u1ec3m so\u00e1t th\u00f4ng qua \u0111\u1ec1 c\u1eed v\u00e0 \u1ee9ng c\u1eed v\u1eabn kh\u00f4ng \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng c\u1ea7n thi\u1ebft, Ban ki\u1ec3m so\u00e1t \u0111\u01b0\u01a1ng nhi\u1ec7m c\u00f3 th\u1ec3 \u0111\u1ec1 c\u1eed th\u00eam \u1ee9ng c\u1eed vi\u00ean ho\u1eb7c t\u1ed5 ch\u1ee9c \u0111\u1ec1 c\u1eed theo c\u01a1 ch\u1ebf \u0111\u01b0\u1ee3c c\u00f4ng ty quy \u0111\u1ecbnh tai Quy ch\u1ebf n\u1ed9i b\u1ed9 qu\u1ea3n tr\u1ecb c\u00f4ng ty. C\u01a1 ch\u1ebf Ban ki\u1ec3m so\u00e1t \u0111\u01b0\u01a1ng nhi\u1ec7m \u0111\u1ec1 c\u1eed \u1ee9ng vi\u00ean Ban ki\u1ec3m so\u00e1t ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 r\u00f5 r\u00e0ng v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua tr\u01b0\u1edbc khi ti\u1ebfn h\u00e0nh \u0111\u1ec1 c\u1eed.
\n6.\tKi\u1ec3m so\u00e1t vi\u00ean b\u1ecb mi\u1ec5n nhi\u1ec7m trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau:
\na.\tTh\u00e0nh vi\u00ean \u0111\u00f3 kh\u00f4ng c\u00f2n \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n l\u00e0m Ki\u1ec3m so\u00e1t vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y;
\nb.\tTh\u00e0nh vi\u00ean \u0111\u00f3 t\u1eeb ch\u1ee9c b\u1eb1ng m\u1ed9t v\u0103n b\u1ea3n th\u00f4ng b\u00e1o \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn tr\u1ee5 s\u1edf ch\u00ednh cho C\u00f4ng ty;
\nc.\tTh\u00e0nh vi\u00ean \u0111\u00f3 b\u1ecb r\u1ed1i lo\u1ea1n t\u00e2m th\u1ea7n v\u00e0 c\u00e1c th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a Ban ki\u1ec3m so\u00e1t c\u00f3 nh\u1eefng b\u1eb1ng ch\u1ee9ng chuy\u00ean m\u00f4n ch\u1ee9ng t\u1ecf ng\u01b0\u1eddi \u0111\u00f3 kh\u00f4ng c\u00f2n n\u0103ng l\u1ef1c h\u00e0nh vi;
\nd.\tTh\u00e0nh vi\u00ean \u0111\u00f3 v\u1eafng m\u1eb7t kh\u00f4ng tham d\u1ef1 c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a Ban ki\u1ec3m so\u00e1t li\u00ean t\u1ee5c trong v\u00f2ng s\u00e1u th\u00e1ng li\u00ean t\u1ee5c, v\u00e0 trong th\u1eddi gian n\u00e0y Ban ki\u1ec3m so\u00e1t kh\u00f4ng cho ph\u00e9p th\u00e0nh vi\u00ean \u0111\u00f3 v\u1eafng m\u1eb7t v\u00e0 \u0111\u00e3 ph\u00e1n quy\u1ebft r\u1eb1ng ch\u1ee9c v\u1ee5 c\u1ee7a ng\u01b0\u1eddi n\u00e0y b\u1ecb b\u1ecf tr\u1ed1ng;
\n7.\tKi\u1ec3m so\u00e1t vi\u00ean b\u1ecb b\u00e3i nhi\u1ec7m trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau:
\na.\tKh\u00f4ng ho\u00e0n th\u00e0nh nhi\u1ec7m v\u1ee5, c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng;
\nb.\tVi ph\u1ea1m nghi\u00eam tr\u1ecdng ho\u1eb7c vi ph\u1ea1m nhi\u1ec1u l\u1ea7n ngh\u0129a v\u1ee5 c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty;
\nc.\tTheo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\n\u0110i\u1ec1u 37. Ban ki\u1ec3m so\u00e1t
\n1.\tC\u00f4ng ty ph\u1ea3i c\u00f3 Ban ki\u1ec3m so\u00e1t v\u00e0 Ban ki\u1ec3m so\u00e1t s\u1ebd c\u00f3 quy\u1ec1n h\u1ea1n v\u00e0 tr\u00e1ch nhi\u1ec7m theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 165 Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 \u0110i\u1ec1u l\u1ec7 n\u00e0y, ch\u1ee7 y\u1ebfu l\u00e0 nh\u1eefng quy\u1ec1n h\u1ea1n v\u00e0 tr\u00e1ch nhi\u1ec7m sau \u0111\u00e2y:
\na.\t\u0110\u1ec1 xu\u1ea5t v\u00e0 ki\u1ebfn ngh\u1ecb \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u00ea chu\u1ea9n C\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadpki\u1ec3m to\u00e1n B\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a C\u00f4ng ty;
\nb.\tTh\u1ea3o lu\u1eadn v\u1edbi ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed9c l\u1eadp v\u1ec1 t\u00ednh ch\u1ea5t v\u00e0 ph\u1ea1m vi ki\u1ec3m to\u00e1n tr\u01b0\u1edbc khi b\u1eaft \u0111\u1ea7u vi\u1ec7c ki\u1ec3m to\u00e1n;
\nc.\tXin \u00fd ki\u1ebfn t\u01b0 v\u1ea5n chuy\u00ean nghi\u1ec7p \u0111\u1ed9c l\u1eadp ho\u1eb7c t\u01b0 v\u1ea5n v\u1ec1 ph\u00e1p l\u00fd v\u00e0 \u0111\u1ea3m b\u1ea3o s\u1ef1 tham gia c\u1ee7a nh\u1eefng chuy\u00ean gia b\u00ean ngo\u00e0i c\u00f4ng ty v\u1edbi kinh nghi\u1ec7m tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n ph\u00f9 h\u1ee3p v\u00e0o c\u00f4ng vi\u1ec7c c\u1ee7a C\u00f4ng ty n\u1ebfu th\u1ea5y c\u1ea7n thi\u1ebft;
\nd.\tKi\u1ec3m tra c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m, s\u00e1u th\u00e1ng v\u00e0 h\u00e0ng qu\u00fd tr\u01b0\u1edbc khi \u0111\u1ec7 tr\u00ecnh H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;
\ne.\tTh\u1ea3o lu\u1eadn v\u1ec1 nh\u1eefng v\u1ea5n \u0111\u1ec1 kh\u00f3 kh\u0103n v\u00e0 t\u1ed3n t\u1ea1i ph\u00e1t hi\u1ec7n t\u1eeb c\u00e1c k\u1ebft qu\u1ea3 ki\u1ec3m to\u00e1n gi\u1eefa k\u1ef3 ho\u1eb7c cu\u1ed1i k\u1ef3 c\u0169ng nh\u01b0 m\u1ecdi v\u1ea5n \u0111\u1ec1 m\u00e0 ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed9c l\u1eadp mu\u1ed1n b\u00e0n b\u1ea1c;
\nf.\tXem x\u00e9t th\u01b0 qu\u1ea3n l\u00fd c\u1ee7a ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed9c l\u1eadp v\u00e0 \u00fd ki\u1ebfn ph\u1ea3n h\u1ed3i c\u1ee7a ban qu\u1ea3n l\u00fd C\u00f4ng ty;
\ng.\tXem x\u00e9t b\u00e1o c\u00e1o c\u1ee7a C\u00f4ng ty v\u1ec1 c\u00e1c h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 tr\u01b0\u1edbc khi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn; v\u00e0
\nh.\tXem x\u00e9t nh\u1eefng k\u1ebft qu\u1ea3 \u0111i\u1ec1u tra n\u1ed9i b\u1ed9 v\u00e0 \u00fd ki\u1ebfn ph\u1ea3n h\u1ed3i c\u1ee7a ban qu\u1ea3n l\u00fd.
\ni.\tCh\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc c\u1ed5 \u0111\u00f4ng v\u1ec1 ho\u1ea1t \u0111\u1ed9ng gi\u00e1m s\u00e1t c\u1ee7a m\u00ecnh;
\nj.\tTr\u01b0\u1eddng h\u1ee3p ph\u00e1t hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt ho\u1eb7c vi ph\u1ea1m \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p kh\u00e1c, ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1edbi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong v\u00f2ng b\u1ed1n m\u01b0\u01a1i t\u00e1m (48) gi\u1edd, y\u00eau c\u1ea7u ng\u01b0\u1eddi c\u00f3 h\u00e0nh vi vi ph\u1ea1m ch\u1ea5m d\u1ee9t vi ph\u1ea1m v\u00e0 c\u00f3 gi\u1ea3i ph\u00e1p kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3;
\nk.\tC\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 c\u00e1c quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 c\u1ee7a C\u00f4ng ty.
\n2.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p kh\u00e1c ph\u1ea3i cung c\u1ea5p t\u1ea5t c\u1ea3 c\u00e1c th\u00f4ng tin v\u00e0 t\u00e0i li\u1ec7u li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty theo y\u00eau c\u1ea7u c\u1ee7a Ban ki\u1ec3m so\u00e1t. Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb C\u00f4ng ty ph\u1ea3i b\u1ea3o \u0111\u1ea3m r\u1eb1ng to\u00e0n b\u1ed9 b\u1ea3n sao ch\u1ee5p c\u00e1c th\u00f4ng tin t\u00e0i ch\u00ednh, c\u00e1c th\u00f4ng tin kh\u00e1c cung c\u1ea5p cho c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 b\u1ea3n sao c\u00e1c bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd ph\u1ea3i \u0111\u01b0\u1ee3c cung c\u1ea5p cho th\u00e0nh vi\u00ean Ban ki\u1ec3m so\u00e1t v\u00e0o c\u00f9ng th\u1eddi \u0111i\u1ec3m v\u00e0 theo ph\u01b0\u01a1ng th\u1ee9c nh\u01b0 \u0111\u1ed1i v\u1edbi cung c\u1ea5p cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n3.\tSau khi \u0111\u00e3 tham kh\u1ea3o \u00fd ki\u1ebfn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t c\u00f3 th\u1ec3 ban h\u00e0nh c\u00e1c quy \u0111\u1ecbnh v\u1ec1 c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a Ban ki\u1ec3m so\u00e1t v\u00e0 c\u00e1ch th\u1ee9c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a Ban ki\u1ec3m so\u00e1t. Ban ki\u1ec3m so\u00e1t ph\u1ea3i h\u1ecdp t\u1ed1i thi\u1ec3u hai l\u1ea7n m\u1ed9t n\u0103m v\u00e0 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean tham gia c\u00e1c cu\u1ed9c h\u1ecdp t\u1ed1i thi\u1ec3u l\u00e0 hai ng\u01b0\u1eddi.
\n4.\tTh\u00e0nh vi\u00ean Ban ki\u1ec3m so\u00e1t s\u1ebd \u0111\u01b0\u1ee3c h\u01b0\u1edfng th\u00f9 lao theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. Th\u00e0nh vi\u00ean c\u1ee7a Ban ki\u1ec3m so\u00e1t c\u0169ng s\u1ebd \u0111\u01b0\u1ee3c thanh to\u00e1n c\u00e1c kho\u1ea3n chi ph\u00ed \u0111i l\u1ea1i, kh\u00e1ch s\u1ea1n v\u00e0 c\u00e1c chi ph\u00ed ph\u00e1t sinh m\u1ed9t c\u00e1ch h\u1ee3p l\u00fd khi h\u1ecd tham gia c\u00e1c cu\u1ed9c h\u1ecdp c\u1ee7a Ban ki\u1ec3m so\u00e1t ho\u1eb7c li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a C\u00f4ng ty.<\/p>\n

CH\u01af\u01a0NG XI
\nQUY\u1ec0N \u0110I\u1ec0U TRA S\u1ed4 S\u00c1CH V\u00c0 H\u1ed2 S\u01a0 C\u00d4NG TY
\n\u0110i\u1ec1u 38. Quy\u1ec1n \u0111i\u1ec1u tra s\u1ed5 s\u00e1ch v\u00e0 h\u1ed3 s\u01a1
\n1.\tC\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng \u0111\u1ec1 c\u1eadp trong kho\u1ea3n 3 \u0110i\u1ec1u 24 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 36 \u0110i\u1ec1u l\u1ec7 n\u00e0y c\u00f3 quy\u1ec1n tr\u1ef1c ti\u1ebfp ho\u1eb7c qua lu\u1eadt s\u01b0 ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c u\u1ef7 quy\u1ec1n, g\u1eedi v\u0103n b\u1ea3n y\u00eau c\u1ea7u \u0111\u01b0\u1ee3c ki\u1ec3m tra trong gi\u1edd l\u00e0m vi\u1ec7c v\u00e0 t\u1ea1i \u0111\u1ecba \u0111i\u1ec3m kinh doanh ch\u00ednh c\u1ee7a c\u00f4ng ty danh s\u00e1ch c\u1ed5 \u0111\u00f4ng, c\u00e1c bi\u00ean b\u1ea3n h\u1ecdp c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 sao ch\u1ee5p ho\u1eb7c tr\u00edch l\u1ee5c c\u00e1c h\u1ed3 s\u01a1 \u0111\u00f3. Y\u00eau c\u1ea7u ki\u1ec3m tra do ph\u00eda lu\u1eadt s\u01b0 \u0111\u1ea1i di\u1ec7n ho\u1eb7c \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n kh\u00e1c c\u1ee7a c\u1ed5 \u0111\u00f4ng ph\u1ea3i k\u00e8m theo gi\u1ea5y u\u1ef7 quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng m\u00e0 ng\u01b0\u1eddi \u0111\u00f3 \u0111\u1ea1i di\u1ec7n ho\u1eb7c m\u1ed9t b\u1ea3n sao c\u00f4ng ch\u1ee9ng c\u1ee7a gi\u1ea5y u\u1ef7 quy\u1ec1n n\u00e0y.
\n2.\tTh\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd c\u00f3 quy\u1ec1n ki\u1ec3m tra s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng c\u1ee7a C\u00f4ng ty, danh s\u00e1ch c\u1ed5 \u0111\u00f4ng v\u00e0 nh\u1eefng s\u1ed5 s\u00e1ch v\u00e0 h\u1ed3 s\u01a1 kh\u00e1c c\u1ee7a C\u00f4ng ty v\u00ec nh\u1eefng m\u1ee5c \u0111\u00edch li\u00ean quan t\u1edbi ch\u1ee9c v\u1ee5 c\u1ee7a m\u00ecnh v\u1edbi \u0111i\u1ec1u ki\u1ec7n c\u00e1c th\u00f4ng tin n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c b\u1ea3o m\u1eadt.
\n3.\tC\u00f4ng ty s\u1ebd ph\u1ea3i l\u01b0u \u0110i\u1ec1u l\u1ec7 n\u00e0y v\u00e0 nh\u1eefng b\u1ea3n s\u1eeda \u0111\u1ed5i b\u1ed5 sung \u0110i\u1ec1u l\u1ec7, Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u00e1c quy ch\u1ebf, c\u00e1c t\u00e0i li\u1ec7u ch\u1ee9ng minh quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n, bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, c\u00e1c b\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m, s\u1ed5 s\u00e1ch k\u1ebf to\u00e1n v\u00e0 b\u1ea5t c\u1ee9 gi\u1ea5y t\u1edd n\u00e0o kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh ho\u1eb7c m\u1ed9t n\u01a1i kh\u00e1c v\u1edbi \u0111i\u1ec1u ki\u1ec7n l\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng v\u00e0 c\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o v\u1ec1 \u0111\u1ecba \u0111i\u1ec3m l\u01b0u tr\u1eef c\u00e1c gi\u1ea5y t\u1edd n\u00e0y.
\n4.\t\u0110i\u1ec1u l\u1ec7 C\u00f4ng ty s\u1ebd \u0111\u01b0\u1ee3c c\u1ea5p cho c\u1ed5 \u0111\u00f4ng m\u1ed9t b\u1ea3n mi\u1ec5n ph\u00ed theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty.<\/p>\n

CH\u01af\u01a0NG XII
\n C\u00d4NG NH\u00c2N VI\u00caN V\u00c0 C\u00d4NG \u0110O\u00c0N
\n\u0110i\u1ec1u 39. C\u00f4ng nh\u00e2n vi\u00ean v\u00e0 c\u00f4ng \u0111o\u00e0n
\nT\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ph\u1ea3i l\u1eadp k\u1ebf ho\u1ea1ch \u0111\u1ec3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn vi\u1ec7c tuy\u1ec3n d\u1ee5ng, lao \u0111\u1ed9ng, bu\u1ed9c th\u00f4i vi\u1ec7c, l\u01b0\u01a1ng b\u1ed5ng, b\u1ea3o hi\u1ec3m x\u00e3 h\u1ed9i, ph\u00fac l\u1ee3i, khen th\u01b0\u1edfng v\u00e0 k\u1ef7 lu\u1eadt \u0111\u1ed1i v\u1edbi c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd v\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng c\u0169ng nh\u01b0 nh\u1eefng m\u1ed1i quan h\u1ec7 c\u1ee7a C\u00f4ng ty v\u1edbi c\u00e1c t\u1ed5 ch\u1ee9c c\u00f4ng \u0111o\u00e0n \u0111\u01b0\u1ee3c c\u00f4ng nh\u1eadn theo c\u00e1c chu\u1ea9n m\u1ef1c, th\u00f4ng l\u1ec7 v\u00e0 ch\u00ednh s\u00e1ch qu\u1ea3n l\u00fd t\u1ed1t nh\u1ea5t, nh\u1eefng th\u00f4ng l\u1ec7 v\u00e0 ch\u00ednh s\u00e1ch quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 n\u00e0y, c\u00e1c quy ch\u1ebf c\u1ee7a C\u00f4ng ty v\u00e0 quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh.<\/p>\n

CH\u01af\u01a0NG XIII
\nPH\u00c2N PH\u1ed0I L\u1ee2I NHU\u1eacN
\n\u0110i\u1ec1u 40. Ph\u00e2n ph\u1ed1i l\u1ee3i nhu\u1eadn
\n1.\tTheo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, c\u1ed5 t\u1ee9c s\u1ebd \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 v\u00e0 chi tr\u1ea3 c\u0103n c\u1ee9 v\u00e0o s\u1ed1 l\u1ee3i nhu\u1eadn r\u00f2ng \u0111\u00e3 th\u1ef1c hi\u1ec7n v\u00e0 kho\u1ea3n chi tr\u1ea3 c\u1ed5 t\u1ee9c \u0111\u01b0\u1ee3c tr\u00edch t\u1eeb ngu\u1ed3n l\u1ee3i nhu\u1eadn gi\u1eef l\u1ea1i c\u1ee7a C\u00f4ng ty nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c v\u01b0\u1ee3t qu\u00e1 m\u1ee9c do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec1 xu\u1ea5t sau khi \u0111\u00e3 \u0111\u01b0\u1ee3c s\u1ef1 th\u00f4ng qua c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. C\u00f4ng ty ch\u1ec9 \u0111\u01b0\u1ee3c tr\u1ea3 c\u1ed5 t\u1ee9c c\u1ee7a c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng khi c\u00f3 \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:
\na.\tC\u00f4ng ty \u0111\u00e3 ho\u00e0n th\u00e0nh ngh\u0129a v\u1ee5 thu\u1ebf v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;
\nb.\t\u0110\u00e3 tr\u00edch l\u1eadp c\u00e1c qu\u1ef9 C\u00f4ng ty v\u00e0 b\u00f9 \u0111\u1eafp \u0111\u1ee7 l\u1ed7 tr\u01b0\u1edbc \u0111\u00f3 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;
\nc.\tNgay sau khi tr\u1ea3 h\u1ebft s\u1ed1 c\u1ed5 t\u1ee9c \u0111\u00e3 \u0111\u1ecbnh, C\u00f4ng ty v\u1eabn b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c \u0111\u1ebfn h\u1ea1n.
\n2.\tTheo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 quy\u1ebft \u0111\u1ecbnh thanh to\u00e1n c\u1ed5 t\u1ee9c gi\u1eefa k\u1ef3 n\u1ebfu x\u00e9t th\u1ea5y vi\u1ec7c chi tr\u1ea3 n\u00e0y ph\u00f9 h\u1ee3p v\u1edbi kh\u1ea3 n\u0103ng sinh l\u1eddi c\u1ee7a C\u00f4ng ty.
\n3.\tC\u00f4ng ty kh\u00f4ng tr\u1ea3 l\u00e3i cho kho\u1ea3n ti\u1ec1n tr\u1ea3 c\u1ed5 t\u1ee9c hay kho\u1ea3n ti\u1ec1n chi tr\u1ea3 li\u00ean quan t\u1edbi m\u1ed9t lo\u1ea1i c\u1ed5 phi\u1ebfu.
\n4.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 \u0111\u1ec1 ngh\u1ecb \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua vi\u1ec7c thanh to\u00e1n to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n c\u1ed5 t\u1ee9c b\u1eb1ng nh\u1eefng t\u00e0i s\u1ea3n c\u1ee5 th\u1ec3 (nh\u01b0 c\u1ed5 phi\u1ebfu ho\u1eb7c tr\u00e1i phi\u1ebfu \u0111\u00e3 \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 do c\u00f4ng ty kh\u00e1c ph\u00e1t h\u00e0nh) v\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 c\u01a1 quan th\u1ef1c thi ngh\u1ecb quy\u1ebft n\u00e0y.
\n5.\tTr\u01b0\u1eddng h\u1ee3p c\u1ed5 t\u1ee9c hay nh\u1eefng kho\u1ea3n ti\u1ec1n kh\u00e1c li\u00ean quan t\u1edbi m\u1ed9t lo\u1ea1i c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c chi tr\u1ea3 b\u1eb1ng ti\u1ec1n m\u1eb7t, C\u00f4ng ty s\u1ebd ph\u1ea3i chi tr\u1ea3 b\u1eb1ng ti\u1ec1n \u0111\u1ed3ng Vi\u1ec7t Nam v\u00e0 c\u00f3 th\u1ec3 thanh to\u00e1n b\u1eb1ng s\u00e9c ho\u1eb7c l\u1ec7nh tr\u1ea3 ti\u1ec1n g\u1eedi qua b\u01b0u \u0111i\u1ec7n t\u1edbi \u0111\u1ecba ch\u1ec9 \u0111\u00e3 \u0111\u0103ng k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng th\u1ee5 h\u01b0\u1edfng v\u00e0 tr\u01b0\u1eddng h\u1ee3p c\u00f3 r\u1ee7i ro ph\u00e1t sinh (t\u1eeb \u0111\u1ecba ch\u1ec9 \u0111\u00e3 \u0111\u0103ng k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng) th\u00ec c\u1ed5 \u0111\u00f4ng \u0111\u00f3 ph\u1ea3i ch\u1ecbu. Ngo\u00e0i ra, c\u00e1c kho\u1ea3n ti\u1ec1n tr\u1ea3 c\u1ed5 t\u1ee9c ho\u1eb7c c\u00e1c kho\u1ea3n ti\u1ec1n kh\u00e1c \u0111\u01b0\u1ee3c chi tr\u1ea3 b\u1eb1ng ti\u1ec1n m\u1eb7t li\u00ean quan t\u1edbi m\u1ed9t lo\u1ea1i c\u1ed5 phi\u1ebfu c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c chi tr\u1ea3 b\u1eb1ng chuy\u1ec3n kho\u1ea3n ng\u00e2n h\u00e0ng khi C\u00f4ng ty \u0111\u00e3 c\u00f3 th\u00f4ng tin chi ti\u1ebft v\u1ec1 ng\u00e2n h\u00e0ng c\u1ee7a c\u1ed5 \u0111\u00f4ng nh\u1eb1m cho ph\u00e9p C\u00f4ng ty th\u1ef1c hi\u1ec7n \u0111\u01b0\u1ee3c vi\u1ec7c chuy\u1ec3n kho\u1ea3n tr\u1ef1c ti\u1ebfp v\u00e0o t\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng c\u1ee7a c\u1ed5 \u0111\u00f4ng. Tr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty \u0111\u00e3 chuy\u1ec3n kho\u1ea3n theo \u0111\u00fang c\u00e1c th\u00f4ng tin chi ti\u1ebft v\u1ec1 ng\u00e2n h\u00e0ng do c\u1ed5 \u0111\u00f4ng cung c\u1ea5p m\u00e0 c\u1ed5 \u0111\u00f4ng \u0111\u00f3 kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c ti\u1ec1n, C\u00f4ng ty kh\u00f4ng ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 kho\u1ea3n ti\u1ec1n C\u00f4ng ty chuy\u1ec3n cho c\u1ed5 \u0111\u00f4ng th\u1ee5 h\u01b0\u1edfng. Vi\u1ec7c thanh to\u00e1n c\u1ed5 t\u1ee9c \u0111\u1ed1i v\u1edbi c\u00e1c c\u1ed5 phi\u1ebfu ni\u00eam y\u1ebft t\u1ea1i S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh th\u00f4ng qua C\u00f4ng ty ch\u1ee9ng kho\u00e1n ho\u1eb7c Trung t\u00e2m L\u01b0u k\u00fd.
\n6.\tTr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 quy\u1ebft \u0111\u1ecbnh v\u00e0 th\u00f4ng b\u00e1o r\u1eb1ng nh\u1eefng ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng \u0111\u01b0\u1ee3c nh\u1eadn c\u1ed5 t\u1ee9c b\u1eb1ng c\u00e1c c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng thay cho c\u1ed5 t\u1ee9c b\u1eb1ng ti\u1ec1n m\u1eb7t. C\u00e1c c\u1ed5 ph\u1ea7n b\u1ed5 sung \u0111\u1ec3 tr\u1ea3 c\u1ed5 t\u1ee9c n\u00e0y \u0111\u01b0\u1ee3c ghi l\u00e0 nh\u1eefng c\u1ed5 ph\u1ea7n \u0111\u00e3 thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 ti\u1ec1n mua tr\u00ean c\u01a1 s\u1edf gi\u00e1 tr\u1ecb c\u1ee7a c\u00e1c c\u1ed5 ph\u1ea7n tr\u1ea3 c\u1ed5 t\u1ee9c ph\u1ea3i t\u01b0\u01a1ng \u0111\u01b0\u01a1ng v\u1edbi s\u1ed1 ti\u1ec1n m\u1eb7t tr\u1ea3 c\u1ed5 t\u1ee9c.
\n7.\tC\u0103n c\u1ee9 Lu\u1eadt Doanh nghi\u1ec7p, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft quy \u0111\u1ecbnh m\u1ed9t ng\u00e0y c\u1ee5 th\u1ec3 \u0111\u1ec3 ch\u1ed1t danh s\u00e1ch c\u1ed5 \u0111\u00f4ng. C\u0103n c\u1ee9 theo ng\u00e0y \u0111\u00f3, nh\u1eefng ng\u01b0\u1eddi \u0111\u0103ng k\u00fd v\u1edbi t\u01b0 c\u00e1ch c\u1ed5 \u0111\u00f4ng ho\u1eb7c ng\u01b0\u1eddi s\u1edf h\u1eefu c\u00e1c ch\u1ee9ng kho\u00e1n kh\u00e1c \u0111\u01b0\u1ee3c quy\u1ec1n nh\u1eadn c\u1ed5 t\u1ee9c, l\u00e3i su\u1ea5t, ph\u00e2n chia l\u1ee3i nhu\u1eadn, nh\u1eadn c\u1ed5 phi\u1ebfu, nh\u1eadn th\u00f4ng b\u00e1o ho\u1eb7c t\u00e0i li\u1ec7u kh\u00e1c.
\n\u0110i\u1ec1u 41. C\u00e1c v\u1ea5n \u0111\u1ec1 kh\u00e1c li\u00ean quan \u0111\u1ebfn ph\u00e2n ph\u1ed1i l\u1ee3i nhu\u1eadn
\nC\u00e1c v\u1ea5n \u0111\u1ec1 kh\u00e1c li\u00ean quan \u0111\u1ebfn ph\u00e2n ph\u1ed1i l\u1ee3i nhu\u1eadn \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n

CH\u01af\u01a0NG XIV
\nT\u00c0I KHO\u1ea2N NG\u00c2N H\u00c0NG, QU\u1ef8 D\u1ef0 TR\u1eee,
\nN\u0102M T\u00c0I CH\u00cdNH V\u00c0 H\u1ec6 TH\u1ed0NG K\u1ebe TO\u00c1N
\n\u0110i\u1ec1u 42. T\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng
\n1.\tC\u00f4ng ty s\u1ebd m\u1edf t\u00e0i kho\u1ea3n t\u1ea1i c\u00e1c ng\u00e2n h\u00e0ng Vi\u1ec7t Nam ho\u1eb7c t\u1ea1i c\u00e1c ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i \u0111\u01b0\u1ee3c ph\u00e9p ho\u1ea1t \u0111\u1ed9ng t\u1ea1i Vi\u1ec7t Nam.
\n2.\tTheo s\u1ef1 ch\u1ea5p thu\u1eadn tr\u01b0\u1edbc c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n, trong tr\u01b0\u1eddng h\u1ee3p c\u1ea7n thi\u1ebft, C\u00f4ng ty c\u00f3 th\u1ec3 m\u1edf t\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng \u1edf n\u01b0\u1edbc ngo\u00e0i theo c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.
\n3.\tC\u00f4ng ty s\u1ebd ti\u1ebfn h\u00e0nh t\u1ea5t c\u1ea3 c\u00e1c kho\u1ea3n thanh to\u00e1n v\u00e0 giao d\u1ecbch k\u1ebf to\u00e1n th\u00f4ng qua c\u00e1c t\u00e0i kho\u1ea3n ti\u1ec1n Vi\u1ec7t Nam ho\u1eb7c ngo\u1ea1i t\u1ec7 t\u1ea1i c\u00e1c ng\u00e2n h\u00e0ng m\u00e0 C\u00f4ng ty m\u1edf t\u00e0i kho\u1ea3n.
\n\u0110i\u1ec1u 43. N\u0103m t\u00e0i ch\u00ednh
\nN\u0103m t\u00e0i ch\u00ednh c\u1ee7a C\u00f4ng ty b\u1eaft \u0111\u1ea7u t\u1eeb ng\u00e0y \u0111\u1ea7u ti\u00ean c\u1ee7a th\u00e1ng M\u1ed9t h\u00e0ng n\u0103m v\u00e0 k\u1ebft th\u00fac v\u00e0o ng\u00e0y th\u1ee9 31 c\u1ee7a th\u00e1ng 12 c\u00f9ng n\u0103m. N\u0103m t\u00e0i ch\u00ednh \u0111\u1ea7u ti\u00ean b\u1eaft \u0111\u1ea7u t\u1eeb ng\u00e0y c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p (ho\u1eb7c gi\u1ea5y ph\u00e9p kinh doanh \u0111\u1ed1i v\u1edbi nh\u1eefng ng\u00e0nh, ngh\u1ec1 kinh doanh c\u00f3 \u0111i\u1ec1u ki\u1ec7n) v\u00e0 k\u1ebft th\u00fac v\u00e0o ng\u00e0y th\u1ee9 31 c\u1ee7a th\u00e1ng 12 ngay sau ng\u00e0y c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd kinh doanh (gi\u1ea5y ph\u00e9p kinh doanh) \u0111\u00f3. C\u00f4ng ty ph\u1ea3i l\u1eadp v\u00e0 C\u00f4ng b\u1ed1 b\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean theo c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 Ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n.
\n\u0110i\u1ec1u 44. Ch\u1ebf \u0111\u1ed9 k\u1ebf to\u00e1n
\n1.\tH\u1ec7 th\u1ed1ng k\u1ebf to\u00e1n C\u00f4ng ty s\u1eed d\u1ee5ng l\u00e0 H\u1ec7 th\u1ed1ng K\u1ebf to\u00e1n Vi\u1ec7t Nam (VAS) ho\u1eb7c h\u1ec7 th\u1ed1ng k\u1ebf to\u00e1n kh\u00e1c \u0111\u01b0\u1ee3c B\u1ed9 T\u00e0i ch\u00ednh ch\u1ea5p thu\u1eadn.
\n2.\tC\u00f4ng ty l\u1eadp s\u1ed5 s\u00e1ch k\u1ebf to\u00e1n b\u1eb1ng ti\u1ebfng Vi\u1ec7t. C\u00f4ng ty s\u1ebd l\u01b0u gi\u1eef h\u1ed3 s\u01a1 k\u1ebf to\u00e1n theo lo\u1ea1i h\u00ecnh c\u1ee7a c\u00e1c ho\u1ea1t \u0111\u1ed9ng kinh doanh m\u00e0 C\u00f4ng ty tham gia. Nh\u1eefng h\u1ed3 s\u01a1 n\u00e0y ph\u1ea3i ch\u00ednh x\u00e1c, c\u1eadp nh\u1eadt, c\u00f3 h\u1ec7 th\u1ed1ng v\u00e0 ph\u1ea3i \u0111\u1ee7 \u0111\u1ec3 ch\u1ee9ng minh v\u00e0 gi\u1ea3i tr\u00ecnh c\u00e1c giao d\u1ecbch c\u1ee7a C\u00f4ng ty.
\n3.\tC\u00f4ng ty s\u1eed d\u1ee5ng \u0111\u1ed3ng Vi\u1ec7t Nam l\u00e0m \u0111\u01a1n v\u1ecb ti\u1ec1n t\u1ec7 d\u00f9ng trong k\u1ebf to\u00e1n.<\/p>\n

CH\u01af\u01a0NG XV
\nB\u00c1O C\u00c1O TH\u01af\u1edcNG NI\u00caN, TR\u00c1CH NHI\u1ec6M C\u00d4NG B\u1ed0 TH\u00d4NG TIN, TH\u00d4NG B\u00c1O RA C\u00d4NG CH\u00daNG
\n\u0110i\u1ec1u 45. B\u00e1o c\u00e1o h\u00e0ng n\u0103m, s\u00e1u th\u00e1ng v\u00e0 h\u00e0ng qu\u00fd
\n1.\tC\u00f4ng ty ph\u1ea3i l\u1eadp b\u1ea3n b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u0169ng nh\u01b0 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc v\u00e0 b\u00e1o c\u00e1o ph\u1ea3i \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 46 c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y, v\u00e0 trong th\u1eddi h\u1ea1n ch\u00edn m\u01b0\u01a1i ng\u00e0y k\u1ec3 t\u1eeb khi k\u1ebft th\u00fac m\u1ed7i n\u0103m t\u00e0i ch\u00ednh, ph\u1ea3i n\u1ed9p b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua cho c\u01a1 quan thu\u1ebf c\u00f3 th\u1ea9m quy\u1ec1n, U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n v\u00e0 c\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh.
\n2.\tB\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m ph\u1ea3i bao g\u1ed3m b\u00e1o c\u00e1o k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng s\u1ea3n xu\u1ea5t kinh doanh ph\u1ea3n \u00e1nh m\u1ed9t c\u00e1ch trung th\u1ef1c v\u00e0 kh\u00e1ch quan t\u00ecnh h\u00ecnh v\u1ec1 l\u00e3i v\u00e0 l\u1ed7 c\u1ee7a C\u00f4ng ty trong n\u0103m t\u00e0i ch\u00ednh v\u00e0 b\u1ea3ng c\u00e2n \u0111\u1ed1i k\u1ebf to\u00e1n ph\u1ea3n \u00e1nh m\u1ed9t c\u00e1ch trung th\u1ef1c v\u00e0 kh\u00e1ch quan t\u00ecnh h\u00ecnh c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty cho \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m l\u1eadp b\u00e1o c\u00e1o, b\u00e1o c\u00e1o l\u01b0u chuy\u1ec3n ti\u1ec1n t\u1ec7 v\u00e0 thuy\u1ebft minh b\u00e1o c\u00e1o t\u00e0i ch\u00ednh. Tr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty l\u00e0 m\u1ed9t c\u00f4ng ty m\u1eb9, ngo\u00e0i b\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m c\u00f2n ph\u1ea3i bao g\u1ed3m b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t v\u1ec1 t\u00ecnh h\u00ecnh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty v\u00e0 c\u00e1c c\u00f4ng ty con v\u00e0o cu\u1ed1i m\u1ed7i n\u0103m t\u00e0i ch\u00ednh.
\nC\u00f4ng ty ph\u1ea3i l\u1eadp v\u00e0 c\u00f4ng b\u1ed1 th\u00f4ng tin c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh ki\u1ec3m to\u00e1n h\u00e0ng n\u0103m, s\u00e1u th\u00e1ng v\u00e0 h\u00e0ng qu\u00fd theo c\u00e1c quy \u0111\u1ecbnh c\u1ee7a U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc v\u00e0 S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n, \u0111\u1ed3ng th\u1eddi ph\u1ea3i c\u00f4ng b\u1ed1 c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh \u0111\u00f3 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a C\u00f4ng ty. C\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m v\u00e0 c\u00e1c t\u00e0i li\u1ec7u b\u1ed5 tr\u1ee3 kh\u00e1c ph\u1ea3i \u0111\u01b0\u1ee3c n\u1ed9p cho c\u01a1 quan thu\u1ebf h\u1eefu quan v\u00e0 c\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p.
\n3.\tC\u00e1c t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n quan t\u00e2m \u0111\u1ec1u \u0111\u01b0\u1ee3c quy\u1ec1n ki\u1ec3m tra ho\u1eb7c sao ch\u1ee5p b\u1ea3n b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n, b\u00e1o c\u00e1o s\u00e1u th\u00e1ng v\u00e0 h\u00e0ng qu\u00fd trong gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a C\u00f4ng ty, t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a C\u00f4ng ty v\u00e0 ph\u1ea3i tr\u1ea3 m\u1ed9t m\u1ee9c ph\u00ed h\u1ee3p l\u00fd cho vi\u1ec7c sao ch\u1ee5p.
\n\u0110i\u1ec1u 46. B\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean
\nC\u00f4ng ty ph\u1ea3i l\u1eadp v\u00e0 c\u00f4ng b\u1ed1 B\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean theo c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. <\/p>\n

CH\u01af\u01a0NG XVI
\nKI\u1ec2M TO\u00c1N C\u00d4NG TY
\n\u0110i\u1ec1u 47. Ki\u1ec3m to\u00e1n
\n1.\t\u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean s\u1ebd ch\u1ec9 \u0111\u1ecbnh m\u1ed9t c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp ho\u1eb7c th\u00f4ng qua danh s\u00e1ch c\u00e1c c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp, ho\u1ea1t \u0111\u1ed9ng h\u1ee3p ph\u00e1p t\u1ea1i Vi\u1ec7t Nam v\u00e0 \u0111\u01b0\u1ee3c U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc ch\u1ea5p thu\u1eadn ki\u1ec3m to\u00e1n cho c\u00e1c C\u00f4ng ty ni\u00eam y\u1ebft, v\u00e0 \u1ee7y quy\u1ec1n cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh l\u1ef1a ch\u1ecdn m\u1ed9t trong s\u1ed1 c\u00e1c \u0111\u01a1n v\u1ecb n\u00e0y, ti\u1ebfn h\u00e0nh c\u00e1c ho\u1ea1t \u0111\u1ed9ng ki\u1ec3m to\u00e1n C\u00f4ng ty cho n\u0103m t\u00e0i ch\u00ednh ti\u1ebfp theo d\u1ef1a tr\u00ean nh\u1eefng \u0111i\u1ec1u kho\u1ea3n v\u00e0 \u0111i\u1ec1u ki\u1ec7n tho\u1ea3 thu\u1eadn v\u1edbi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n2.\tC\u00f4ng ty s\u1ebd ph\u1ea3i chu\u1ea9n b\u1ecb v\u00e0 g\u1eedi b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m cho C\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp sau khi k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh.
\n3.\tC\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp ki\u1ec3m tra, x\u00e1c nh\u1eadn v\u00e0 b\u00e1o c\u00e1o v\u1ec1 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u00e0ng n\u0103m cho bi\u1ebft c\u00e1c kho\u1ea3n thu chi c\u1ee7a C\u00f4ng ty, l\u1eadp b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n v\u00e0 tr\u00ecnh b\u00e1o c\u00e1o \u0111\u00f3 cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong v\u00f2ng hai th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh. C\u00e1c nh\u00e2n vi\u00ean c\u1ee7a c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp th\u1ef1c hi\u1ec7n vi\u1ec7c ki\u1ec3m to\u00e1n cho C\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc ch\u1ea5p thu\u1eadn.
\n4.\tM\u1ed9t b\u1ea3n sao c\u1ee7a b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n s\u1ebd ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u00ednh k\u00e8m v\u1edbi m\u1ed7i b\u1ea3n b\u00e1o c\u00e1o k\u1ebf to\u00e1n h\u00e0ng n\u0103m c\u1ee7a C\u00f4ng ty.
\n5.\tKi\u1ec3m to\u00e1n vi\u00ean th\u1ef1c hi\u1ec7n vi\u1ec7c ki\u1ec3m to\u00e1n C\u00f4ng ty s\u1ebd \u0111\u01b0\u1ee3c ph\u00e9p tham d\u1ef1 m\u1ecdi cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 \u0111\u01b0\u1ee3c quy\u1ec1n nh\u1eadn c\u00e1c th\u00f4ng b\u00e1o v\u00e0 c\u00e1c th\u00f4ng tin kh\u00e1c li\u00ean quan \u0111\u1ebfn cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng m\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c quy\u1ec1n nh\u1eadn v\u00e0 \u0111\u01b0\u1ee3c ph\u00e1t bi\u1ec3u \u00fd ki\u1ebfn t\u1ea1i \u0111\u1ea1i h\u1ed9i v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 c\u00f3 li\u00ean quan \u0111\u1ebfn ki\u1ec3m to\u00e1n.<\/p>\n

CH\u01af\u01a0NG XVII
\nCON D\u1ea4U
\n\u0110i\u1ec1u 48. Con d\u1ea5u
\n1.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd quy\u1ebft \u0111\u1ecbnh s\u1ed1 l\u01b0\u1ee3ng, h\u00ecnh th\u1ee9c, n\u1ed9i dung v\u00e0 m\u1eabu con d\u1ea5u ch\u00ednh th\u1ee9c c\u1ee7a C\u00f4ng ty, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 con d\u1ea5u \u0111\u01b0\u1ee3c kh\u1eafc, \u0111\u0103ng k\u00fd theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p.
\n2.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh s\u1eed d\u1ee5ng v\u00e0 qu\u1ea3n l\u00fd con d\u1ea5u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh.
\nCH\u01af\u01a0NG XVIII
\nCH\u1ea4M D\u1ee8T HO\u1ea0T \u0110\u1ed8NG V\u00c0 THANH L\u00dd
\n\u0110i\u1ec1u 49. Ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng
\n1.\tC\u00f4ng ty c\u00f3 th\u1ec3 b\u1ecb gi\u1ea3i th\u1ec3 ho\u1eb7c ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng trong nh\u1eefng tr\u01b0\u1eddng h\u1ee3p sau:
\na.\tKhi k\u1ebft th\u00fac th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty, k\u1ec3 c\u1ea3 sau khi \u0111\u00e3 gia h\u1ea1n;
\nb.\tTo\u00e0 \u00e1n tuy\u00ean b\u1ed1 C\u00f4ng ty ph\u00e1 s\u1ea3n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt hi\u1ec7n h\u00e0nh;
\nc.\tGi\u1ea3i th\u1ec3 tr\u01b0\u1edbc th\u1eddi h\u1ea1n theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.
\nd.\tC\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh.
\n2.\tVi\u1ec7c gi\u1ea3i th\u1ec3 C\u00f4ng ty tr\u01b0\u1edbc th\u1eddi h\u1ea1n (k\u1ec3 c\u1ea3 th\u1eddi h\u1ea1n \u0111\u00e3 gia h\u1ea1n) do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u1ef1c hi\u1ec7n. Quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 n\u00e0y ph\u1ea3i th\u00f4ng b\u00e1o hay xin ch\u1ea5p thu\u1eadn c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n (n\u1ebfu b\u1eaft bu\u1ed9c) theo quy \u0111\u1ecbnh.
\n\u0110i\u1ec1u 50. Tr\u01b0\u1eddng h\u1ee3p b\u1ebf t\u1eafc gi\u1eefa c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u1ed5 \u0111\u00f4ng
\nTr\u1eeb khi \u0110i\u1ec1u l\u1ec7 n\u00e0y c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, c\u00e1c c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef m\u1ed9t n\u1eeda s\u1ed1 c\u1ed5 phi\u1ebfu \u0111ang l\u01b0u h\u00e0nh c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft trong b\u1ea7u c\u1eed th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n \u0111\u1ec7 \u0111\u01a1n khi\u1ebfu n\u1ea1i t\u1edbi to\u00e0 \u0111\u1ec3 y\u00eau c\u1ea7u gi\u1ea3i th\u1ec3 theo m\u1ed9t hay m\u1ed9t s\u1ed1 c\u00e1c c\u0103n c\u1ee9 sau:
\n1.\tC\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng th\u1ed1ng nh\u1ea5t trong qu\u1ea3n l\u00fd c\u00e1c c\u00f4ng vi\u1ec7c c\u1ee7a C\u00f4ng ty d\u1eabn \u0111\u1ebfn t\u00ecnh tr\u1ea1ng kh\u00f4ng \u0111\u1ea1t \u0111\u01b0\u1ee3c s\u1ed1 phi\u1ebfu c\u1ea7n thi\u1ebft theo quy \u0111\u1ecbnh \u0111\u1ec3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1ea1t \u0111\u1ed9ng.
\n2.\tC\u00e1c c\u1ed5 \u0111\u00f4ng kh\u00f4ng th\u1ed1ng nh\u1ea5t n\u00ean kh\u00f4ng th\u1ec3 \u0111\u1ea1t \u0111\u01b0\u1ee3c s\u1ed1 phi\u1ebfu c\u1ea7n thi\u1ebft theo quy \u0111\u1ecbnh \u0111\u1ec3 ti\u1ebfn h\u00e0nh b\u1ea7u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n3.\tC\u00f3 s\u1ef1 b\u1ea5t \u0111\u1ed3ng trong n\u1ed9i b\u1ed9 v\u00e0 hai ho\u1eb7c nhi\u1ec1u phe c\u00e1nh c\u1ed5 \u0111\u00f4ng b\u1ecb chia r\u1ebd khi\u1ebfn cho vi\u1ec7c gi\u1ea3i th\u1ec3 s\u1ebd l\u00e0 ph\u01b0\u01a1ng \u00e1n c\u00f3 l\u1ee3i h\u01a1n c\u1ea3 cho to\u00e0n th\u1ec3 c\u1ed5 \u0111\u00f4ng.
\n\u0110i\u1ec1u 51. Gia h\u1ea1n ho\u1ea1t \u0111\u1ed9ng
\n1.\tH\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u00edt nh\u1ea5t b\u1ea3y th\u00e1ng tr\u01b0\u1edbc khi k\u1ebft th\u00fac th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng \u0111\u1ec3 c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 bi\u1ec3u quy\u1ebft v\u1ec1 vi\u1ec7c gia h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty th\u00eam m\u1ed9t th\u1eddi gian theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.
\n2.\tTh\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng s\u1ebd \u0111\u01b0\u1ee3c gia h\u1ea1n th\u00eam khi c\u00f3 t\u1eeb 65% tr\u1edf l\u00ean t\u1ed5ng s\u1ed1 phi\u1ebfu b\u1ea7u c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u00f3 m\u1eb7t tr\u1ef1c ti\u1ebfp ho\u1eb7c th\u00f4ng qua \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n c\u00f3 m\u1eb7t t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua.
\n\u0110i\u1ec1u 52. Thanh l\u00fd
\n1.\tT\u1ed1i thi\u1ec3u s\u00e1u th\u00e1ng tr\u01b0\u1edbc khi k\u1ebft th\u00fac th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty ho\u1eb7c sau khi c\u00f3 m\u1ed9t quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 C\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i th\u00e0nh l\u1eadp Ban thanh l\u00fd g\u1ed3m ba th\u00e0nh vi\u00ean. Hai th\u00e0nh vi\u00ean do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ec9 \u0111\u1ecbnh v\u00e0 m\u1ed9t th\u00e0nh vi\u00ean do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ec9 \u0111\u1ecbnh t\u1eeb m\u1ed9t c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp. Ban thanh l\u00fd s\u1ebd chu\u1ea9n b\u1ecb c\u00e1c quy ch\u1ebf ho\u1ea1t \u0111\u1ed9ng c\u1ee7a m\u00ecnh. C\u00e1c th\u00e0nh vi\u00ean c\u1ee7a Ban thanh l\u00fd c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c l\u1ef1a ch\u1ecdn trong s\u1ed1 nh\u00e2n vi\u00ean C\u00f4ng ty ho\u1eb7c chuy\u00ean gia \u0111\u1ed9c l\u1eadp. T\u1ea5t c\u1ea3 c\u00e1c chi ph\u00ed li\u00ean quan \u0111\u1ebfn thanh l\u00fd s\u1ebd \u0111\u01b0\u1ee3c C\u00f4ng ty \u01b0u ti\u00ean thanh to\u00e1n tr\u01b0\u1edbc c\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c c\u1ee7a C\u00f4ng ty.
\n2.\tBan thanh l\u00fd c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e1o c\u00e1o cho c\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh v\u1ec1 ng\u00e0y th\u00e0nh l\u1eadp v\u00e0 ng\u00e0y b\u1eaft \u0111\u1ea7u ho\u1ea1t \u0111\u1ed9ng. K\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u00f3, Ban thanh l\u00fd s\u1ebd thay m\u1eb7t C\u00f4ng ty trong t\u1ea5t c\u1ea3 c\u00e1c c\u00f4ng vi\u1ec7c li\u00ean quan \u0111\u1ebfn thanh l\u00fd C\u00f4ng ty tr\u01b0\u1edbc To\u00e0 \u00e1n v\u00e0 c\u00e1c c\u01a1 quan h\u00e0nh ch\u00ednh.
\n3.\tTi\u1ec1n thu \u0111\u01b0\u1ee3c t\u1eeb vi\u1ec7c thanh l\u00fd s\u1ebd \u0111\u01b0\u1ee3c thanh to\u00e1n theo th\u1ee9 t\u1ef1 sau:
\na.\tC\u00e1c chi ph\u00ed thanh l\u00fd;
\nb.\tTi\u1ec1n l\u01b0\u01a1ng v\u00e0 chi ph\u00ed b\u1ea3o hi\u1ec3m cho c\u00f4ng nh\u00e2n vi\u00ean;
\nc.\tThu\u1ebf v\u00e0 c\u00e1c kho\u1ea3n n\u1ed9p c\u00f3 t\u00ednh ch\u1ea5t thu\u1ebf m\u00e0 C\u00f4ng ty ph\u1ea3i tr\u1ea3 cho Nh\u00e0 n\u01b0\u1edbc;
\nd.\tC\u00e1c kho\u1ea3n vay (n\u1ebfu c\u00f3);
\ne.\tC\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c c\u1ee7a C\u00f4ng ty;
\nf.\tS\u1ed1 d\u01b0 c\u00f2n l\u1ea1i sau khi \u0111\u00e3 thanh to\u00e1n t\u1ea5t c\u1ea3 c\u00e1c kho\u1ea3n n\u1ee3 t\u1eeb m\u1ee5c (a) \u0111\u1ebfn (e) tr\u00ean \u0111\u00e2y s\u1ebd \u0111\u01b0\u1ee3c ph\u00e2n chia cho c\u00e1c c\u1ed5 \u0111\u00f4ng. C\u00e1c c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i s\u1ebd \u01b0u ti\u00ean thanh to\u00e1n tr\u01b0\u1edbc.<\/p>\n

CH\u01af\u01a0NG XIX
\nGI\u1ea2I QUY\u1ebeT TRANH CH\u1ea4P N\u1ed8I B\u1ed8
\n\u0110i\u1ec1u 53. Gi\u1ea3i quy\u1ebft tranh ch\u1ea5p n\u1ed9i b\u1ed9
\n1.\tTr\u01b0\u1eddng h\u1ee3p ph\u00e1t sinh tranh ch\u1ea5p hay khi\u1ebfu n\u1ea1i c\u00f3 li\u00ean quan t\u1edbi ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty hay t\u1edbi quy\u1ec1n c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng ph\u00e1t sinh t\u1eeb \u0110i\u1ec1u l\u1ec7 hay t\u1eeb b\u1ea5t c\u1ee9 quy\u1ec1n ho\u1eb7c ngh\u0129a v\u1ee5 do Lu\u1eadt Doanh nghi\u1ec7p hay c\u00e1c lu\u1eadt kh\u00e1c ho\u1eb7c c\u00e1c quy \u0111\u1ecbnh h\u00e0nh ch\u00ednh quy \u0111\u1ecbnh, gi\u1eefa:
\na.\tC\u1ed5 \u0111\u00f4ng v\u1edbi C\u00f4ng ty; ho\u1eb7c
\nb.\tC\u1ed5 \u0111\u00f4ng v\u1edbi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh hay c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd cao c\u1ea5p
\nC\u00e1c b\u00ean li\u00ean quan s\u1ebd c\u1ed1 g\u1eafng gi\u1ea3i quy\u1ebft tranh ch\u1ea5p \u0111\u00f3 th\u00f4ng qua th\u01b0\u01a1ng l\u01b0\u1ee3ng v\u00e0 ho\u00e0 gi\u1ea3i. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p tranh ch\u1ea5p li\u00ean quan t\u1edbi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb hay Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb s\u1ebd ch\u1ee7 tr\u00ec vi\u1ec7c gi\u1ea3i quy\u1ebft tranh ch\u1ea5p v\u00e0 s\u1ebd y\u00eau c\u1ea7u t\u1eebng b\u00ean tr\u00ecnh b\u00e0y c\u00e1c y\u1ebfu t\u1ed1 th\u1ef1c ti\u1ec5n li\u00ean quan \u0111\u1ebfn tranh ch\u1ea5p trong v\u00f2ng m\u01b0\u1eddi ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y tranh ch\u1ea5p ph\u00e1t sinh. Tr\u01b0\u1eddng h\u1ee3p tranh ch\u1ea5p li\u00ean quan t\u1edbi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb hay Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, b\u1ea5t c\u1ee9 b\u00ean n\u00e0o c\u0169ng c\u00f3 th\u1ec3 y\u00eau c\u1ea7u Ban ki\u1ec3m so\u00e1t ch\u1ec9 \u0111\u1ecbnh m\u1ed9t chuy\u00ean gia \u0111\u1ed9c l\u1eadp \u0111\u1ec3 h\u00e0nh \u0111\u1ed9ng v\u1edbi t\u01b0 c\u00e1ch l\u00e0 tr\u1ecdng t\u00e0i cho qu\u00e1 tr\u00ecnh gi\u1ea3i quy\u1ebft tranh ch\u1ea5p.
\n2.\tTr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u1ea1t \u0111\u01b0\u1ee3c quy\u1ebft \u0111\u1ecbnh ho\u00e0 gi\u1ea3i trong v\u00f2ng s\u00e1u tu\u1ea7n t\u1eeb khi b\u1eaft \u0111\u1ea7u qu\u00e1 tr\u00ecnh ho\u00e0 gi\u1ea3i ho\u1eb7c n\u1ebfu quy\u1ebft \u0111\u1ecbnh c\u1ee7a trung gian ho\u00e0 gi\u1ea3i kh\u00f4ng \u0111\u01b0\u1ee3c c\u00e1c b\u00ean ch\u1ea5p nh\u1eadn, b\u1ea5t c\u1ee9 b\u00ean n\u00e0o c\u0169ng c\u00f3 th\u1ec3 \u0111\u01b0a tranh ch\u1ea5p \u0111\u00f3 ra Tr\u1ecdng t\u00e0i ho\u1eb7c To\u00e0 \u00e1n nh\u00e2n d\u00e2n c\u00f3 th\u1ea9m quy\u1ec1n.
\n3.\tC\u00e1c b\u00ean s\u1ebd t\u1ef1 ch\u1ecbu chi ph\u00ed c\u1ee7a m\u00ecnh c\u00f3 li\u00ean quan t\u1edbi th\u1ee7 t\u1ee5c th\u01b0\u01a1ng l\u01b0\u1ee3ng v\u00e0 ho\u00e0 gi\u1ea3i. C\u00e1c chi ph\u00ed c\u1ee7a To\u00e0 \u00e1n s\u1ebd do To\u00e0 ph\u00e1n quy\u1ebft b\u00ean n\u00e0o ph\u1ea3i ch\u1ecbu. <\/p>\n

CH\u01af\u01a0NG XX
\nB\u1ed4 SUNG V\u00c0 S\u1eecA \u0110\u1ed4I \u0110I\u1ec0U L\u1ec6
\n\u0110i\u1ec1u 54. B\u1ed5 sung v\u00e0 s\u1eeda \u0111\u1ed5i \u0110i\u1ec1u l\u1ec7
\n1.\tVi\u1ec7c b\u1ed5 sung, s\u1eeda \u0111\u1ed5i \u0110i\u1ec1u l\u1ec7 n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng xem x\u00e9t quy\u1ebft \u0111\u1ecbnh.
\n2.\tTrong tr\u01b0\u1eddng h\u1ee3p c\u00f3 nh\u1eefng quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty ch\u01b0a \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eadp trong b\u1ea3n \u0110i\u1ec1u l\u1ec7 n\u00e0y ho\u1eb7c trong tr\u01b0\u1eddng h\u1ee3p c\u00f3 nh\u1eefng quy \u0111\u1ecbnh m\u1edbi c\u1ee7a ph\u00e1p lu\u1eadt kh\u00e1c v\u1edbi nh\u1eefng \u0111i\u1ec1u kho\u1ea3n trong \u0110i\u1ec1u l\u1ec7 n\u00e0y th\u00ec nh\u1eefng quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt \u0111\u00f3 \u0111\u01b0\u01a1ng nhi\u00ean \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng v\u00e0 \u0111i\u1ec1u ch\u1ec9nh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a C\u00f4ng ty. <\/p>\n

CH\u01af\u01a0NG XXI
\n NG\u00c0Y HI\u1ec6U L\u1ef0C
\n\u0110i\u1ec1u 55. Ng\u00e0y hi\u1ec7u l\u1ef1c
\n1.\tB\u1ea3n \u0110i\u1ec1u l\u1ec7 n\u00e0y g\u1ed3m 21 ch\u01b0\u01a1ng 55 \u0111i\u1ec1u, \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean 2018 C\u00f4ng ty C\u1ed5 ph\u1ea7n CMC nh\u1ea5t tr\u00ed th\u00f4ng qua ng\u00e0y 14 th\u00e1ng 4 n\u0103m 2018 v\u00e0 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i b\u1ed5 sung th\u00f4ng qua ng\u00e0y 27\/06\/2018 v\u00e0 thay th\u1ebf \u0110i\u1ec1u l\u1ec7 s\u1eeda \u0111\u1ed5i, b\u1ed5 th\u00f4ng qua ng\u00e0y 14 th\u00e1ng 04 n\u0103m 2018 v\u00e0 c\u00f9ng ch\u1ea5p thu\u1eadn hi\u1ec7u l\u1ef1c to\u00e0n v\u0103n c\u1ee7a \u0110i\u1ec1u l\u1ec7 n\u00e0y .
\n2.\t\u0110i\u1ec1u l\u1ec7 n\u00e0y l\u00e0 duy nh\u1ea5t v\u00e0 ch\u00ednh th\u1ee9c c\u1ee7a C\u00f4ng ty
\n3.\tC\u00e1c b\u1ea3n sao ho\u1eb7c tr\u00edch l\u1ee5c \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c t\u1ed1i thi\u1ec3u m\u1ed9t ph\u1ea7n hai t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt m\u1edbi c\u00f3 gi\u00e1 tr\u1ecb.<\/p>\n

NG\u01af\u1edcI \u0110\u1ea0I DI\u1ec6N THEO PH\u00c1P LU\u1eacT
\n CH\u1ee6 T\u1ecaCH H\u0110QT-T\u1ed4NG GI\u00c1M \u0110\u1ed0C <\/p>\n

NGUY\u1ec4N QUANG HUY<\/p>\n

[:]<\/p>\n","protected":false},"excerpt":{"rendered":"

[:vi] M\u1ee4C L\u1ee4C PH\u1ea6N M\u1ede \u0110\u1ea6U 4 CH\u01af\u01a0NG I 4\u0110\u1ecaNH NGH\u0128A C\u00c1C THU\u1eacT NG\u1eee TRONG \u0110I\u1ec0U L\u1ec6 4 \u0110i\u1ec1u 1. \u0110\u1ecbnh ngh\u0129a 4 CH\u01af\u01a0NG II 5 T\u00caN, H\u00ccNH TH\u1ee8C, TR\u1ee4 S\u1ede, CHI NH\u00c1NH, V\u0102N PH\u00d2NG \u0110\u1ea0I DI\u1ec6N V\u00c0 TH\u1edcI H\u1ea0N HO\u1ea0T \u0110\u1ed8NG C\u1ee6A C\u00d4NG TY 5 \u0110i\u1ec1u 2. T\u00ean, h\u00ecnh th\u1ee9c, tr\u1ee5 s\u1edf, chi nh\u00e1nh, […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[28],"tags":[],"class_list":["post-9135","post","type-post","status-publish","format-standard","hentry","category-dieu-le-cong-ty"],"_links":{"self":[{"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/posts\/9135","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/comments?post=9135"}],"version-history":[{"count":0,"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/posts\/9135\/revisions"}],"wp:attachment":[{"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/media?parent=9135"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/categories?post=9135"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/cmctiles.vn\/en\/wp-json\/wp\/v2\/tags?post=9135"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}